Monthly Report

 

List of Enforcement Actions for the Month of September 2009

 

Sl No

Date

Subject

Commissionís Decision

01 16/09/2009 Warning to concerned of Eminent Securities Ltd. for non-compliance with securities related laws  in connection with inspection vide Commission Order No. SEC/SRI/INS/DSE-MEM/14 dated June 23, 2009 Click to get the page
02 27/09/2009 Review of imposed penalty against concerned of Maq Enterprise Ltd  due to non-submission of audited financial statements for the year ended on June 30, 2007 Click to get the page
03 30/09/2009 Order to concerned of Maq Enterprise Ltd   Click to get the page