SEC Laws

Bangladesh Securities and Exchange Commission

^{Securities
Related Laws}

Old Notification, Directive, Guideline etc

Securities Laws, Order, Notification, Directive, Guideline etc Updates after June 2007:

Date of Issue	Subject
02 May 2013	G·‡P‡Äm wWwgDPz¨qvjvB‡Rkb AvBb,2013
10 April 2013	Suspension of rule 3(5) of Margin Rules, 1999
13 March 2013	Gazette Notification of the Securities and “Exchange Commission(Private Placement of Debt Securities) Rules,2012”
27 February 2013	Directive: Regarding Unrealized Loss Provision by the stock Broker/Merchant Banker
08 January 2013	wmwKDwiwUR I G·‡PÄ Kwgkb (wgDPz¨qvj dvÛ) wewagvjv, 2001 Gi ms‡kvab
30 December 2012	Non-Discretionary Portfolio Management Gi †¶‡Î Agwbevm wnmve †_‡K MÖvn‡Ki c„_K weI wnmve Gi i“cvš—i
10 December 2012	Securities and Exchange Commission (Amendment) Act, 2012 (Bangla)
10 December 2012	Securities and Exchange (Amendment) Act, 2012
28 November 2012	Av‡`k bs GmBwm/wmGgAviAviwmwW/2001-50/167 ZvwiL A‡±vei 01, 2009 evwZj Kivi Av‡`k\|
28 November 2012	Directive to repeal clause 2 of the directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009.
23 October 2012	Valuer List
21 October 2012	Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012
30 September 2012	Directive: Regarding Margin Ratio by the Merchant Banker
30 September 2012	Directive: Regarding Margin Ratio by the Stock Broker
06 September 2012	Time extension of implementation of the government decision as per recommendation of special scheme committee
03 September 2012	Revised Corporate Governance Guidelines
10 July 2012	Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (Merchant Bankers’ related)
10 July 2012	Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (CSE related)
10 July 2012	Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (DSE related)
25 April 2012	Acquisition of minimum shares by sponsors/promoters and directors of listed “Z” category companies
24 April 2012	wmwKDwiwUR I G·‡PÄ Kwgkb (gv‡P©›U e¨vsKvi I †cvU©‡dvwjI g¨v‡bRvi) wewagvjv, 1996 Gi ms‡kvab
12 March 2012	Amendment to the Securities and Exchange Commission (Stock-dealer, Stock-broker and Authorized Representative) Rules, 2000
12 March 2012	Amendment to the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996
12 March 2012	Amendment to the Securities and Exchange Commission (Issue of Capital) Rules, 2001
23 February 2012	Order regarding Mutual Fund
09 February 2012	Amendment to the Securities and Exchange Commission (Stock Dealer, Stock Broker, Authorized Representative) Rules, 2000 regarding renewal of registration certificate of Authorized Representative
17 January 2012	Free Float Gi msÁv wba©viY msµvš— MwVZ KwgwUi mfvi Kvh©weeiYx †cÖiY cÖm‡½\|
20 December 2011	Amendment to the wmwKDwiwUR I G·‡PÄ Kwgkb (gv‡P©›U e¨vsKvi I †cvU©‡dvwjI g¨v‡bRvi) wewagvjv, 1996
07 December 2011	Notification for clarification of certain issues, in continuation of the Notification No. SEC/CMRRCD/2009-193/119/Admin/34 dated November 22, 2011
23 November 2011	Steps Taken for Stabilizing Capital Market
22 November 2011	Notification under section 2CC regarding holding of shares by sponsors/promoters and directors
2 November 2011	Amendment to the Securities and Exchange Commission (Rights Issue) Rules, 2006
26 October 2011	Notification regarding Book Building Method
18 October 2011	Directive
18 October 2011	Directive
17 October 2011	Directive
13 October 2011	Amendment to the Securities and Exchange Commission (Mutual Fund) Rules-2001
5 October 2011	Amendment to the Securities and Exchange Commission (Public Issue) Rules, 2006
2 October 2011	Notification-Conditions under Section 2cc in case of issuance for the Security other than right and bonus share.
21 September 2011	Order related to sell of shares of Sponsors/Directors/5% and above share holders.
15 September 2011	Order related to Uniform face value of shares of Tk. 10 each.
15 September 2011	Order related to Mutual Fund.
24 August 2011	Notification regarding the insurance companies
17 August 2011	List of Valuers for re-evaluation of assets and liabilities of state owned companies willing for listing in capital market
27 July 2011	Order related to issue of capital or public offer of securities
9 May 2011	Notification 08.5.11
10 April 2011	Directive 10.4.11
28 March 1011	Advisory Committee
16 March 1011	Amendment to the Merchant Bankers rule-06.3.11
16 March 2011	Amendment of Mutual Fund 14.03.2011
10 March 2011	Directive-10.3.11
10 February 2011	Directive-10.2.11
20 January 2011	Directive-20.1.11
20 January 2011	Notification 20.1.11
17 January 2011	Directive-NM from OTC-16.1.11
11 January 2011	Directive Mutual Fund-11.1.11
11 January 2011	Directive-stock broker-Margin Loan-10.1.11-92
11 January 2011	Directive Merchant Banker Rule-10.1.11-95
11 January 2011	Directive Merchant Bank-10.1.11-93
11 January 2011	Directive10.01.11-Netting & Spot-94
9 January 2011	Directive-stock broker-Investors limit09.1.11-90
9 January 2011	Directive Merchat-09.1.11-89
9 January 2011	Directive Margin Rin-Merchat-Investor-09.1.11-91
9 January 2011	Directive 09.01.11-broker-87
9 January 2011	Directive 09.01.11-broker-88
29 December 2010	Notification regarding Book Building Method
13 December 2010	Directive to stock brokers related to margin loan
13 December 2010	Directive to merchant bankers related to margin loan
01 December 2010	Orders related to member's margin
30 November 2010	Directive regarding sending shares of 14 company to spot market
28 November 2010	Order related to Member's margin
25 November 2010	Order related to Member's margin
21 November 2010	Directive to merchant bankers regarding margin loan
21 November 2010	Directive to stock-brokers regarding margin loan
14 November 2010	Notification related to the consent of issue of capital
10 October 2010	Amendment to Stock Broker, Stock Dealer and Authorized Representative Rules 2000
28 September 2010	Directive related to delisting of companies under Z category which will fail to demat within 30 September 2010
21 September 2010	Directive related to consideration of PE ratio and margin calculation
06 September 2010	Notification related to imposition of further conditions to the issue of capital /public offer of securities for sale
06 September 2010	Notification related to imposition of further conditions to the issue of capital of unlisted securities
06 September 2010	Directive related to netting and NAV calculation and margin call
31 August 2010	Notification on amendment of Public Issue Rules, 2006
30 August 2010	Directives to merchant bankers and stock brokers about limit of 50% of NAV of MF instead of 15%.
04 August 2010	Repeal of order of May 30, 2006
01 August 2010	Notification related to book building
27 July 2010	Notification related to substantial acquisition of shares
25 July 2010	Order to merchant bankers related to margin limit adjustment period
25 July 2010	Directive to stock brokers related to margin limit and adjustment period
22 July 2010	Directive to stock brokers related to single client exposure limit
22 July 2010	Directive to merchant bankers related to single client exposure limit
14 July 2010	Notification to sponsors shareholder, director and private placement holders on declaration before buy/sell/other dispose off
14 July 2010	Directive to sponsor unit holders and private placement holders of mutual fund on declaration before buy/sell/other dispose off
08 July 2010	Directive on margin issue to merchant bankers and portfolio managers
08 July 2010	Directive on margin issue to stock brokers
04 July 2010	Directive to companies which declared layoff
01 July 2010	Directive related to declaration by sponsor, director, placement holder for selling/disposing off shares/units
30 June 2010	Notification related to annual BO accounts maintenance fee
16 June 2010	Notification on amendment of OTC Market Rules related to definition of unlisted securities
15 June 2010	Directive to merchant banks related to marginable shares' PE ratio
15 June 2010	Directive to brokers/dealers related to marginable shares' PE ratio
07 June 2010	Related to brokerage fee/commission collection by merchant bankers
01 June 2010	Paper securities under B category will be transferred to Z category on 01 July 2010 and no trade of paper securities shall take place from 01 October 2010-replace the order of 31 May 10.
31 May 2010	Notification on amendment in Mutual Fund Rules related to lock-in and placement limit
31 May 2010	Paper securities under B category shall not be traded from 01 July 2010 and be transferred to Z category and no trade of paper securities shall take place from 01 October 2010
10 May 2010	Notification related to 10 taka phase value of share
05 May 2010	Notification on issue of capital related to conversion to public ltd company and public offer
05 May 2010	Time Extension of ICB Mutual Funds
04 May 2010	Notification related to record date and AGM
18 April 2010	Letter to Bangladesh Bank about MICR
06 April 2010	Notification related to amendment of OTC Rules, 2001
23 March 2010	Directive related to margin requirement calculation
23 March 2010	Notification related to amendment of Prohibition of Insider Trading Rules 1995
15 March 2010	Order to merchant bankers related to margin loan 1:1.5
15 March 2010	Directive related to stock brokers margin loan 1:1.5
14 March 2010	Trust Deed for Mutual Fund- Umbrella, Trust Deed for Mutual Fund-Single Trust Deed for Unit Fund
11 March 2010	Notification related to mutual fund lock-in.
11 March 2010	Notification related to public issue
07 March 2010	Directive related to stock broker margin for mutual fund extended up to 15% of latest disclosed NAV
07 March 2010	Directive related to merchant banker margin for mutual fund extended up to 15% of latest disclosed NAV
04 March 2010	Order related to depository fee of Tk 150 for January-June 2010
01 March 2010	Circular related to standardized face value of share Tk 100 and market lot
18 February 2010	Directive to GP & Marico related to trade in spot market
14 February 2010	Needs approval from SEC before submission of nomination in election of exchange board of directors
11 February 2010	Clarification related to institutional investors
10 February 2010	Directive related to CSE listing regulation about financial statement upload on company website
09 February 2010	Notification related to refund of IPO application money for unsuccessful applicants
09 February 2010	Notification related to transfer of dividend
08 February 2010	Directive related to stopping netting facility for GP shares
03 February 2010	Order related to portfolio managers' margin to 1:1
02 February 2010	Directive related to members' margin ratio to 1:1
02 February 2010	Presentation of quarterly financial statement
01 February 2010	Directive related to stopping margin for equity shares with PE more than 50
01 February 2010	Directive related to members' margin ratio to 1:1.5
31 January 2010	Directive related to uniform software for members of both stock exchanges within April 30, 2010
24 January 2010	Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded
17 January 2010	Directive related to quarterly financial statement publication in the website
17 December 2009	Directive related to marginable MF units for merchant bankers and stock brokers
09 December 2009	Directive related to marginable shares for merchant bankers and stock brokers
07 December 2009	Related to depository fee year--- July-June instead of January-December
17 November 2009	Amendment of Credit Rating Companies Rules 1996
26 October 2009	Directive to merchant bankers, portfolio managers to stop further margin loan for Aftab Automobiles Ltd
26 October 2009	Directive to DSE, CSE about Aftab Automobiles Ltd related to margin rules
26 October 2009	Directive to merchant bankers, portfolio managers to stop further margin loan for all listed MFs
26 October 2009	Directive to DSE, CSE about all listed MFs related to margin loan
21 October 2009	Directive to merchant bankers, portfolio managers to stop further margin loan for 28 listed securities
21 October 2009	Directive to DSE, CSE about 28 listed securities related to margin loan
21 October 2009	Directive to DSE, CSE related to stock broker branch opening
20 October 2009	Directive to DSE, CSE related to transaction of physical shares
20 October 2009	Directive to DSE, CSE not to consider non-dematted securities as marginable
20 October 2009	Order related to non- margin for non-demated securities
05 October 2009	Notification
05 October 2009	Order related to margin loan
04 October 2009	Directive related to OTC market
01 October 2009	Notification
01 October 2009	Directive to DSE and CSE
01 October 2009	Directive
01 October 2009	Order related to margin rule
27 September 2009	Notification
06 September 2009	Directive related to OTC market in DSE
09 July 2009	Conditions under 2CC to the issue of capital
02 July 2009	Amendment of Capital Issue Rules, 2001
24 June 2009	Directive to DSE and CSE
01 June 2009	No.SEC/CMRRCD/2009-193/Admin/03-31: Notification about NAV & EPS
01 June 2009	No. SEC/CMRRCD/2008-183/Admin/03-30:Notification under 2CC related to further conditions to the consent already accorded by it, or deemed to have been accorded by it, or to be accorded by it in future
27 May 2009	Directive on branch opening for stock broker
20 April 2009	Amendment of Securities and Exchange Commission (Merchant Bank and Portfolio Manager) Rules, 2006
11 March 2009	Notification on book building method
01 December 2008	Directive relating to transaction of physical shares, circuit breaker and suspension of trading, click for the Directive 01December 2008
16 October 2008	Time for BO Account regularization is extended up to 31 December 2008, click for the directive 16 October2008-Directive on BO Account Regulation
14 August 2008	Amendment of Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification August 14, 2008
29 July 2008	Directive related to opening of branch for stock brokers, please click Directive 29 July 2008
24 July 2008	Amendment of Securities and Exchange Commission (Public Issue) Rules-2006, click for the Notification July 24, 2008
30 June 2008	Bank Certificate or National ID Card to regularize BO Account within 30 September 2008, please click BO account regularization 30June08
16 June 2008	Amendment of Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification June 16, 2008
16 June 2008	Amendment of Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996, click for the Notification June 16, 2008
16 June 2008	Amendment of Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification June 16, 2008
04 June 2008	Notification about financial statements, click for the Notification June 4, 2008
26 February 2008	Order clarifying the order dated Feb 03, 2008 related to margin loan, Order26Feb08
03 February 2008	Related to margin loan Order03Feb2008
03 Dec 2007	Withdrawal of previous directive SEC/SRMID/94-231/1533 dated Nov 19, 2007, click on Directive 03 Dec 2007
25 Nov 2007	Related to margin loan dated Nov 25, 2007, click on Order 25 Nov 2007
25 Nov 2007	Withdrawal of previous directive SEC/SRMID/94-231/1534 dated Nov 19, 2007, click on Directive 25 Nov 2007
19 Nov 2007	Notification about inclusion of father's name, mother's name and certificate of bank account in BO account, click on BO AC Notification
19 Nov 2007	Directive to broker/dealers to stop providing any further margin loan or credit facilities
19 Nov 2007	Directive to merchant bankers to stop providing any further margin loan or credit facilities
23 Oct 2007	Order related to margin loan
02 Oct 2007	Notification related to margin rule
16 May 2007	Amendment of Depository User Regulations 2003
April 2007	Notification about Conditions of Registration Certificate
2006	Right Issue Rules 2006
2006	Public Issue Rules 2006
12 Dec 2006	Directive to Southeast Bank Ltd related to distribution of under subscribed shares
20 July 2006	Amendment of Depository User Regulations 2003
03 July 2006	Order related to 'N' category
03 July 2006	Order related to 'N' category
30 May 2006	Order related to issue of capital or public offer for securities sale
20 February 2006	The corporate governance notification can be obtained on click Corporate Governance Notification dated 20 Feb 2006 (Corporate Governance Notification dated 20 February 2006 shall replace the Corporate Governance Order dated 9 January 2006.)
09 Jan 2006	Amendment of Securities and Exchange Commission (Prohibition of Insider Trading) Rules 1995, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996 click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Market Maker) Rules-2000, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Acquisition of Substantial Share and Take Over ) Rules-2002, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification 09 January 2006
09 Jan 2006	Amendment of Securities and Exchange Commission (Asset Backed Securities Issue) Rules-2004, click for the Notification 09 January 2006
09 Jan 2006	Order related to corporate governance

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Securities Related Laws

^{Securities
Related Laws}