Monthly Report

 

List of Enforcement Actions for the Month of December 2007

 

Sl No

Date

Subject

Commissionís Decision

1 09/12/2007 Alleged non-compliance with securities related laws in connection with the audited financial statements for the year ended on December 31 2006:Warning - to concerns of Himadri Limited (SEC/Enforcement/617/2007/1200) Click to get the page
2 17/12/2007 Waiver of additional penalty and withdraw certificate cases against Commission's penalty Orders - to concerns of Sreepur Textile Mills Limited (SEC/Enforcement/160/2003/1201) Click to get the page
3 17/12/2007 Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of The Oriental Bank Limited (SEC/Enforcement/254/2004/1202)  Click to get the page
4 17/12/2007 Non-compliance of securities law: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Arbee Textile Mills Limited (SEC/Enforcement/491/2005/1203)  Click to get the page
5 17/12/2007 Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Progressive Life Insurance Co Limited (SEC/Enforcement/629/2007/1204)  Click to get the page
6 17/12/2007 Non-compliance of securities law: In connection with the submission of half yearly financial statements for the half year ended on June 30 2007:Warning - to concerns of Paper Processing and Packaging Limited (SEC/Enforcement/628/2007/1205)  Click to get the page
7 17/12/2007 Non-compliance of securities law: Warning - to concerns of Holy City Securities Ltd Stock Broker CSE Member # 093 (SEC/Enforcement/618/2007/1206) Click to get the page
8 17/12/2007 Regarding Holy City Securities Ltd (Stock Broker) Member No 093: Warning - to concerns of Chittagong Stock Exchange Ltd (SEC/Enforcement/618/2007/1207) Click to get the page
9 18/12/2007 Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/607/2007/1212-1215) Click to get the page
10 18/12/2007 Alleged non-compliance with securities related laws in connection with the half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Meghna Condensed Milk Industries Ltd   Click to get the page
11 18/12/2007 Order - to concerns of Wata Chemicals Ltd (SEC/Enforcement/626/2007/1232-1238) Click to get the page
12 18/12/2007 Order - to concerns of Saleh Carpet Mills Ltd (SEC/Enforcement/39/2001/1243-1246) Click to get the page
13 31/12/2007 Order - to concerns of Fine Foods Ltd (SEC/Enforcement/335/2005/1259-1265) Click to get the page