Monthly Report

 

List of Enforcement Actions for the Month of October 2008

 

Sl No

Date

Subject

Commissionís Decision

1 05/10/2008 Order to Managing Director of Apex Adelchi Footware Limited, Order to concerns of S.N.M Securities Limited, and Order to Mr. Nurul Islam, Shareholder, Apex Adelchi Footware Limited Click to get the page
2 05/10/2008 Warning  to concerns of Bangladesh Welding and Electrodes Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008. Click to get the page
3 05/10/2008 Warning  to concerns of Bangladesh Welding and Electrodes  Limited in connection with delayed submission of audited financial statements for the year ended on December 31, 2007 Click to get the page
4 05/10/2008 Order to Directors of Rupali Insurance Company Limited Click to get the page
5 05/10/2008 Directive to Rupali Insurance Company Limited Click to get the page
6 05/10/2008 Order to  concerns of Fine Foods Limited Click to get the page
7 06/10/2008 Order to concerns of Mac Paper Industries Limited Click to get the page
8 06/10/2008 Waiver of penalty imposed penal orders No,SEC/Enforcement/404/2006/996  to 1010 all dated 17 September 2006 to ICB Islamic Bank Limited (former Oriental Bank Limited) Click to get the page
9 06/10/2008 Warning  to concerns of National Credit & Commerce Bank  Limited in connection with Annual Report 2007. Click to get the page
10 06/10/2008 Warning  to concerns of Eastern Insurance Company  Limited in connection with  audited financial statements for the year ended on December 31, 2007 Click to get the page
11 06/10/2008 Warning  to M/s A. Qasem & Co, Charted Accountants for non-compliance of securities related laws in connection with   audited financial statements of Eastern Insurance Company Limited for the year ended on December 31, 2007 Click to get the page
12 12/10/2008 About waiver of penalty on concerns of Advanced Chemical Industries Limited Click to get the page
13 12/10/2008 Warning  to concerns of Hefazatur Rahman & Co Limited in connection with non-compliance of securities laws. Click to get the page
14 12/10/2008 Warning  to concerns of Golden Sons Limited(Issuer) for alleged non-compliance of securities laws in connection with utilization of IPO fund. Click to get the page
15 12/10/2008 Warning  to concerns of GMG Industrial Corporation Limited (Issuer) in connection with  audited financial statements for the year ended on June 31, 2007 Click to get the page
16 12/10/2008 Warning  to M/s A. Matin & Co, Charted Accountants for non-compliance of securities related laws in connection with   audited financial statements of GMG Industrial Corporation Limited for the year ended on June  30, 2007 Click to get the page
17 12/10/2008 Warning  to CEO, DSE Limited in connection with non-compliance of securities laws relating to enquiry on activities of DSE regarding approval for gift of securities. Click to get the page
18 13/10/2008 Order to Shyamol Equity Management Limited(Stock Dealer/DP) Click to get the page
19 14/10/2008 Warning  to concerns of International Securities Co. Limited (CSE Membership 096) for alleged non-compliance of securities laws. Click to get the page
20 14/10/2008 Warning  to concerns of SR Capital Limited (CSE Membership 038) for alleged non-compliance of securities laws. Click to get the page
21 14/10/2008 Warning  to concerns of Hillcity Securities Limited (CSE Membership 037) for alleged non-compliance of securities laws. Click to get the page
22 14/10/2008 Warning  to concerns of Bangladesh Electricity Meter Company Limited (Issuer) in connection with non-compliance of securities laws relating to non-submission of half yearly financial statements for the half year ended on June 30, 2008 Click to get the page
23 23/10/2008 Order to First Securities Services Limited(Merchant Banker) Click to get the page
24 23/10/2008 Order to Raspit Securities and Management Limited(Merchant Banker) Click to get the page
25 29/10/2008 To CEO, CSE to take steps on securities laws violations. Click to get the page
26 29/10/2008 Correction of order on Bangladesh Luggage Industries limited Click to get the page