Monthly Report

 

List of Enforcement Actions for the Month of October 2010

 

Sl No

Date

Subject

Commissionís Decision

01

03/10/2010 Disposal of review petition against penalty order: In connection with the audited financial statements for the year ended on June 30, 2003 of Fine Foods Ltd

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02

04/10/2010 Order to Golden Son Ltd. Order No: SEC/ENFORCEMENT/805/2010/710 

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03

04/10/2010 Order to National Credit & Commerce Bank Ltd. Order No: SEC/ENFORCEMENT/721/2008/707 

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04

07/10/2010 Review of imposed penalty against SEC penalty Orders No. SEC/Enforcement/602/2007/25-30 all dated January 03, 2010 for Wata Chemicals Ltd.

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05

11/10/2010 Warning: For violation of rule 13 of the Securities and Exchange Rules, 1987 for Arbee Textiles Ltd

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06

11/10/2010 Disposal of the alleged matter:  Non-compliance of securities laws: in connection with Non-dissemination of price sensitive information and non submission of half yearly financial statements for the half ended on June 30, 2009 for German Bangla J.V.Food Ltd

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07

21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Yaakub Ali Khandaker

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08

21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tariqal Islam Bhuiyan

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09

21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Tayeb Ali Khan

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10 21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kair Uddin Ahmed Click to get the page
11 21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kazi Zunnun Boshre Click to get the page
12 21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Shafiul Islam Bipul Click to get the page
13 21/10/2010 Warning: non compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Syed Siraj Ud Dawla Click to get the page
14 21/10/2010 Warning: non compliance of securities laws to IIDFC capital Ltd Click to get the page
15 21/10/2010 Warning: non compliance of securities laws to Pioneer Insurance Co. Ltd Click to get the page
16 21/10/2010 Warning: non compliance of securities laws in connection with the matter of non-compliance of conditions imposed 2CC of Securities And Exchange Ordinance, 1969 in the Commission's consent letter No. SEC/CI/CPLC (Pvt)-186/2009-262 dated November 25, 2009 to Ever Smart Bangladesh Ltd. Click to get the page
17 24/10/2010 Disposal of the alleged matter: Non-compliance with securities related laws in connection with the unusual share trading and price hike of Grameen Phone Ltd to Kabir Uddin Ahmed Click to get the page
18 25/10/2010 Warning: non compliance with the securities related laws in connection with audited financial statements of Anwar Galvanaizing Ltd for the year ended on June 30,2009 to M/S Rahman Mustafiz Haq & Co Click to get the page
19 27/10/2010 Order to PFI Securities Ltd. Order No: SEC/ENFORCEMENT/GP/2010/835/773  Click to get the page