Monthly Report
List of Enforcement Actions for the Month of December 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 09/12/2007 | Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006:Warning - to concerns of Himadri Limited (SEC/Enforcement/617/2007/1200) | Click to get the page |
| 2 | 17/12/2007 | Waiver of additional penalty and withdraw certificate cases against Commission's penalty Orders - to concerns of Sreepur Textile Mills Limited (SEC/Enforcement/160/2003/1201) | Click to get the page |
| 3 | 17/12/2007 | Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of The Oriental Bank Limited (SEC/Enforcement/254/2004/1202) | Click to get the page |
| 4 | 17/12/2007 | Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Arbee Textile Mills Limited (SEC/Enforcement/491/2005/1203) | Click to get the page |
| 5 | 17/12/2007 | Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Progressive Life Insurance Co Limited (SEC/Enforcement/629/2007/1204) | Click to get the page |
| 6 | 17/12/2007 | Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Paper Processing and Packaging Limited (SEC/Enforcement/628/2007/1205) | Click to get the page |
| 7 | 17/12/2007 | Non-compliance of securities law: Warning - to concerns of Holy City Securities Ltd Stock Broker CSE Member # 093 (SEC/Enforcement/618/2007/1206) | Click to get the page |
| 8 | 17/12/2007 | Regarding Holy City Securities Ltd (Stock Broker) Member No 093: Warning - to concerns of Chittagong Stock Exchange Ltd (SEC/Enforcement/618/2007/1207) | Click to get the page |
| 9 | 18/12/2007 | Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/607/2007/1212-1215) | Click to get the page |
| 10 | 18/12/2007 | Alleged non-compliance with securities related laws in connection with the half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Meghna Condensed Milk Industries Ltd | Click to get the page |
| 11 | 18/12/2007 | Order - to concerns of Wata Chemicals Ltd (SEC/Enforcement/626/2007/1232-1238) | Click to get the page |
| 12 | 18/12/2007 | Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/39/2001/1243-1246) | Click to get the page |
| 13 | 31/12/2007 | Order - to concerns of Fine Foods Ltd (SEC/Enforcement/335/2005/1259-1265) | Click to get the page |