^{Securities Related Laws} 

 Securities Related Ordinance, Act, Rules and Regulations (Updated up to June 2007) 

                                                                                                                      Old Administrative Notification, Directive, Guideline

Securities Laws, Order, Notification, Directive, Guideline etc Updates after June 2007:

           

08 February 2010	Directive related to stopping netting facility for GP shares
03 February 2010	Order related to portfolio managers' margin to 1:1
02 February 2010	Directive related to members' margin ratio to 1:1
02 February 2010	Presentation of quarterly financial statement
01 February 2010	Directive related to stopping  margin for equity shares with PE more than 50
01 February 2010	Directive related to members' margin ratio to 1:1.5
31 January 2010	Directive related to uniform software for members of both stock exchanges within April 30, 2010
24 January 2010	Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded
17 January 2010	Directive related to quarterly financial statement publication in the website
17 December 2009	Directive related to marginable MF units for merchant bankers and stock brokers
09 December 2009	Directive related to marginable shares for merchant bankers and stock brokers
07 December 2009	Related to depository fee year--- July-June instead of January-December
17 November 2009	Amendment of Credit Rating Companies Rules 1996
26 October 2009	Directive to merchant bankers, portfolio managers to stop further  margin loan for Aftab Automobiles Ltd
26 October 2009	Directive to DSE, CSE about Aftab Automobiles Ltd related to margin rules
26 October 2009	Directive to merchant bankers, portfolio managers to stop further  margin loan for all listed MFs
26 October 2009	Directive to DSE, CSE about all listed MFs related to margin loan
21 October 2009	Directive to merchant bankers, portfolio managers to stop further  margin loan for 28 listed securities
21 October 2009	Directive to DSE, CSE about 28 listed securities related to margin loan
21 October 2009	Directive to DSE, CSE  related to stock broker branch opening
20 October 2009	Directive to DSE, CSE related to transaction of physical shares
20 October 2009	Directive to DSE, CSE not to consider non-dematted securities as marginable
20 October 2009	Order related to non- margin for non-demated securities
05 October 2009	Notification
05 October 2009	Order related to margin loan
04 October 2009	Directive related to OTC market
01 October 2009	Notification
01 October 2009	Directive to DSE and CSE
01 October 2009	Directive
01 October 2009	Order related to margin rule
27 September 2009	Notification
06 September 2009	Directive related to OTC market in DSE
09 July 2009	Conditions under 2CC to the issue of capital
02 July 2009	Amendment of Capital Issue Rules, 2001
24 June 2009	Directive to DSE and CSE
01 June 2009	No.SEC/CMRRCD/2009-193/Admin/03-31:  Notification about NAV & EPS
01 June 2009	No. SEC/CMRRCD/2008-183/Admin/03-30:Notification under 2CC related to further conditions to the consent already accorded by it, or deemed to have been accorded by it, or to be accorded by it in future
27 May 2009	Directive on branch opening for stock broker
20 April 2009	Amendment of Securities and Exchange Commission (Merchant Bank and Portfolio Manager) Rules, 2006
11 March 2009	Notification on book building method
01 December 2008	Directive relating to transaction of physical shares, circuit breaker and suspension of trading, click for the Directive 01December 2008
16 October 2008	Time for BO Account regularization is extended  up to 31 December 2008, click for the directive 16 October2008-Directive on BO Account Regulation
14 August 2008	Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification August 14, 2008
29 July 2008	Directive related to opening of branch for stock brokers, please click Directive 29 July 2008
24 July 2008	Amendment of  Securities and Exchange Commission (Public Issue) Rules-2006, click for the Notification July 24, 2008
30 June 2008	Bank Certificate or National ID Card to regularize BO Account within 30 September 2008, please click BO account regularization 30June08
16 June 2008	Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification June 16, 2008
16 June 2008	Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996, click for the Notification June 16, 2008
16 June 2008	Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification June 16, 2008
04 June 2008	Notification about  financial statements, click for the Notification June 4, 2008
26 February 2008	Order  clarifying  the order dated Feb 03, 2008 related to margin loan, Order26Feb08
03 February 2008	Related to margin loan Order03Feb2008
03 Dec 2007	Withdrawal of  previous directive SEC/SRMID/94-231/1533 dated Nov 19, 2007, click on Directive 03 Dec 2007
25 Nov 2007	Related to margin loan dated Nov 25, 2007, click on Order 25 Nov 2007
25 Nov 2007	Withdrawal of  previous directive SEC/SRMID/94-231/1534 dated Nov 19, 2007, click on Directive 25 Nov 2007
19 Nov 2007	Notification about inclusion of father's name, mother's name and certificate of bank account in BO account, click on BO AC Notification
19 Nov 2007	Directive to broker/dealers  to stop providing any further margin loan or credit facilities
19 Nov 2007	Directive to merchant bankers  to stop providing any further margin loan or credit facilities
23 Oct 2007	Order related to margin loan
02 Oct 2007	Notification related to margin rule
16 May 2007	Amendment of Depository User Regulations 2003
April 2007	Notification about Conditions of Registration Certificate
2006	Right Issue Rules 2006
2006	Public Issue Rules 2006
12 Dec 2006	Directive to Southeast Bank Ltd related to distribution of under subscribed shares
20 July 2006	Amendment of Depository User Regulations 2003
03 July 2006	Order related to 'N' category
03 July 2006	Order related to 'N' category
30 May 2006	Order related to issue of capital or public offer for securities sale
20 February 2006	The corporate governance notification can be obtained on click Corporate Governance Notification dated 20 Feb 2006 (Corporate Governance Notification dated 20 February 2006 shall replace the Corporate Governance Order dated 9 January 2006.)
09 Jan 2006	Amendment of  Securities and Exchange Commission (Prohibition of Insider Trading) Rules 1995, click for the Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996 click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Market Maker) Rules-2000, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Acquisition of Substantial Share and Take Over ) Rules-2002, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Custodial Service) Rules-2003, click for the  Notification 09 January 2006
09 Jan 2006	Amendment of  Securities and Exchange Commission (Asset Backed Securities Issue) Rules-2004, click for the  Notification 09 January 2006
09 Jan 2006	Order related to corporate governance

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