Monthly Report

 

List of Enforcement Actions for the Month of June 2010

 

Sl No

Date

Subject

Commissionís Decision

01

01/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws for Trendset Securities Ltd.

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02

02/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws for haji Ahmad Brothers Securities Ltd.

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03

02/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws for The Premier Bank Ltd.

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04

03/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (Lanka Bangla Securities Ltd.)

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05

03/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws: Disposal of the alleged matter (The City Bank Ltd)

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06

06/06/2010

Order to Salah Carpet Mills Ltd. Order No. SEC/Enforcement/722/2008/488-491.

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07

07/06/2010

Order to Mr. Yakub ali Khondokar. Order no. SEC/Enforcement/808/2010/.

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08

07/06/2010

Order to Raspita data Management & telecommunication ltd. Order no. SEC/Enforcement/408/2006/496.

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09

08/06/2010

Warning to Concern of Jamuna Oil Company Ltd due to Non-submission of audited financial statements for the year ended on June 30, 2009 against penal Orders No SEC/Enforcement/752/2009/275-283 all dated February 24, 2010

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10

09/06/2010

Order to Kaya Cosmetics ltd. Order no. SEC/Enforcement/754/2009/500-506.

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11

14/06/2010

Non-compliance of securities related laws. Disposal of alleged matter of Trendset Securities Ltd. CSE Membership No 077 (Broker)

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12

14/06/2010

Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Meghna PET Industries Ltd vide Comm issionís Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to Azam Securities Ltd.

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13

14/06/2010

Warning to Concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Al-Amin Chemicals Ltd vide Commissionís Order No. SEC/Surveillance/2009-0561/182 dated Dec 03, 2009 to JKC Securities Ltd.

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14

 14/06/2010

Order to Chictex Ltd. Order no. SEC/Enforcement/37/2001/514-517.

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15

15/06/2010

Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of ICBIBANK to Haji Ahmad Brothers Securities Ltd.

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16

17/06/2010

Order to M Hossin Garments washing & Dying Ltd. Order no. SEC/Enforcement/218/2004/527-529.

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17

17/06/2010

Order to Raspita Ink (BD) Ltd. Order no. SEC/Enforcement/218/2004/523-525.

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18

17/06/2010

Disposal of review petition against SEC Penalty Orders In connection with auditorís qualifications and Commissionís observations on the audited financial statements of Ashraf Textile Mills Ltd. (Issuer) for the year ended on June 30, 2006

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19

20/06/2010

Show cause cum notice for hearing: Non-compliance of securities related laws in connection with audited financial statements of Anwar Galvanizing Ltd (issuer) for the year ended on June 30, 2009 to M/s. Rahman Mustafiz haq & Co

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20

21/06/2010

Order to Lanka Bangla Finance (Merchant Banker). Order no. SEC/Enforcement/758/2009/534

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21

21/06/2010

Disposal of review petition against Penalty Orders In connection with auditorís qualifications and Commissionís observations on the audited financial statements of Bangladesh Leaf Tobacco Co. Ltd (Issuer) for the year ended on Dec 31, 2007 & Dec 31 2008

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22

23/06/2010

Warning to Concern of H.R. Textile Mills Ltd Alleged Non-compliance with the securities related laws in connection with the information regarding EPS for the year ended on Sep 30, 2009

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23

23/06/2010

Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Premier Bank Ltd.

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24

24/06/2010

Warning to concern of Non-compliance of securities laws, In connection with the delayed submission of half yearly financial statements for the half year on Dec 31, 2009 to Meghna Petroleum Ltd.

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25

28/06/2010

Disposal of review petition against Penalty Orders In connection with Commissionís observations on the audited financial statements of Prime Textile Spinning Mills Ltd (Issuer) for the year ended on June 30, 2007

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26

29/06/2010

Warning to concern of Non-compliance of securities laws, Regarding enquiry on shares trading of Grameen Phone Ltd to The Lanka Bangla Finance Ltd.

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27

29/06/2010

Order to Rose Haven Ball pen Ltd. Order no. SEC/Enforcement/298/2005/542-547

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28

29/06/2010

Order to Tulip Dairy & Food Products Ltd. Order no. SEC/Enforcement/194/2003/549-555

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29

29/06/2010

Order to Padda Printers & color Ltd. Order no. SEC/Enforcement/740/2008/557 to SEC/Enforcement/740/2008/561

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30

30/06/2010

Order to Arafat Securities Ltd. Order no. SEC/Enforcement/829/2010/563

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31

30/06/2010

Order to MAH Securities Ltd. Order no. SEC/Enforcement/804/2010/568

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