^{Securities Related Laws} 

 Securities Related Ordinance, Act, Rules and Regulations (Updated up to June 2007) 

                                                                                                                      Old Administrative Notification, Directive, Guideline

Securities Laws, Order, Notification, Directive, Guideline etc Updates after June 2007:

           

24 June 2009	Directive to DSE and CSE
01 June 2009	No.SEC/CMRRCD/2009-193/Admin/03-31:  Notification about NAV & EPS
01 June 2009	No. SEC/CMRRCD/2008-183/Admin/03-30:Notification under 2CC related to further conditions to the consent already accorded by it, or deemed to have been accorded by it, or to be accorded by it in future
27 May 2009	Directive on branch opening for stock broker
11 March 2009	Notification on book building method
01 December 2008	Directive relating to transaction of physical shares, circuit breaker and suspension of trading, click for the Directive 01December 2008
16 October 2008	Time for BO Account regularization is extended  up to 31 December 2008, click for the directive 16 October2008-Directive on BO Account Regulation
14 August 2008	Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification August 14, 2008
29 July 2008	Directive related to opening of branch for stock brokers, please click Directive 29 July 2008
24 July 2008	Amendment of  Securities and Exchange Commission (Public Issue) Rules-2006, click for the Notification July 24, 2008
30 June 2008	Bank Certificate or National ID Card to regularize BO Account within 30 September 2008, please click BO account regularization 30June08
16 June 2008	Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification June 16, 2008
16 June 2008	Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996, click for the Notification June 16, 2008
16 June 2008	Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification June 16, 2008
04 June 2008	Notification about  financial statements, click for the Notification June 4, 2008
26 February 2008	Order  clarifying  the order dated Feb 03, 2008 related to margin loan, Order26Feb08
03 February 2008	Related to margin loan Order03Feb2008
03 Dec 2007	Withdrawal of  previous directive SEC/SRMID/94-231/1533 dated Nov 19, 2007, click on Directive 03 Dec 2007
25 Nov 2007	Related to margin loan dated Nov 25, 2007, click on Order 25 Nov 2007
25 Nov 2007	Withdrawal of  previous directive SEC/SRMID/94-231/1534 dated Nov 19, 2007, click on Directive 25 Nov 2007
19 Nov 2007	Notification about inclusion of father's name, mother's name and certificate of bank account in BO account, click on BO AC Notification
19 Nov 2007	Directive to broker/dealers  to stop providing any further margin loan or credit facilities
19 Nov 2007	Directive to merchant bankers  to stop providing any further margin loan or credit facilities
23 Oct 2007	Order related to margin loan
02 Oct 2007	Notification related to margin rule
16 May 2007	Amendment of Depository User Regulations 2003
April 2007	Notification about Conditions of Registration Certificate
2006	Right Issue Rules 2006
2006	Public Issue Rules 2006
12 Dec 2006	Directive to Southeast Bank Ltd related to distribution of under subscribed shares
20 July 2006	Amendment of Depository User Regulations 2003
03 July 2006	Order related to 'N' category
03 July 2006	Order related to 'N' category
30 May 2006	Order related to issue of capital or public offer for securities sale
20 February 2006	The corporate governance notification can be obtained on click Corporate Governance Notification dated 20 Feb 2006 (Corporate Governance Notification dated 20 February 2006 shall replace the Corporate Governance Order dated 9 January 2006.)
09 Jan 2006	Amendment of  Securities and Exchange Commission (Prohibition of Insider Trading) Rules 1995, click for the Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996 click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Market Maker) Rules-2000, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Acquisition of Substantial Share and Take Over ) Rules-2002, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Asset Backed Securities Issue) Rules-2004, click for the  Notification 09 January 2006
09 Jan 2006	Order related to corporate governance

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