Monthly Report

 

List of Enforcement Actions for the Month of September 2008

 

Sl No

Date

Subject

Commissionís Decision

1 03/09/2008 Warning  to concerns of Rupali Bank Limited(Issuer)i for non-compliance of securities laws. Click to get the page
2 03/09/2008 Warning  to concerns of Al-Muntaha Trading Co.Limited(Stock Broker) for non-compliance of securities laws. Click to get the page
3 04/09/2008 Warning  to concerns of Anwar Securities Limited(DP-92)i for non-compliance of securities laws. Click to get the page
4 04/09/2008 Warning  to concerns of Total Communication Limited(DP-187) for non-compliance of securities laws. Click to get the page
5 04/09/2008 Warning  to concerns of SES Company Limited(DP-34) for non-compliance of securities laws. Click to get the page
6 04/09/2008 Warning  to concerns of LankaBangla Securities Limited(DP-50) for non-compliance of securities laws. Click to get the page
7 04/09/2008 Warning  to concerns of Tariq Ibrahim & Co.(DP-90) for non-compliance of securities laws. Click to get the page
8 07/09/2008 Order to concerns of Excelsior Shoes Limited Click to get the page
9 07/09/2008 Order to concerns of M/s Mark & Co. CA Firm Click to get the page
10 07/09/2008 Warning  to concerns of Jago Corporation Limited for non-compliance of securities laws in connection with  delayed submission of annual report for the year, 2007. Click to get the page
11 08/09/2008 Warning  to concerns of Golden Sons Limited for non-compliance of securities laws in connection with non-submission of half yearly financial statements for the half year ended on June 30, 2008. Click to get the page
12 09/09/2008 Warning  to concerns of Delta Brac Housing Finance Corporation  Limited in connection with non-compliance of securities laws. Click to get the page
13 11/09/2008 Warning  to concerns of Pubali Bank  Limited in connection with non-compliance of securities laws relating to fixing AGM date, time and venue, declaring dividend in the same board meeting. Click to get the page
14 11/09/2008 Warning  to concerns of Shyampur Sugar Mill  Limited in connection with non-compliance of securities laws relating to audited financial statements for the year ended on June 30, 2006 Click to get the page
15 11/09/2008 Warning  to concerns of Shyampur Sugar Mill  Limited in connection with non-compliance of securities laws relating to half yearly financial statements for the half  year ended on December 31, 2006 Click to get the page
16 11/09/2008 Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1215) Click to get the page
17 11/09/2008 Order to concerns of Khaza Mosaic Tiles and Stone Industries Limited(sec/enforcement/169/2003/1207) Click to get the page
18 15/09/2008 Waiver of penalty on concerns of Fareast Islami Life Insurance Company Limited(Issuer) Click to get the page
19 15/09/2008 Order to concerns of Fareast Islami Life Insurance Company Limited(Issuer) Click to get the page
20 16/09/2008 Warning  to concerns of M/s A. Wahab & Co. C.A Firm in connection with non-compliance of securities laws relating to audited financial statements of Pragati Insurance  Limited for the year ended on December 31, 2007 Click to get the page
21 16/09/2008 Warning  to concerns of Pragati Insurance Limited(Issuer) in connection with non-compliance of securities laws relating to audited financial statements for the year ended on December 31, 2007 Click to get the page
22 22/09/2008 Warning  to concerns of Popular Life Insurance Company Limited in connection with non-compliance of securities laws Click to get the page
23 22/09/2008 Order to concerns of Bangladesh Hotels Limited Click to get the page
24 24/09/2008 Order to concerns of Popular Life Insurance Company Limited Click to get the page
25 24/09/2008 Order to concerns of Tamizuddin Textile Mills Limited Click to get the page