About SEC

^ABOUT

SEC

The Securities and Exchange Commission (SEC) was established on 8th June, 1993 under the Securities and Exchange Commission Act, 1993. The Chairman and Members of the Commission are appointed by the government and have overall responsibility to administer securities legislation. The Commission is a statutory body and attached to the Ministry of Finance.

^{Members

perform the following functions:}

Serve as the members of the Commission and supervise its management.
Provide policy direction to industry and staff and promulgate legally binding rules.
Act as an administrative tribunal for decisions on the capital market.

^{Mission

of the SEC is to:}

Protect the interests of securities investors.
Develop and maintain fair, transparent and efficient securities markets.
Ensure proper issuance of securities and compliance with securities laws.

^{The
Commission's

main functions are:}

Regulating the business of the Stock Exchanges or any other securities market.
Registering and regulating the business of stock-brokers, sub-brokers, share transfer agents, merchant bankers and managers of issues, trustee of trust deeds, registrar of an issue, underwriters, portfolio managers, investment advisers and other intermediaries in the securities market.
Registering, monitoring and regulating of collective investment scheme including all forms of mutual funds.
Monitoring and regulating all authorized self regulatory organizations in the securities market.
Prohibiting fraudulent and unfair trade practices relating to securities trading in any securities market.
Promoting investors’ education and providing training for intermediaries of the securities market.
Prohibiting insider trading in securities.
Regulating the substantial acquisition of shares and take-over of companies.
Undertaking investigation and inspection, inquiries and audit of any issuer or dealer of securities, the Stock Exchanges and intermediaries and any self regulatory organization in the securities market.
Conducting research and publishing information.

^{The

Commission:}

Mr. Md. Ziaul Haque Khondker, Chairman

Mr. Mansur Alam, Member

Mr. Muhammad Yasin Ali, Member

Mr. Md. Anisuzzaman, Member

Departments and Principal Officers:

Spokesperson for the Commission: Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

Administration:

Officers of the department are:

Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

Mr. M.A. Maleque, Accounts Officer

Capital Issue (Initial Public Offering has been renamed):

Officers of the department are:

Mr. Farhad Ahmed, Executive Director

Mr. M. Mahbubul Alam, Director.

Mr. Mir Mosharraf Hossain, Director

Capital Market Regulatory Reforms & Compliance

Officers of the department are:

Mr. Mohammad Abdul Hannan Zoardar, Executive Director

Mr. Ripan Kumar Debnath, Director

At International Relations Desk under CMRRC :

Ms Farhana Faruqui, Deputy Director

CDS:

Officers of the department are:

Mr. Farhad Ahmed, Executive Director

Ms Farhana Faruqui, Deputy Director

Chairman’s Office:

Ms. Farhana Faruqui, Deputy Director

Corporate Finance:

Officers of the department are:

Mr. Md. Hasan Mahmud, Director

Mr. Prodip Kumar Basak, Deputy Director

Mr. Md. Abul Kalam, Deputy Director

Mr.Mohammed Fakhrul Islam Mazumder, Deputy Director

Enforcement:

Officers of the department are:

Mr. Farhad Ahmed, Executive Director

Mr. Kamrul Anam Khan, Director

Mr. Mohammad Jahangir Alam, Deputy Director

Mr. Md. Monsur Rahman, Deputy Director

Finance:

Officers of the department are:

Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

Mr. Mohammad Rezaul Karim, Director

Law:

Officers of the department are:

Mr. Mohammad Abdul Hannan Zoarder, Executive Director
Mr. Md. Mahbuber Rahman Chaudhury, Director

Management Information Systems:

Officers of the department are:

Mr. Md. Ashraful Islam, Director

Mr. Rajib Ahmed, Deputy Director

Mutual Fund & Special Purpose Vehicle:

Officers of the department are:

Mr. Md. Anowarul Islam, Executive Director

Mr. Md. Mahmoodul Hoque, Deputy Director

Registration & Licensing:

Officers of the department are:

Ms. Ruksana Chowdhury, Executive Director

Mr. Shafiul Azam, Director

Ms Anu Dey, Assistant Director

Ms Mahmuda Shireen. Assistant Director(Project)

Research & Development:

Officers of the department are:

Mr. Md. Ashraful Islam, Director

Ms Sultana Parvin, Assistant Director(Project)

Supervision & Regulation of Markets and Issuer Companies(SRMIC):

Officers of the department are:

Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

Sheikh Mahbub Ur Rahman, Deputy Director

Mr. Abu Rayhan Mohammad Mutasim Billah, Deputy Director

Mr. Md. Iqbal Hossain, Assistant Director

Supervision & Regulation of Intermediaries(SRI):

Officers of the department are:

Mr. Md. Saifur Rahman, Executive Director

Mr. Mohammad Abul Hasan, Deputy Director

Surveillance :

Officers of the department are:

Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

Mr. Mohammad Rezaul Karim, Director

Mr. Mohammad Rakibur Rahman, Assistant Director

Ms Tania Sharmin, Assistant Director(Project)

Projects:

ADB Project

Mr. Md. Anwarul Kabir Bhuiyan, Executive Director

World Bank Project

Mr. Mohammad Abdul Hannan Zoarder, Executive Director

On Leave:

On Education Leave

Mr. ATM Tariquzzaman, Executive Director

Member of SEC Advisory Committee

Hours of Operation

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