|
25 July 2010 |
Order to merchant bankers related to margin
limit adjustment period |
|
25 July 2010 |
Directive to stock brokers
related to margin limit and adjustment period |
|
22 July 2010 |
Directive to stock brokers
related to single client exposure limit |
|
22 July 2010 |
Directive to merchant bankers related to
single client exposure limit |
|
14 July 2010 |
Notification to sponsors
shareholder, director and private placement holders on declaration
before buy/sell/other dispose off |
|
14 July 2010 |
Directive to sponsor unit
holders and private placement holders of mutual fund on declaration before
buy/sell/other dispose off |
|
08 July 2010 |
Directive on margin issue to
merchant bankers and portfolio managers |
|
08 July 2010 |
Directive on
margin issue to stock brokers |
|
01 July 2010 |
Directive related to declaration
by sponsor, director, placement holder for selling/disposing off
shares/units |
|
30 June 2010 |
Notification related
to annual BO accounts maintenance fee |
|
16 June 2010 |
Notification on amendment of OTC Market
Rules related to definition of unlisted securities |
|
15 June 2010 |
Directive to merchant banks
related to marginable shares' PE ratio |
|
15 June 2010 |
Directive to brokers/dealers
related to marginable shares' PE ratio |
|
07 June 2010 |
Related to brokerage fee/commission collection
by merchant bankers |
|
01 June 2010 |
Paper securities under B category will be
transferred to Z category on 01 July 2010 and no trade of paper securities
shall take place from 01 October 2010-replace the order of 31 May 10. |
|
31 May 2010 |
Notification on amendment in Mutual
Fund Rules related to lock-in and placement limit |
|
31 May 2010 |
Paper securities under B category shall
not be traded from 01 July 2010 and be transferred to Z category and no
trade of paper securities
shall take place from 01 October 2010 |
|
10 May 2010 |
Notification related to 10 taka phase
value of share |
| 05
May 2010 |
Notification
on issue of capital related to conversion to public ltd company and public
offer |
| 05
May 2010 |
Time
Extension of ICB Mutual Funds |
| 04
May 2010 |
Notification
related to record date and AGM |
| 18
April 2010 |
Letter
to Bangladesh Bank about MICR |
| 06
April 2010 |
Notification
related to amendment of OTC Rules, 2001 |
| 23
March 2010 |
Directive
related to margin requirement calculation |
| 23
March 2010 |
Notification
related to amendment of Prohibition of Insider Trading Rules 1995 |
| 15
March 2010 |
Order
to merchant bankers related to margin loan 1:1.5 |
| 15
March 2010 |
Directive
related to stock brokers margin loan 1:1.5 |
| 14
March 2010 |
Trust
Deed for Mutual Fund- Umbrella,
Trust Deed for
Mutual Fund-Single Trust
Deed for Unit Fund |
| 11
March 2010 |
Notification
related to mutual fund lock-in. |
| 11
March 2010 |
Notification
related to public issue |
| 07
March 2010 |
Directive
related to stock broker margin for mutual fund extended up to 15% of
latest disclosed NAV |
| 07
March 2010 |
Directive
related to merchant banker margin for mutual fund extended up to 15%
of latest disclosed NAV |
| 04
March 2010 |
Order
related to depository fee of Tk 150 for January-June 2010 |
| 01
March 2010 |
Circular
related to standardized face value of share Tk 100 and market lot |
| 18
February 2010 |
Directive
to GP & Marico related to trade in spot market |
| 14
February 2010 |
Needs
approval from SEC before submission of nomination in election
of exchange board of directors |
| 11
February 2010 |
Clarification
related to institutional investors |
| 10
February 2010 |
Directive
related to CSE listing regulation about financial statement upload
on company website |
| 09
February 2010 |
Notification
related to refund of IPO application money for unsuccessful applicants |
| 09
February 2010 |
Notification
related to transfer of dividend |
| 08
February 2010 |
Directive
related to stopping netting facility for GP shares |
| 03
February 2010 |
Order
related to portfolio managers' margin to 1:1 |
| 02
February 2010 |
Directive
related to members' margin ratio to 1:1 |
| 02
February 2010 |
Presentation
of quarterly financial statement |
| 01
February 2010 |
Directive
related to stopping margin for equity shares with PE more than 50 |
| 01
February 2010 |
Directive
related to members' margin ratio to 1:1.5 |
| 31
January 2010 |
Directive
related to uniform software for members of both stock exchanges within
April 30, 2010 |
| 24
January 2010 |
Order
related to close end mutual fund maturity- 10 years and the cases whose 10
years are exceeded |
| 17
January 2010 |
Directive
related to quarterly financial statement publication in the website |
| 17
December 2009 |
Directive
related to marginable MF units for merchant bankers and stock brokers |
| 09
December 2009 |
Directive
related to marginable shares for merchant bankers and stock brokers |
| 07
December 2009 |
Related
to depository fee year--- July-June instead of January-December |
| 17
November 2009 |
Amendment
of Credit Rating Companies Rules 1996 |
| 26
October 2009 |
Directive
to merchant bankers, portfolio managers to stop further margin loan
for Aftab Automobiles Ltd |
| 26
October 2009 |
Directive
to DSE, CSE about Aftab Automobiles Ltd related to margin rules |
| 26
October 2009 |
Directive
to merchant bankers, portfolio managers to stop further margin loan
for all listed MFs |
| 26
October 2009 |
Directive
to DSE, CSE about all listed MFs related to margin loan |
| 21
October 2009 |
Directive
to merchant bankers, portfolio managers to stop further margin loan
for 28 listed securities |
| 21
October 2009 |
Directive
to DSE, CSE about 28 listed securities related to margin loan |
| 21
October 2009 |
Directive
to DSE, CSE related to stock broker branch opening |
| 20
October 2009 |
Directive
to DSE, CSE related to transaction of physical shares |
| 20
October 2009 |
Directive
to DSE, CSE not to consider non-dematted securities as marginable |
| 20
October 2009 |
Order
related to non- margin for non-demated securities |
| 05
October 2009 |
Notification |
| 05
October 2009 |
Order
related to margin loan |
| 04
October 2009 |
Directive
related to OTC market |
| 01
October 2009 |
Notification |
| 01
October 2009 |
Directive
to DSE and CSE |
| 01
October 2009 |
Directive |
| 01
October 2009 |
Order
related to margin rule |
| 27
September 2009 |
Notification |
| 06
September 2009 |
Directive
related to OTC market in DSE |
| 09
July 2009 |
Conditions
under 2CC to the issue of capital |
| 02
July 2009 |
Amendment
of Capital Issue Rules, 2001 |
| 24
June 2009 |
Directive
to DSE and CSE |
| 01
June 2009 |
No.SEC/CMRRCD/2009-193/Admin/03-31:
Notification
about NAV & EPS
|
| 01
June 2009 |
No.
SEC/CMRRCD/2008-183/Admin/03-30:Notification
under 2CC related to further
conditions to the consent already accorded by it, or deemed to have been
accorded by it, or to be accorded by it in future |
| 27
May 2009 |
Directive
on branch opening for stock broker |
| 20
April 2009 |
Amendment
of Securities and Exchange Commission (Merchant Bank and Portfolio
Manager) Rules, 2006 |
| 11
March 2009 |
Notification
on book building method |
| 01 December 2008 |
Directive relating to
transaction of physical shares, circuit breaker and suspension of trading,
click for the Directive 01December
2008 |
| 16 October 2008 |
Time for BO Account regularization is extended
up to 31 December
2008, click for the directive 16
October2008-Directive on BO Account Regulation |
| 14 August 2008 |
Amendment of
Securities and Exchange Commission (Stock Dealer, Stock Broker &
Authorized Representatives) Rules-2000, click for the Notification
August 14, 2008 |
| 29 July 2008 |
Directive related to
opening of branch for stock brokers, please click Directive
29 July 2008 |
| 24 July 2008 |
Amendment of
Securities and Exchange Commission (Public Issue) Rules-2006, click for
the Notification
July 24, 2008 |
| 30 June 2008 |
Bank Certificate or
National ID Card to regularize BO Account within 30 September 2008, please
click BO account
regularization 30June08 |
| 16 June 2008 |
Amendment of
Securities and Exchange Commission (Custodial Service) Rules-2003, click
for the Notification
June 16, 2008 |
| 16 June 2008 |
Amendment of
Securities and Exchange Commission (Merchant Banker and Portfolio Manager)
Rules 1996, click for the Notification
June 16, 2008 |
| 16 June 2008 |
Amendment of
Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the
Notification
June 16, 2008 |
| 04 June 2008 |
Notification about
financial statements, click for the Notification
June 4, 2008 |
| 26 February 2008 |
Order clarifying
the order dated Feb 03, 2008 related to margin loan, Order26Feb08 |
| 03 February 2008 |
Related to margin loan Order03Feb2008 |
| 03 Dec 2007 |
Withdrawal of
previous directive SEC/SRMID/94-231/1533 dated Nov 19, 2007, click on
Directive 03 Dec 2007 |
| 25 Nov 2007 |
Related to margin loan
dated Nov 25, 2007, click on Order 25 Nov 2007 |
| 25 Nov 2007 |
Withdrawal of
previous directive SEC/SRMID/94-231/1534 dated Nov 19, 2007, click on Directive
25 Nov 2007 |
| 19 Nov 2007 |
Notification about
inclusion of father's name, mother's name and certificate of bank account
in BO account, click on BO AC
Notification |
| 19 Nov 2007 |
Directive to broker/dealers
to stop providing any further margin loan or credit facilities |
| 19 Nov 2007 |
Directive to merchant
bankers to stop providing any further margin loan or credit
facilities |
| 23 Oct 2007 |
Order
related to margin loan |
| 02 Oct 2007 |
Notification
related to margin rule |
| 16
May 2007 |
Amendment of Depository User Regulations 2003 |
|
April 2007 |
Notification
about Conditions of Registration Certificate |
| 2006 |
Right Issue Rules 2006 |
| 2006 |
Public Issue Rules 2006 |
| 12 Dec 2006 |
Directive
to Southeast Bank Ltd related to distribution of under subscribed shares |
| 20
July 2006 |
Amendment of Depository User Regulations 2003 |
|
03 July 2006 |
Order related to 'N' category |
|
03 July 2006 |
Order related to 'N' category |
|
30 May 2006 |
Order
related to issue of capital or public offer for securities sale |
| 20 February 2006 |
The corporate governance
notification can be obtained on click Corporate
Governance Notification dated 20 Feb 2006 (Corporate
Governance Notification dated 20 February 2006 shall replace the Corporate
Governance Order dated 9 January 2006.) |
|
09 Jan 2006 |
Amendment of
Securities and Exchange Commission (Prohibition of Insider Trading)
Rules 1995, click for the Notification
09 January 2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Merchant Banker and Portfolio Manager)
Rules 1996 click for the Notification
09 January 2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Stock Dealer, Stock Broker &
Authorized Representatives) Rules-2000, click for the Notification
09 January 2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Market Maker) Rules-2000, click for the
Notification 09 January
2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Mutual Fund) Rules-2001, click for the
Notification 09 January
2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Acquisition of Substantial Share and
Take Over ) Rules-2002, click for the Notification
09 January 2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Custodial Service) Rules-2003, click for the
Notification 09 January
2006 |
| 09
Jan 2006 |
Amendment of
Securities and Exchange Commission (Asset Backed Securities Issue)
Rules-2004, click for the Notification
09 January 2006 |
| 09
Jan 2006 |
Order
related to corporate governance |
Securities
Related Laws
Securities
Related Ordinance, Act, Rules and Regulations (Updated up to June
2007)