Bangladesh Securities and Exchange Commission

 

 

Securities Related Laws


 

 Securities Related Ordinance, Act, Rules and Regulations (Updated up to Dec 2009) 

  Old Notification, Directive, Guideline etc

  Securities Laws, Order, Notification, Directive, Guideline etc Updates after June 2007:

Date of Issue

Subject

10 August 2014 Notification Regarding Exemption from Condition No.2 of the Consent Letter dated 29 October 2003 for Lafarge Surma Cement Ltd.
01 July 2014

পুঁজিবাজারে ক্ষুদ্র বিনিয়োগকারীগণকে মওকুফকৃত ঋনের সুদ মার্চেন্ট ব্যাংক ও স্টক ব্রোকার এর অনুমোদনযোগ্য ব্যয় বিবেচনা প্রসঙ্গে জাতীয় রাজস্ব বোর্ডের সার্কুলা

28 May 2014 Notification Regarding Exemption from Condition of Corporate Governances Guideline for ICB.
28 May 2014 wgDPzqvj dvi m` eevcKi wd msv wb`kbvt
10 April 2014 AMENDMENTS To The Securities & Exchange Rules, 1987
31 March 2014 Extension Order of Suspension of Rule 3(5) of the Margin Rules 1999
10 February 2014 BSEC Service Rule 2014
06 February 2014 Gazette Notification for The Placement Holder Gazette Date: March 25, 2014
12 January 2014 Check List for Appointment of Independent Director
09 December 2013 wb`kbvt K evKvi/K wWjvi I gvPU evsKvii wbR^ I gji cvUdvwjIZ cybtg~jvqbRwbZ Abv`vqKZ wZi wecixZ iwZe cwfkb msiY msv
24 October 2013 Circular Regarding listed Companies AGM. Dated:24 Oct 2013
10 October 2013

Guidelines on Conversion of Close-end Fund to Open-end Fund; Dated: October 10, 2013

26 September 2013 Regarding Order to suspend Rule 3(5) of the Margin Rules, 1999
18 August 2013 Notification,Pre-Condition of Right Issue(Complianes of Corporate Governance Guidelines), Dated: August 18,2013
18 August 2013 Notification, Revaluation of Assets to Issue of Capital; Dated:August 18, 2013
24 July 2013 Bangladesh Securities and exchange Commission (Research Analysis) Rules, 2013 Gazette.
24 July 2013

wmwKDwiwUR I GP Kwgkb (wgDPzqvj dv) wewagvjv, 2001 Gi mskvab ,MRU

21 July 2013 Amendment of Coporate Governance Guidelines Gazette
21 July 2013 Repeal of Directive dated February 14, 2010 by this Directive dated July 21, 2013
06 June 2013 Directive to stock exchanges not to buy/sell/transfer any fixed assets before demutualization

02 May 2013

G‡P‡m wWwgDPzqvjvB‡Rkb AvBb,2013

10 April 2013

Suspension of rule 3(5) of Margin Rules, 1999

13 March 2013

Gazette Notification of the Securities and “Exchange Commission(Private Placement of Debt Securities) Rules,2012”

27 February 2013

Directive: Regarding Unrealized Loss Provision by the stock Broker/Merchant Banker

08 January  2013

wmwKDwiwUR I GP Kwgkb (wgDPzqvj dv) wewagvjv, 2001 Gi mskvab

30 December 2012

Non-Discretionary Portfolio Management Gi Agwbevm wnmve _K MvnKi c_K weI wnmve Gi icvi

10 December 2012

Securities and Exchange Commission (Amendment) Act, 2012 (Bangla)

10 December 2012

Securities and Exchange (Amendment) Act, 2012

28 November 2012

Av‡`k bs GmBwm/wmGgAviAviwmwW/2001-50/167 ZvwiL A‡vei 01, 2009 evwZj Kivi Av‡`k|

28 November 2012

Directive to repeal clause 2 of the directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009.

23 October 2012

Valuer List

21 October 2012

Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012

30 September 2012

Directive: Regarding Margin Ratio by the Merchant Banker

30 September 2012

Directive: Regarding Margin Ratio by the Stock Broker

06 September 2012

Time extension of implementation of the government decision as per recommendation of special scheme committee

03 September 2012

Revised Corporate Governance Guidelines

10 July 2012

Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (Merchant Bankers’ related)

10 July 2012

Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (CSE related)

10 July 2012

Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (DSE related)

25 April 2012

Acquisition of minimum shares by sponsors/promoters and directors of listed “Z” category companies

24 April 2012

wmwKDwiwUR I G‡P Kwgkb (gv‡P›U evsKvi I †cvU‡dvwjI gv‡bRvi) wewagvjv, 1996 Gi ms‡kvab

12 March 2012

Amendment to the Securities and Exchange Commission (Stock-dealer, Stock-broker and Authorized Representative) Rules, 2000  

12 March 2012

Amendment to the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996  

12 March 2012

Amendment to the Securities and Exchange Commission (Issue of Capital) Rules, 2001  

23 February 2012

Order regarding Mutual Fund

09 February 2012

Amendment to the Securities and Exchange Commission (Stock Dealer, Stock Broker, Authorized Representative) Rules, 2000 regarding renewal of registration certificate of Authorized Representative  

17 January 2012

Free Float Gi msv wbaviY msvš— MwVZ KwgwUi mfvi KvhweeiYx †ciY cm‡|

20 December 2011

Amendment to the wmwKDwiwUR I G‡P Kwgkb (gv‡P›U evsKvi I †cvU‡dvwjI gv‡bRvi) wewagvjv, 1996

07 December 2011

Notification for clarification of certain issues, in continuation of the Notification No. SEC/CMRRCD/2009-193/119/Admin/34 dated November 22, 2011

23 November 2011

Steps Taken for Stabilizing Capital Market

22 November 2011

Notification under section 2CC regarding holding of shares by sponsors/promoters and directors

2 November 2011

Amendment to the Securities and Exchange Commission (Rights Issue) Rules, 2006

26 October 2011

Notification regarding Book Building Method

18 October 2011

Directive

18 October 2011

Directive

17 October 2011

Directive

13 October 2011

Amendment to the Securities and Exchange Commission (Mutual Fund) Rules-2001

5 October 2011

Amendment to the Securities and Exchange Commission (Public Issue) Rules, 2006

2 October 2011

Notification-Conditions under Section 2cc in case of issuance for the Security other than right and bonus share.

21 September 2011

Order related to sell of shares of Sponsors/Directors/5% and above share holders.

15 September 2011

Order related to Uniform face value of shares of Tk. 10 each.

15 September 2011

Order related to Mutual Fund.

24 August 2011

Notification regarding the insurance companies

17 August 2011

List of Valuers for re-evaluation of assets and liabilities of state owned companies willing for listing in capital market

27 July 2011

Order related to issue of capital or public offer of securities

9 May 2011

Notification 08.5.11

10 April 2011

Directive 10.4.11

28 March 1011

Advisory Committee

16 March 1011

Amendment to the Merchant Bankers rule-06.3.11

16 March 2011

Amendment of Mutual Fund 14.03.2011

10 March 2011

Directive-10.3.11

10 February 2011

Directive-10.2.11

20 January 2011

Directive-20.1.11

20 January 2011

Notification 20.1.11

17 January 2011

Directive-NM from OTC-16.1.11

11 January 2011

Directive Mutual Fund-11.1.11

11 January 2011

Directive-stock broker-Margin Loan-10.1.11-92

11 January 2011

Directive Merchant Banker Rule-10.1.11-95

11 January 2011

Directive Merchant Bank-10.1.11-93

11 January 2011

Directive10.01.11-Netting & Spot-94

9 January 2011

Directive-stock broker-Investors limit09.1.11-90

9 January 2011

Directive Merchat-09.1.11-89

9 January 2011

Directive Margin Rin-Merchat-Investor-09.1.11-91

9 January 2011

Directive 09.01.11-broker-87

9 January 2011

Directive 09.01.11-broker-88

29 December 2010

Notification regarding Book Building Method

13 December 2010

Directive to stock brokers  related to margin loan

13 December 2010

Directive to merchant bankers  related to margin loan

01 December 2010

Orders related to member's margin

30 November 2010

Directive regarding sending shares of 14 company to spot market

28 November 2010

Order related to Member's margin

25 November 2010

Order related to Member's margin

21 November 2010

Directive to merchant bankers regarding margin loan

21 November 2010

Directive to stock-brokers regarding margin loan

14 November 2010

Notification related to the consent of  issue of capital

10 October 2010

Amendment to Stock Broker, Stock Dealer and Authorized Representative Rules 2000

28 September 2010

Directive related to delisting of companies under Z category which will fail to demat within 30 September 2010

21 September 2010

Directive related to consideration of PE ratio and  margin calculation

06 September 2010

Notification related to imposition of further conditions to the issue of capital /public offer of securities for sale

06 September 2010

Notification related to imposition of further conditions to the issue of capital of unlisted securities

06 September 2010

Directive related to netting  and NAV calculation and margin call

31 August 2010

Notification on amendment of Public Issue Rules, 2006

30 August 2010

Directives to merchant bankers and stock brokers about limit of 50% of NAV of MF instead of 15%.

04 August 2010

Repeal of order of May 30, 2006

01 August 2010

Notification related to book building

27 July 2010

Notification related to substantial acquisition of shares

25 July 2010

Order to merchant bankers related to margin limit adjustment period

25 July 2010

Directive to stock brokers related to margin limit and adjustment period

22 July 2010

Directive to stock brokers related to single client exposure limit

22 July 2010

Directive to merchant bankers related to single client exposure limit

14 July 2010

Notification to sponsors shareholder, director  and private placement holders on declaration before buy/sell/other dispose off

14 July 2010

Directive to sponsor unit holders and private placement holders of mutual fund on declaration before buy/sell/other dispose off

08 July 2010

Directive on margin issue to merchant bankers and portfolio managers

08 July 2010

Directive on margin issue to stock brokers

04 July 2010

Directive to companies which declared layoff

01 July 2010

Directive related to declaration by sponsor, director, placement holder for selling/disposing off shares/units

30 June 2010

Notification related to annual BO accounts maintenance fee

16 June 2010

Notification on amendment of OTC Market Rules related to definition of unlisted securities

15 June 2010

Directive to merchant banks related to marginable shares' PE ratio

15 June 2010

Directive to brokers/dealers related to marginable shares' PE ratio

07 June 2010

Related to brokerage fee/commission collection by merchant bankers

01 June 2010

Paper securities under B category will be transferred to Z category on 01 July 2010 and no trade of paper securities shall take place from 01 October 2010-replace the order of 31 May 10.

31 May 2010

Notification on amendment in Mutual Fund Rules related to lock-in and placement limit

31 May 2010

Paper securities under B category shall not be traded from 01 July 2010 and be transferred to Z category and no trade of  paper securities shall take place from 01 October 2010

10 May 2010

Notification related to 10 taka phase value of share

05 May 2010

Notification on issue of capital related to conversion to public ltd company and public offer

05 May 2010

Time Extension of ICB Mutual Funds

04 May 2010

Notification related to record date and AGM

18 April 2010

Letter to Bangladesh Bank about MICR

06 April 2010

Notification related to amendment of OTC Rules, 2001

23 March 2010

Directive related to margin requirement calculation

23 March 2010

Notification related to amendment of Prohibition of Insider Trading Rules 1995

15 March 2010

Order to merchant bankers related to margin loan 1:1.5

15 March 2010

Directive related to stock brokers margin loan 1:1.5

14 March 2010

Trust Deed for Mutual Fund- UmbrellaTrust Deed for Mutual Fund-Single Trust Deed for Unit Fund

11 March 2010

Notification related to mutual fund lock-in.

11 March 2010

Notification related to public issue

07 March 2010

Directive related to stock broker margin for mutual fund extended up to 15% of latest disclosed  NAV

07 March 2010

Directive related to merchant banker  margin for mutual fund extended up to 15% of latest disclosed  NAV

04 March 2010

Order related to depository fee of Tk 150 for January-June 2010

01 March 2010

Circular related to standardized face value of share Tk 100 and market lot

18 February 2010

Directive to GP & Marico related to trade in spot market

14 February 2010

Needs approval from SEC before submission of  nomination in  election of exchange board of directors

11 February 2010

Clarification related to institutional investors

10 February 2010

Directive related to CSE  listing regulation about financial statement upload on company website

09 February 2010

Notification related to refund of IPO application money for unsuccessful applicants

09 February 2010

Notification related to transfer of dividend

08 February 2010

Directive related to stopping netting facility for GP shares

03 February 2010

Order related to portfolio managers' margin to 1:1

02 February 2010

Directive related to members' margin ratio to 1:1

02 February 2010

Presentation of quarterly financial statement

01 February 2010

Directive related to stopping  margin for equity shares with PE more than 50

01 February 2010

Directive related to members' margin ratio to 1:1.5

31 January 2010

Directive related to uniform software for members of both stock exchanges within April 30, 2010

24 January 2010

Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded

17 January 2010

Directive related to quarterly financial statement publication in the website

17 December 2009

Directive related to marginable MF units for merchant bankers and stock brokers

09 December 2009

Directive related to marginable shares for merchant bankers and stock brokers

07 December 2009

Related to depository fee year--- July-June instead of January-December

17 November 2009

Amendment of Credit Rating Companies Rules 1996

26 October 2009

Directive to merchant bankers, portfolio managers to stop further  margin loan for Aftab Automobiles Ltd

26 October 2009

Directive to DSE, CSE about Aftab Automobiles Ltd related to margin rules

26 October 2009

Directive to merchant bankers, portfolio managers to stop further  margin loan for all listed MFs

26 October 2009

Directive to DSE, CSE about all listed MFs related to margin loan

21 October 2009

Directive to merchant bankers, portfolio managers to stop further  margin loan for 28 listed securities

21 October 2009

Directive to DSE, CSE about 28 listed securities related to margin loan

21 October 2009

Directive to DSE, CSE  related to stock broker branch opening

20 October 2009

Directive to DSE, CSE related to transaction of physical shares

20 October 2009

Directive to DSE, CSE not to consider non-dematted securities as marginable

20 October 2009

Order related to non- margin for non-demated securities

05 October 2009

Notification

05 October 2009

Order related to margin loan

04 October 2009

Directive related to OTC market

01 October 2009

Notification

01 October 2009

Directive to DSE and CSE

01 October 2009

Directive 

01 October 2009

Order related to margin rule

27 September 2009

Notification

06 September 2009

Directive related to OTC market in DSE

09 July 2009

Conditions under 2CC to the issue of capital

02 July 2009

Amendment of Capital Issue Rules, 2001

24 June 2009

Directive to DSE and CSE

01 June 2009

No.SEC/CMRRCD/2009-193/Admin/03-31:  Notification about NAV & EPS

01 June 2009

No. SEC/CMRRCD/2008-183/Admin/03-30:Notification under 2CC related to further conditions to the consent already accorded by it, or deemed to have been accorded by it, or to be accorded by it in future

27 May 2009

Directive on branch opening for stock broker

20 April 2009

Amendment of Securities and Exchange Commission (Merchant Bank and Portfolio Manager) Rules, 2006

11 March 2009

Notification on book building method

01 December 2008

Directive relating to transaction of physical shares, circuit breaker and suspension of trading, click for the Directive 01December 2008

16 October 2008

Time for BO Account regularization is extended  up to 31 December 2008, click for the directive 16 October2008-Directive on BO Account Regulation

14 August 2008

Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification August 14, 2008

29 July 2008

Directive related to opening of branch for stock brokers, please click Directive 29 July 2008

24 July 2008

Amendment of  Securities and Exchange Commission (Public Issue) Rules-2006, click for the Notification July 24, 2008

30 June 2008

Bank Certificate or National ID Card to regularize BO Account within 30 September 2008, please click BO account regularization 30June08

16 June 2008

Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification June 16, 2008

16 June 2008

Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996, click for the Notification June 16, 2008

16 June 2008

Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification June 16, 2008

04 June 2008

Notification about  financial statements, click for the Notification June 4, 2008

26 February 2008

Order  clarifying  the order dated Feb 03, 2008 related to margin loan, Order26Feb08

03 February 2008

Related to margin loan Order03Feb2008

03 Dec 2007

Withdrawal of  previous directive SEC/SRMID/94-231/1533 dated Nov 19, 2007, click on Directive 03 Dec 2007

25 Nov 2007

Related to margin loan dated Nov 25, 2007, click on Order 25 Nov 2007

25 Nov 2007

Withdrawal of  previous directive SEC/SRMID/94-231/1534 dated Nov 19, 2007, click on Directive 25 Nov 2007

19 Nov 2007

Notification about inclusion of father's name, mother's name and certificate of bank account in BO account, click on BO AC Notification

19 Nov 2007

Directive to broker/dealers  to stop providing any further margin loan or credit facilities 

19 Nov 2007

Directive to merchant bankers  to stop providing any further margin loan or credit facilities

23 Oct 2007

Order related to margin loan

02 Oct 2007

Notification related to margin rule

16 May 2007

Amendment of Depository User Regulations 2003

April 2007

Notification about Conditions of Registration Certificate

2006

Right Issue Rules 2006

2006

Public Issue Rules 2006

12 Dec 2006

Directive to Southeast Bank Ltd related to distribution of under subscribed shares

10 September 2006 SEC/CMRRCD/2006-159/Admin/02/10  Dated 10 September 2006

20 July 2006

Amendment of Depository User Regulations 2003

03 July 2006

Order related to 'N' category

03 July 2006

Order related to 'N' category

30 May 2006

Order related to issue of capital or public offer for securities sale

20 February 2006

The corporate governance notification can be obtained on click Corporate Governance Notification dated 20 Feb 2006 (Corporate Governance Notification dated 20 February 2006 shall replace the Corporate Governance Order dated 9 January 2006.)

09 Jan 2006

Amendment of  Securities and Exchange Commission (Prohibition of Insider Trading) Rules 1995, click for the Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996 click for the  Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Market Maker) Rules-2000, click for the  Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the  Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Acquisition of Substantial Share and Take Over ) Rules-2002, click for the  Notification 09 January 2006 

09 Jan 2006

Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the  Notification 09 January 2006

09 Jan 2006

Amendment of  Securities and Exchange Commission (Asset Backed Securities Issue) Rules-2004, click for the  Notification 09 January 2006

09 Jan 2006

Order related to corporate governance

   

 

Note: To Open All Bangla Topic (PDF Format), Adobe Acrobat Reader 4.0 or Later and SutonnyMJ Bengali Fonts Need to be Installed