Monthly Report

 

List of Enforcement Actions for the Month of September, 2016

 

Sl No

Date

Subject

Commissionís Decision

01 07-09-2016 Warning: Non-compliance of securities related laws against Imtiyaz Husain Securities Limited. Click for Details
02 07-09-2016 Warning: Non-compliance of securities related laws against Shahed Securities Limited. Click for Details
03 07-09-2016 Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. Click for Details
04 07-09-2016 Warning: Non-compliance of securities related laws against Times Securities Limited. Click for Details
05 07-09-2016 Warning: Non-compliance of securities related laws against First Capital Securities Limited. Click for Details
06 07-09-2016 Warning: Non-compliance of securities related laws against Times Securities Limited (Dr. Md. Amzad Hossain Fakir). Click for Details
07 07-09-2016 Warning: Non-compliance of securities related laws against EBL Securities Limited & EBL Investments Limited. Click for Details
08 07-09-2016 Warning: Non-compliance of securities related laws against International Leasing Securities Limited. Click for Details
09 07-09-2016 Warning: Non-compliance of securities related laws against MTB Securities Limited. Click for Details
10 07-09-2016 Warning: Non-compliance of securities related laws against Premier Bank Securities Limited. Click for Details
11 07-09-2016 Warning: Non-compliance of securities related laws against Royal Capital Limited. Click for Details
12 21-09-2016 Warning: Non-compliance of securities related laws against ICB Asset Management Company Limited. Click for Details
13 21-09-2016 Warning: Non-compliance of securities related laws against Popular Life Insurance Company Limited. Click for Details
14 25-09-2016 Rejection of the prayer for waiver of penalty against Ashraf Textile Mills Limited. Click for Details
15 25-09-2016 Penalty Order against Matin Spinning Mills Limited. Click for Details