SEC Quarterly Review JUL-SEP, 1999

^{SEC
Quarterly Review}

^{Jan-March
2002}

SUPERVISION & REGULATION OF MARKETS AND INTERMEDIARIES

Status of complaints received during the period:

Listed Companies

Nature of Complaints	No.	Resolved	Under process
Non-payment or delay in payment of declared dividend	14	---	14
Non-payment or delay in payment of interest of Debenture	12	---	12
Claim of dividend against lost shares	01	01	---
Regarding AGM of listed companies	---	---	---
Regarding transfer of shares	---	---	---
Total	27	01	26

Broker/Dealer

Nature of Complaints	No.	Resolved	Under process
Regarding non delivery of shares	---	---	---
Regarding non refund of clients money	01	01	---
Regarding non payment of sale proceeds	---	---	---
Total	01	01	---