Monthly Report
List of Enforcement Actions for the Month of September 2006
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 05/09/2006 | Application for review of penalty imposed vide Commission's Order No SEC/Enforcement/440/2006/807-813 dated July 17 2006 - to concerns of Modern Cement Limited | Click to get the page |
| 2 | 06/09/2006 | Revised Order - to concerns of Giasuddin Ahmed & Co | Click to get the page |
| 3 | 06/09/2006 | Revised Order - to concerns of PFI Securities Limited | Click to get the page |
| 4 | 07/09/2006 | Non-compliance with securities laws in connection with the half yearly financial statements for the period ended on February 28, 2006: Warning - to concerns of The Engineers limited | Click to get the page |
| 5 | 07/09/2006 | Order - to concerns of Latif Securities Ltd (Stock Dealer) DSE Member # 80 | Click to get the page |
| 6 | 07/09/2006 | Order - to concerns of Equity Valuation Research and Distribution Ltd (Merchant Banker/Issue Manager) | Click to get the page |
| 7 | 11/09/2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Bangladeh Hotels Limited | Click to get the page |
| 8 | 11/09/2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: warning - to concerns of Bangladeh Leaf Tobacco Co Limited | Click to get the page |
| 9 | 11/09/2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Ambee Pharmaceuticals Limited | Click to get the page |
| 10 | 11/09/2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of GMG Industrial Corporation Limited | Click to get the page |
| 11 | 11/09/2006 | Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of Megna Pet Industries Limited | Click to get the page |
| 12 | 11/09/2006 | Non-compliance of Securities laws in connection with raising of paid up capital: Warning - to concerns of Nor-Pearl Knitwear Ltd | Click to get the page |
| 13 | 14/09/2006 | Order - to concerns of Md Shahidullah (Shyamol) & Co (DSE Member # 3) | Click to get the page |
| 14 | 17/09/2006 | Order - to concern of Mr Masum Ahmed Chowdhury Former Chairman/Director The Oriental Bank Limited | Click to get the page |
| 15 | 17/09/2006 | Order - to concern of Mr Rezaul Karim Former Vice Chairman/Director The Oriental Bank Limited | Click to get the page |
| 16 | 17/09/2006 | Order - to concern of Mr C M Koyes Sami Former Managing Director The Oriental Bank Limited | Click to get the page |
| 17 | 17/09/2006 | Order - to concern of Mr Salman Karim Former Director The Oriental Bank Limited | Click to get the page |
| 18 | 17/09/2006 | Order - to concern of Mr Mehedi Hasan Former Director The Oriental Bank Limited | Click to get the page |
| 19 | 17/09/2006 | Order - to concern of Brigadiar General Md Zakir Hossain PSC(Retd) Former Director The Oriental Bank Limited | Click to get the page |
| 20 | 17/09/2006 | Order - to concern of Mr Nesar uddin Mohammed Oliullah Former Director The Oriental Bank Limited | Click to get the page |
| 21 | 17/09/2006 | Order - to concern of Mr Mujibur Rahman Milon Former Director The Oriental Bank Limited | Click to get the page |
| 22 | 17/09/2006 | Order - to concern of Mr Shahedul Islam Former Director The Oriental Bank Limited | Click to get the page |
| 23 | 17/09/2006 | Order - to concern of Mr Niaz Ahmad Former Director The Oriental Bank Limited | Click to get the page |
| 24 | 17/09/2006 | Order - to concern of Mr B M M Mozharul Haque NDC Former Director The Oriental Bank Limited | Click to get the page |
| 25 | 17/09/2006 | Order - to concern of Mr Patinson Tempol Former Director The Oriental Bank Limited | Click to get the page |
| 26 | 17/09/2006 | Order - to concern of Mr Peter U Chun Ku Former Director The Oriental Bank Limited | Click to get the page |
| 27 | 17/09/2006 | Order - to concern of Mr Azian Bin Hajj Ujir Former Director The Oriental Bank Limited | Click to get the page |
| 28 | 17/09/2006 | Order - to concern of Mr Alamgir Kabir Samad Company Secretary The Oriental Bank Limited | Click to get the page |
| 29 | 18/09/2006 | Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited | Click to get the page |
| 30 | 18/09/2006 | Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited | Click to get the page |
| 31 | 18/09/2006 | Order - to concern of Mr Minhaz Bin Kamal Khan Director M Hossain Garments Washing & Dyeing Limited | Click to get the page |
| 32 | 19/09/2006 | Order - to concern of Mrs Dilara Begum Chairperson/Director Saleh Carpet Mills Limited | Click to get the page |
| 33 | 19/09/2006 | Order - to concern of Mrs Shamim Ara Begum Managing Director Saleh Carpet Mills Limited | Click to get the page |
| 34 | 19/09/2006 | Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited | Click to get the page |
| 35 | 19/09/2006 | Order - to concern of Mr Badrul Haq Director Saleh Carpet Mills Limited | Click to get the page |
| 36 | 20/09/2006 | Order - to concern of Mr Md Iftekharuzzaman Chairman/Director Fine Foods Limited | Click to get the page |
| 37 | 20/09/2006 | Order - to concern of Mr Md Shaheen Quoreshi Managing Director Fine Foods Limited | Click to get the page |
| 38 | 20/09/2006 | Order - to concern of Mr Md Humayun Kabir Director Fine Foods Limited | Click to get the page |
| 39 | 20/09/2006 | Order - to concern of Mr Md Hussain Babu Director Fine Foods Limited | Click to get the page |
| 40 | 20/09/2006 | Order - to concern of Mr Md Mosarrof Hossain Director Fine Foods Limited | Click to get the page |
| 41 | 20/09/2006 | Order - to concern of Mr Md Iqbal Ahmed Director Fine Foods Limited | Click to get the page |
| 42 | 20/09/2006 | Order - to concern of Mrs Hasna Amin Director Fine Foods Limited | Click to get the page |
| 43 | 24/09/2006 | Non-compliance of securities related laws in connection with raising of capital without prior consent of the Commission: Warning - to concerns of Popular Pharmaceuticals Limited | Click to get the page |
| 44 | 25/09/2006 | Order - to concern of Mr Shamsul Alam Shamim Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 45 | 25/09/2006 | Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 46 | 25/09/2006 | Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 47 | 25/09/2006 | Order - to concern of Mr Md Emranul Haq Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 48 | 25/09/2006 | Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 49 | 25/09/2006 | Order - to concern of Mr A H M Habib Ullah Managing Director Chittagong Vegetable Oil Industries Limited | Click to get the page |
| 50 | 27/09/2006 | Order - to concern of Major Mohammed Akhtaruzzaman (Retd) Managing Director Gauchihata Aquaculture Farms Limited | Click to get the page |
| 51 | 27/09/2006 | Order - to concern of Mrs Salma Zaman Director Gauchihata Aquaculture Farms Limited | Click to get the page |
| 52 | 27/09/2006 | Order - to concern of Mr Md Shahriar Zaman Director Gauchihata Aquaculture Farms Limited | Click to get the page |
| 53 | 27/09/2006 | Order - to concern of Mr Md Sabbir Zaman Director Gauchihata Aquaculture Farms Limited | Click to get the page |