SEC Quarterly Review JUL-SEP, 1999

Renewal of Stock Dealer/Stock Broker Registration Certificates:

During April-June, 2002, the Commission has renewed six & ten numbers of Stock Dealer/Stock Broker registration certificates of DSE and CSE respectively.

Issuance of Stock Broker Registration Certificates:

During April-June, 2002 the Commission has issued Stock Broker registration certificates to the following five members of Dhaka Stock Exchange Ltd. (DSE) and Chittagong Stock Exchange Ltd. (CSE) as per the Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representative) Rules, 2000.

Serial No.	Name of the Broker	Dhaka / Chittagong Stock Exchange	Date of Issue
01	Royal Green Securities Ltd.	Dhaka Stock Exchange	24/04/2002
02	Jalalabad Securities Ltd.	Chittagong Stock Exchange	04/05/2002
03	Shah Mohammad Sagir & Co. Ltd.	Dhaka Stock Exchange	05/05/2002
04	Country Stock (Bangladesh) Ltd.	Dhaka Stock Exchange	28/05/2002
05	ICB Securities Trading Co. Ltd.	Dhaka / Chittabong Stock Exchange	02/06/2002

Issuance of Registration Certificates of Merchant Banker & Portfolio Manager:

During April-June, 2002, the Commission has issued registration certificates to the following two companies to operate as Merchant Banker under the Securities and Exchange Commission (Merchant Banker & Portfolio Manager) Rules, 1996 and as amended:

Serial

No.

Name of the Merchant Bank

Date of Issue

Remarks

Union Capital Ltd.

10/04/2002

Full-fledged Merchant Bank