and Exchange Commission
Following enforcement actions were taken by the
Commission during February, 2003:
Nature of default/Appeal
of rule 16 of the Securities and Exchange Commission (Stock Dealer/Stock
Broker & Authorized Representative) Rules, 2000 (for non
co-operation with Commissionís officer during inspection) by Dhaka Stock
Exchange dealer Dhaka Bank Limited (DSE Member No. 193)
Letter issued with warning
to comply with all securities laws in future.
of rule 12, sub-rule 3 of the Securities and Exchange Rules, 1987 (for
appointing Companyís auditor as Companyís valuer and financial
advisor) by Chittagong Cement Clinker Grinding Co. Ltd.