Monthly Report

 

List of Enforcement Actions for the Month of August 2010

 

Sl No

Date

Subject

Commissionís Decision

01

02/08/2010

Disposal of review petition against penalty order: In connection with audited financial statements for the year ended on December 31, 2007 & December 31, 2008 for Bangladesh Leaf Tobacco Co. Ltd

Click to get the page

02

02/08/2010

Warning: non-compliance with securities related laws in connection with price sensitive information to Himadri Ltd.

Click to get the page

03

02/08/2010

Disposal of review petition against penalty order In connection with auditorís observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008

Click to get the page

04

08/08/2010

Order to Metalex Corporation Ltd. Order no: SEC/ENFORCEMENT/139/2002/633-637

Click to get the page

05

09/08/2010

Your letter dated July 14, 2010 against Commissionís penalty Order No. SEC/Enforcement/829/2010/563 dated June 30, 2010 to Arafat Securities Ltd

Click to get the page

06

12/08/2010

Order to Khaja Mojaiek Tiles and Stone Industry Ltd. Order No: SEC/ENFORCEMENT/723/2008/641-644.

Click to get the page

07

23/08/2010

Order to Sajib NetWare and Garments Ltd. Order No: SEC/ENFORCEMENT/432/2006/653-659

Click to get the page

08

23/08/2010

non-compliance of securities laws: in connection with Non-submission of audited financial statements for the year ended on Dec 31, 2008 to German Bangla J.V.Food Ltd.

Click to get the page

09

25/08/2010

Disposal of review petition against penalty order In connection with auditorís observations on the audited financial statements of Sreepur Textile Mills Ltd (Issuer) for the year ended on December 31, 2008

Click to get the page

10

29/08/2010

Warning : non-compliance of securities laws in connection with delayed furnishing of the audited financial statements for the year ended on June 30, 2009to Perfume Chemical Industry Ltd.

Click to get the page