SEC Quarterly Review JUL-SEP, 1999

^{SEC
Quarterly Review}

^{Oct-Dec
2001}

LEGAL SERVICES

Information about SEC Court cases: The total number of pending court cases filed by and against SEC in different courts is 75. A list of these cases with the names of court in which these are pending is given below:

Sl. No.	Name of the Court		Number of cases
01.	Supreme Court of Bangladesh	Appellate Division	17
		High Court Division	37
02.	2^nd Addl. Metro. Session Judge Court, Dhaka		01
03.	5^th Sub Judge Court, Dhaka		04
04.	6^th Asst. Judge Court, Dhaka		02
05.	1^st Addl. Asstt. Judge Court, Dhaka		01
06.	Chief Metropolitan Magistrate Court, Dhaka		07
07.	General Certificate Court, Dhaka		06
	Total		75

Share scam cases of 1996: Out of 15 share scam cases 9 cases are now pending before the Appellate Division and 5 cases before the High Court Division of the Hon’ble Supreme Court. The remaining 1 case is now pending before the trial court (2^nd Additional Metropolitan Session Judge Court, Dhaka) for trial.

Non compliance of Securities Laws etc.: During this quarter (October-December, 2001) the Commission has filed two cases in the CMM Court, Dhaka against Mr. Md. Kutub Uddin (Former Managing Director, SABINCO) and T.K. Oil Refinery Co. for violation of Securities Laws.