Monthly Report

 

List of Enforcement Actions for the Month of September. 2014

 

Sl No

Date

Subject

Commissionís Decision

01.

01.09.2014 Penelty Order : Non-compliance of Securities related Laws against Harun Securities Limited  Click to get the page

02.

04.09.2014

Warning: Non-compliance of Sections 17(e) (ii)(iii) of the Securities and Exchange Ordinance, 1969. aganist  IBBL Employees Provident Fund

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03 04.09.2014

Warning: Non-compliance of Sections 17(e) (ii) (iii) of the Securities and Exchange Ordinance, 1969.against  Islami Bank Securities Limited

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04 10.9.2014

Penelty Order : Non-compliance of Securities related Laws against Dragon Sweater and Spinning Limited

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05 10.9.2014

Penelty Order : Non-compliance of Securities related Laws against First Securities Services Limited

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06 25.9.2014 Waiver of additional fine and charges imposed on Directors of CVO Petrochemical Refinery Limited  Click to get the page
07 29.09.2014 Penelty Order : Non-compliance of Securities related Laws against AB Securities Limited  Click to get the page
08 29.09.2014 Penelty Order : Non-compliance of Securities related Laws against  Akij Securities Limited  Click to get the page