Securities Related Laws
Securities Related Ordinance,
Act, Rules and Regulations (Updated up to Dec 2009)
Old Administrative Notification, Directive, Guideline
Securities Laws, Order, Notification, Directive, Guideline etc Updates after June 2007:
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Acquisition of minimum
shares by sponsors/promoters and directors of listed “Z” category
companies |
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wmwKDwiwUR I G·‡PÄ Kwgkb
(gv‡P©›U e¨vsKvi I †cvU©‡dvwjI g¨v‡bRvi)
wewagvjv, 1996 Gi ms‡kvab |
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Amendment
to the Securities and Exchange Commission (Issue of Capital) Rules, 2001 |
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Free Float Gi msÁv wba©viY msµvš— MwVZ KwgwUi
mfvi Kvh©weeiYx †cÖiY cÖm‡½| |
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Amendment
to the wmwKDwiwUR I G·‡PÄ Kwgkb
(gv‡P©›U e¨vsKvi I †cvU©‡dvwjI g¨v‡bRvi)
wewagvjv, 1996 |
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Notification
under section 2CC regarding holding of shares by sponsors/promoters and directors |
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Amendment to the Securities and Exchange Commission (Rights
Issue) Rules, 2006 |
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Amendment to the Securities
and Exchange Commission (Mutual Fund) Rules-2001 |
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Amendment
to the Securities and Exchange
Commission (Public Issue) Rules, 2006 |
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Order related to sell of shares of Sponsors/Directors/5% and above share holders. |
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Order related to Uniform face value of shares of Tk. 10 each. |
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Order related to issue of capital or public offer of securities |
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9 May 2011 |
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Directive regarding sending shares of 14 company to spot market |
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Amendment to Stock Broker, Stock Dealer and Authorized Representative Rules 2000 |
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Directive related to consideration of PE ratio and margin calculation |
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Directive related to netting and NAV calculation and margin call |
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Directives to merchant bankers and stock brokers about limit of 50% of NAV of MF instead of 15%. |
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Order to merchant bankers related to margin limit adjustment period |
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Directive to stock brokers related to margin limit and adjustment period |
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Directive to stock brokers related to single client exposure limit |
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Directive to merchant bankers related to single client exposure limit |
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Directive on margin issue to merchant bankers and portfolio managers |
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Notification on amendment of OTC Market Rules related to definition of unlisted securities |
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Directive to merchant banks related to marginable shares' PE ratio |
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Directive to brokers/dealers related to marginable shares' PE ratio |
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Related to brokerage fee/commission collection by merchant bankers |
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Paper securities under B category will be transferred to Z category on 01 July 2010 and no trade of paper securities shall take place from 01 October 2010-replace the order of 31 May 10. |
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31 May 2010 |
Notification on amendment in Mutual Fund Rules related to lock-in and placement limit |
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31 May 2010 |
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10 May 2010 |
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05 May 2010 |
Notification on issue of capital related to conversion to public ltd company and public offer |
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05 May 2010 |
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04 May 2010 |
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Notification related to amendment of Prohibition of Insider Trading Rules 1995 |
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Trust Deed for Mutual Fund- Umbrella, Trust Deed for Mutual Fund-Single Trust Deed for Unit Fund |
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Directive related to stock broker margin for mutual fund extended up to 15% of latest disclosed NAV |
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Order related to depository fee of Tk 150 for January-June 2010 |
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Circular related to standardized face value of share Tk 100 and market lot |
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Needs approval from SEC before submission of nomination in election of exchange board of directors |
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Directive related to CSE listing regulation about financial statement upload on company website |
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Notification related to refund of IPO application money for unsuccessful applicants |
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Directive related to stopping netting facility for GP shares |
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Directive related to stopping margin for equity shares with PE more than 50 |
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Directive related to uniform software for members of both stock exchanges within April 30, 2010 |
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Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded |
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Directive related to quarterly financial statement publication in the website |
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Directive related to marginable MF units for merchant bankers and stock brokers |
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Directive related to marginable shares for merchant bankers and stock brokers |
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Related to depository fee year--- July-June instead of January-December |
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Directive to DSE, CSE about Aftab Automobiles Ltd related to margin rules |
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Directive to merchant bankers, portfolio managers to stop further margin loan for all listed MFs |
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Directive to DSE, CSE about all listed MFs related to margin loan |
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Directive to DSE, CSE about 28 listed securities related to margin loan |
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Directive to DSE, CSE related to stock broker branch opening |
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Directive to DSE, CSE related to transaction of physical shares |
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Directive to DSE, CSE not to consider non-dematted securities as marginable |
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No.SEC/CMRRCD/2009-193/Admin/03-31: Notification about NAV & EPS |
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No. SEC/CMRRCD/2008-183/Admin/03-30:Notification under 2CC related to further conditions to the consent already accorded by it, or deemed to have been accorded by it, or to be accorded by it in future |
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27 May 2009 |
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Amendment of Securities and Exchange Commission (Merchant Bank and Portfolio Manager) Rules, 2006 |
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Directive relating to transaction of physical shares, circuit breaker and suspension of trading, click for the Directive 01December 2008 |
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Time for BO Account
regularization is extended up to |
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Amendment of Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification August 14, 2008 |
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Directive related to opening of branch for stock brokers, please click Directive 29 July 2008 |
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Amendment of Securities and Exchange Commission (Public Issue) Rules-2006, click for the Notification July 24, 2008 |
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Bank Certificate or National ID
Card to regularize BO Account within |
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Amendment of Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification June 16, 2008 |
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Amendment of Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996, click for the Notification June 16, 2008 |
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Amendment of Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification June 16, 2008 |
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Notification about financial statements, click for the Notification June 4, 2008 |
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Order clarifying the
order dated |
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Related to margin loan Order03Feb2008 |
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Withdrawal of previous directive SEC/SRMID/94-231/1533 dated |
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Related to margin loan dated |
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Withdrawal of previous
directive SEC/SRMID/94-231/1534 dated |
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Notification about inclusion of father's name, mother's name and certificate of bank account in BO account, click on BO AC Notification |
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Directive to broker/dealers to stop providing any further margin loan or credit facilities |
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Directive to merchant bankers to stop providing any further margin loan or credit facilities |
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16 May 2007 |
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April 2007 |
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2006 |
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2006 |
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Directive to Southeast Bank Ltd related to distribution of under subscribed shares |
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30 May 2006 |
Order related to issue of capital or public offer for securities sale |
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The corporate governance notification can be
obtained on click Corporate
Governance Notification dated 20 Feb 2006 (Corporate Governance
Notification dated |
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Amendment of Securities and Exchange Commission (Prohibition of Insider Trading) Rules 1995, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996 click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Market Maker) Rules-2000, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Acquisition of Substantial Share and Take Over ) Rules-2002, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Custodial Service) Rules-2003, click for the Notification 09 January 2006 |
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Amendment of Securities and Exchange Commission (Asset Backed Securities Issue) Rules-2004, click for the Notification 09 January 2006 |
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