Securities and Exchange Commission
Following enforcement actions was taken by the Commission during December, 2002:
Sl. No.
Date
Nature of default/Appeal
Commission’s decision
01
23/12/2002
Violation of Regulation 13 of the Settlement of Stock Exchange Regulations of Chittagong Stock Exchange Limited by National Securities and Consultants Limited (CSE Member No.057)
Letter issued with warning to comply with all securities laws in future.
