Securities and Exchange Commission

Enforcement Department

 

Following enforcement actions was taken by the Commission during December, 2002:

Sl. No.

Date

Nature of default/Appeal

Commissionís decision

01

23/12/2002

Violation of Regulation 13 of the Settlement of Stock Exchange Regulations of Chittagong Stock Exchange Limited by National Securities and Consultants Limited (CSE Member No.057)

 

Letter issued with warning to comply with all securities laws in future.