SEC Quarterly Review 

Apr-Jun2002 
SUPERVISION & REGULATION OF MARKETS AND INTERMEDIARIES

Status of complaints received during the period:

Listed Companies

Nature of Complaints

No.

Resolved

Under process

Non-payment or delay in payment of declared dividend

01

--

01

Non-payment or delay in payment of interest of debenture

10

--

10

Claim of dividend against lost shares

01

--

01

Regarding transfer of shares

01

--

01

Total

13

--

13

Broker/Dealer

Nature of Complaints

No.

Resolved

Under process

Regarding non refund of clients money

01

--

01

Total

01

--

01