SEC Annual Report,1999-2000 
REGISTRATION

The Securities and Exchange Commission granted merchant banker and portfolio manager's registration in favor of five companies during July 1999--June 2000. Out of these five merchant bankers three were accorded registration for undertaking functions of full-fledged merchant banker that includes issue management, underwriting and portfolio functions and 1 [One] as issue manager and underwriter and 1 (One) as only issue manager. Particulars of the above merchant bankers and portfolio managers are furnished below:
 
 
Sl. No. Name of Merchant
Bankers		 Authorized
Functions		 Cert.
Issue
Date		 Name of CEO Tel/Fax No.
01. GSP Finance Company (Bangladesh) Ltd.
Suite No. 902, Sena Kalyan Bhaban 
195, Motijheel C/A, Dhaka-1000
Full-fledged Merchant Banker
 24.8.99 Mr. Feroz U Haider, Chairman
E-mail:
ref hyperlink "mailto:gspb@citechco.net"		 Tel:
9569001-6
Fax:
9569928
02. Mercantile Securities Limited 
9/E, (1st Floor), Motijheel C/A, Dhaka-1000
Full-fledged Merchant Banker
 31.8.99 Mr. Shazzed-uz- Zumma, Chairman Tel: 9559514-5
03. Bangladesh Mutual Securities Ltd.
Biman Bhaban, 100, Motijeel C/A Dhaka-1000
Full-fledged Merchant Banker
 12.9.99 AFM Alamgir, Chairman
M.A. Rashid Khan, Managing Director		 Tel:
9667639
017545011
04. Satcom Securities & Management Ltd.
18/1, Boxi Bazar, (2nd Floor), Dhaka.
Issue Manager/ Underwriter 
 24.8.99 Mr. Sadesh Ranjan Saha,Managing Director
E-mail:
satcom@bdmail.net		 Tel: 862466,
9664703,
9666338
017531423
Fax: 865771
05. MFH Financial Services Ltd.
House No. 39/A, (3rd Floor) Road No. 11 (New)
Dhanmondi R/A, Dhaka.
Only Issue Manager
 31.8.99 Mr. M. Farhad Hossain,Managing Director
E-mail: 
mfh@bol-online.com		 Tel: 9124982,
9132520,
Fax:
9132074

Registration Certificate: 
The Commission  accorded stock dealer registration certificate to 14 members of Dhaka Stock Exchange during July 1999—June 2000. Particulars of the aforesaid members are given below:
 

Sl. No. Name of the Dealer Membership Number Issue Date
1. A.B.Ispahani and Co.
01
13.07.99
2. Arafat Securities
94
25.10.99
3. Azam Securities Ltd.
19
20.07.99
4. Capital Roots Ltd.
145
09.11.99
5. CMSL Securities Ltd.
113
15.11.99
6. Dhaka Bank Ltd.
193
08.11.99
7. Dynamic Securities Consultant Ltd.
126
04.11.99
8. Eastern Securities Ltd.
106
28.09.99
9. M/S. Salam & Company
190
13.03.2000
10. MR Company
09
28.10.99
11. Ragib Ali Securities
101
07.11.99
12. Rising Securities Ltd.
170
13.07.99
13. Securities Broking and Management  Services Ltd.
136
13.07.99
14. Times Securities Ltd.
166
07.11.99

The Commission also accorded Registration Certificate to 39 members of Chittagong Stock Exchange during  July '99—June 2000. Particulars of the  members are as follows:
 

Sl. No. Name of the Dealer Membership No Issue Date
1. B.H. securities Investment Services Ltd.
127
7.11.99
2. Brothers Securities Services Ltd.
17
15.7.99
3. Capital management Ltd.
39
28.11.99
4. CMSL Securities Ltd.
61
2.12.99
5. Cordial Securities Ltd
113
25.10.99
6. Diamond Securities and Management Ltd.
104
8.11.99
7. Eastern Shares and Securities Ltd.
58
8.11.99
8. Emerging Securities Ltd.
86
8.12.99
9. Finvest Services Ltd.
66
20.09.99
10. First Capital Securities
11
15.11.99
11. Habib Shares and Securities Ltd.
54
8.9.99
12. Hefazetur Rahman and Co Ltd.
46
26.10.99
13. Hillcity Securities Ltd.
37
28.11.99
14. Impel Shares and Securities Ltd.
49
28.11.99
15. Island Securities Ltd.
05
3.11.99
16. Kishwar Securities Investment Ltd.
47
11.11.99
17. Karnophuli Securities and Consultants Ltd.
64
8.11.99
18. M/s. Share Capital Management Limited
60
23.1.2000
19. Maico Securities Ltd.
45
8.12.99
20. Megacity Securities Ltd.
116
28.11.99
21. Meher securities Ltd.
33
7.11.99
22. MKM Securities Ltd.
51
28.11.99
23. MKR Capital Management Ltd.
13
4.11.99
24. Moharram Securities Ltd.
108
2.12.99
25. Mona Financial Consultancy and Securities Ltd.
103
3.11.99
26. Multisec Ltd.
122
21.11.99
27. National Securities and Consultants Ltd.
57
4.11.99
28. Nizam Shares and Securities Ltd.
29
16.11.99
29. Nobarun Securities and Consultants Ltd.
56
4.11.99
30. Raja Securities Ltd.
74
8.8.99
31. Reliance Securities Consultant Ltd.
59
16.11.99
32. Royal Capital Ltd.
53
25.10.99
33. RR Securities
42
15.11.99
34. Secure Capital Ltd.
20
8.9.99
35. Sonali Shares Ltd.
6
25.8.99
36. T.S.I. Securities Ltd.
9
20.9.99
37. Tasnim Securities Ltd.
85
2.11.99
38. Technohaven Securities Ltd.
119
13.9.99
39. Vantage Securities
115
4.11.99

Suspension of Registration Certificate: 
Registration Certificates of two Dhaka Stock Exchange dealers were suspended on 29/9/99 details of which are presented below: 
 

Name of the Dealer Member Cancellation Date Membership No
T. Mashfu and Co. DSE 29.09.1999 59
Sinha & Co. DSE 29.09.1999 67

Renewal:  
Registration Certificate of 164 members of Dhaka Stock Exchange and 50 members of Chittagong Stock Exchange were renewed during  July 1999--June  2000. They are :

DHAKA STOCK EXCHANGE

Sl. No. Name of the Member Broker/Dealer DSE 
Mem. No.		 Renewal 
Date
1. A. B. & Co.
Dealer
43
 10.05.2000
2. A.B.S. Safder & Co.
Dealer
124
 10.05.2000
3. A.F.M. Shamsuddin & Co.
Dealer
159
 10.05.2000
4. A.H. Choudhury & Co.
Dealer
151
 10.05.2000
5. A.K.M. Abdul Razzak & Sons
Dealer
184
 10.05.2000
6. A.R. Chowdhury Securities
Dealer
22
 10.05.2000
7. Abdul Haque & Co.
Dealer
77
 10.05.2000
8. Abdul Hye
Dealer
150
 10.05.2000
9. Abdur Rahman & Co.
Dealer
78
 10.05.2000
10. Adarsha Securities (PVT) Ltd.
Dealer
12
 10.05.2000
11. Ahmed Iqbal Hasan & Co.
Dealer
114
 10.05.2000
12. Al Faisal Securities
Dealer
161
 10.05.2000
13. Ali Securities & Co.
Dealer
105
 10.05.2000
14. Aloco
Dealer
139
 10.05.2000
15. Alpha Equities Ltd.
Dealer
56
 10.05.2000
16. Aminul Haque Siddiquee & Co.
Dealer
148
 10.05.2000
17. Anowar Securities Ltd.
Dealer
160
 10.05.2000
18. Anwar Securities Co.
Dealer
109
 10.05.2000
19. Asia Securities Ltd.
Dealer
88
 10.05.2000
20. Asif Ahmed & Co.
Dealer
84
 10.05.2000
21. Asoke Das Gupta & Co.
Dealer
89
 10.05.2000
22. B & B Enterprise
Dealer
34
 10.05.2000
23. Banco Trans World (BD) Ltd.
Broker
63
 10.05.2000
24. Bangladesh Shilpa Bank
Dealer
152
 10.05.2000
25. Bangladesh Shilpa Rin Sangstha
Dealer
20
 10.05.2000
26. BEXIMCO Securities Ltd.
Dealer
178
 28.06.2000
27. Biswa Nath Saha & Co.
Dealer
81
 10.05.2000
28. Bulbul Securities
Dealer
32
 10.05.2000
29. Capital Investment & Securities
Dealer
108
 10.05.2000
30. Chowdhury Securities & Services
Dealer
156
 10.05.2000
31. Dastagir Md. Adil & Co.
Dealer
17
 10.05.2000
32. Dawn International
Dealer
141
 10.05.2000
33. Desa Securities Ltd.
Dealer
85
 10.05.2000
34. Doha Securities
Dealer
127
 10.05.2000
35. Dr. Md. Abu Obaidah
Broker
95
 10.05.2000
36. Dragon Investment & Securities
Dealer
119
 10.05.2000
37. Enayetur Rahman & Co.
Dealer
16
 10.05.2000
38. Equity Resources Ltd.
Dealer
30
 10.05.2000
39. ETBL Securities & Exchange Ltd.
Dealer
31
 10.05.2000
40. Farida Rakib & Co.
Dealer
87
 10.05.2000
41. First Capital Securities Ltd.
Dealer
70
 10.05.2000
42. Gateway Equity Resources Ltd.
Dealer
157
 10.05.2000
43. Ghulam Quader & Co.
Dealer
120
 10.05.2000
44. Giasuddin Ahmed & Co.
Dealer
186
 10.05.2000
45. Global Securities Ltd.
Dealer
60
 10.05.2000
46. Haji Ahmed Brothers
Dealer
41
 10.05.2000
47. Haji Mohammad Ali & Co.
Dealer
165
 10.05.2000
48. Hamed A Chowdhury & Co.
Dealer
74
 10.05.2000
49. Harunur Rashid & Co.
Dealer
5
 10.05.2000
50. Hedayetullah Securities Limited
Dealer
140
 10.05.2000
51. Hosne Ara Begum & Co.
Dealer
2
 10.05.2000
52. Imtiyaz Husain & Co.
Dealer
50
 10.05.2000
53. Iqbal Hasan Mahmood & Co.
Dealer
175
 10.05.2000
54. Ishfaq Samd
Broker
62
 10.05.2000
55. Jahanara Begum
Broker
138
 10.05.2000
56. Jahangir Kabir Chowdhury & Co.
Dealer
179
 10.05.2000
57. Jamal Ahmed & Co.
Dealer
97
 10.05.2000
58. Jobair & Co.
Dealer
93
 10.05.2000
59. JR. Capital Management Ltd.
Dealer
107
 10.05.2000
60. Kabir Ahmed & Co
Dealer
68
 10.05.2000
61. Kazi Enayetur Rahman & Co.
Dealer
135
 10.05.2000
62. Kazi Feroz Rashid & Co.
Dealer
29
 10.05.2000
63. Khawaja Tipu Sultan & Co.
Dealer
168
 10.05.2000
64. Khurshid Alam & Co
Dealer
167
 10.05.2000
65. Khurshid Azam & Co.
Dealer
47
 10.05.2000
66. Khwaja Abdul Quddus & Co.
Dealer
37
 10.05.2000
67. Khwaja Golam Rasul & Co.
Dealer
10
 10.05.2000
68. L. R. K. Securities Ltd.
Dealer
26
 10.05.2000
69. Lailun Nahar Ekram & Co.
Dealer
65
 10.05.2000
70. Latif Securities Ltd.
Dealer
80
 10.05.2000
71. Lutful Kabir & Associates
Dealer
24
 10.05.2000
72. M. Abdul Rashid & Co.
Dealer
35
 10.05.2000
73. M. D. Talha & Co.
Dealer
69
 10.05.2000
74. M. Habibur Rahman & Co.
Dealer
187
 10.05.2000
75. M. Rahman Securities Ltd.
Dealer
185
 10.05.2000
76. M. Samsul Alam & Co Ltd.
Dealer
04
 28.06.2000
77. M. Shamsur Rahman & Co
Dealer
176
 10.05.2000
78. M.A Huq Hawlader & Co.
Dealer
102
 10.05.2000
79. M.A. Fatima Begum
Broker
192
 10.05.2000
80. M.A. Mannan & Co.
Dealer
86
 10.05.2000
81. M.A. Quayum & Co.
Dealer
38
 10.05.2000
82. M/s Rapid Securities
Dealer
42
 10.05.2000
83. M/s. Surma Securities Holding Co. Ltd.
Dealer
111
 10.05.2000
84. Mahbubur Rahman & Co.
Dealer
130
 10.05.2000
85. Maitrayee Biswas & Co
Dealer
14
 10.05.2000
86. Mansura Securities Ltd
Dealer
137
 10.05.2000
87. Md. Ali Hossain & Co
Dealer
13
 10.05.2000
88. Md. Ershadul Haque & Co.
Dealer
23
 10.05.2000
89. Md. Fakhrul Islam & Co.
Broker
90
 10.05.2000
90. Md. Feroz Khan & Co.
Dealer
191
 10.05.2000
91. Md. Mostafa Zubair & Co.
Dealer
52
 10.05.2000
92. Md. Rafiqul Islam & Co.
Dealer
194
 10.05.2000
93. Md. Rakibur Rahman & Co.
Dealer
142
 10.05.2000
94. Md. Sahidullah & Co.
Dealer
91
 10.05.2000
95. Md. Salimullah & Co.
Dealer
155
 10.05.2000
96. Md. Shafiqur Rahman & Co.
Dealer
153
 10.05.2000
97. Md. Shahidullah (Shyamol) & Co.
Dealer
3
 10.05.2000
98. Md. Shahiq Khan & Co.
Dealer
39
 10.05.2000
99. Md. Shahjahan & Co.
Dealer
195
 10.05.2000
100. Md. Shahjahan Ali Khan & Co.
Dealer
64
 10.05.2000
101. Md. Shakil Rizvi & Co.
Dealer
149
 10.05.2000
102. Md. Shamsul Alam
Broker
133
 10.05.2000
103. Md. Tobarrak Hossain
Broker
172
 10.05.2000
104. Md.Shafiqul Islam & Co.
Dealer
40
 10.05.2000
105. Mehnaz Mannan & Co.
Dealer
58
 10.05.2000
106. Merchant Securities Ltd.
Dealer
169
 10.05.2000
107. Mian Abdur Rashid & Co.
Dealer
53
 10.05.2000
108. Mirza Aboo Mohsen & Co.
Dealer
131
 10.05.2000
109. Mohammad Atiqul Haque & Co.
Dealer
18
 10.05.2000
110.