Monthly Report

 

List of Enforcement Actions for the Month of September 2006

 

Sl No

Date

Subject

Commission’s Decision

1 05/09/2006 Application for review of penalty imposed vide Commission's Order No SEC/Enforcement/440/2006/807-813 dated July 17  2006 - to concerns of Modern Cement Limited Click to get the page
2 06/09/2006 Revised Order - to concerns of Giasuddin Ahmed & Co Click to get the page
3 06/09/2006 Revised Order - to concerns of PFI Securities Limited Click to get the page
4 07/09/2006 Non-compliance with securities laws in connection with the half yearly financial statements for the period ended on February 28, 2006: Warning - to concerns of The Engineers limited Click to get the page
5 07/09/2006 Order - to concerns of Latif Securities Ltd (Stock Dealer) DSE Member # 80 Click to get the page
6 07/09/2006 Order - to concerns of Equity Valuation Research and Distribution Ltd (Merchant Banker/Issue Manager) Click to get the page
7 11/09/2006 Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Bangladeh Hotels Limited Click to get the page
8 11/09/2006 Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: warning - to concerns of Bangladeh Leaf Tobacco Co Limited Click to get the page
9 11/09/2006 Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Post-facto approval with warning - to concerns of Ambee Pharmaceuticals Limited Click to get the page
10 11/09/2006 Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of GMG Industrial Corporation Limited Click to get the page
11 11/09/2006 Non-compliance of Securities law concerning retention of auditor for a consecutive period exceeding three years: Warning - to concerns of Megna Pet Industries Limited Click to get the page
12 11/09/2006 Non-compliance of Securities laws in connection with raising of paid up capital: Warning - to concerns of Nor-Pearl Knitwear Ltd Click to get the page
13 14/09/2006 Order - to concerns of Md Shahidullah (Shyamol) & Co (DSE Member # 3) Click to get the page
14 17/09/2006 Order - to concern of Mr Masum Ahmed Chowdhury Former Chairman/Director The Oriental Bank Limited Click to get the page
15 17/09/2006 Order - to concern of Mr Rezaul Karim Former Vice Chairman/Director The Oriental Bank Limited Click to get the page
16 17/09/2006 Order - to concern of Mr C M Koyes Sami  Former Managing Director The Oriental Bank Limited Click to get the page
17 17/09/2006 Order - to concern of Mr Salman Karim Former Director The Oriental Bank Limited Click to get the page
18 17/09/2006 Order - to concern of Mr Mehedi Hasan Former Director The Oriental Bank Limited Click to get the page
19 17/09/2006 Order - to concern of Brigadiar General Md Zakir Hossain PSC(Retd) Former Director The Oriental Bank Limited Click to get the page
20 17/09/2006 Order - to concern of Mr Nesar uddin Mohammed Oliullah Former Director The Oriental Bank Limited Click to get the page
21 17/09/2006 Order - to concern of Mr Mujibur Rahman Milon Former Director The Oriental Bank Limited Click to get the page
22 17/09/2006 Order - to concern of Mr Shahedul Islam Former Director The Oriental Bank Limited Click to get the page
23 17/09/2006 Order - to concern of Mr Niaz Ahmad Former Director The Oriental Bank Limited Click to get the page
24 17/09/2006 Order - to concern of Mr B M M Mozharul Haque NDC  Former Director The Oriental Bank Limited Click to get the page
25 17/09/2006 Order - to concern of Mr Patinson Tempol Former Director The Oriental Bank Limited Click to get the page
26 17/09/2006 Order - to concern of Mr Peter U Chun Ku Former Director The Oriental Bank Limited Click to get the page
27 17/09/2006 Order - to concern of Mr Azian Bin Hajj Ujir Former Director The Oriental Bank Limited Click to get the page
28 17/09/2006 Order - to concern of Mr Alamgir Kabir Samad Company Secretary The Oriental Bank Limited Click to get the page
29 18/09/2006 Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited Click to get the page
30 18/09/2006 Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited Click to get the page
31 18/09/2006 Order - to concern of Mr Minhaz Bin Kamal Khan Director M Hossain Garments Washing & Dyeing Limited Click to get the page
32 19/09/2006 Order - to concern of Mrs Dilara Begum Chairperson/Director Saleh Carpet Mills Limited Click to get the page
33 19/09/2006 Order - to concern of Mrs Shamim Ara Begum Managing Director Saleh Carpet Mills Limited Click to get the page
34 19/09/2006 Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited Click to get the page
35 19/09/2006 Order - to concern of Mr Badrul Haq Director Saleh Carpet Mills Limited Click to get the page
36 20/09/2006 Order - to concern of Mr Md Iftekharuzzaman Chairman/Director Fine Foods Limited Click to get the page
37 20/09/2006 Order - to concern of Mr Md Shaheen Quoreshi Managing Director Fine Foods Limited Click to get the page
38 20/09/2006 Order - to concern of Mr Md Humayun Kabir Director Fine Foods Limited Click to get the page
39 20/09/2006 Order - to concern of Mr Md Hussain Babu Director Fine Foods Limited Click to get the page
40 20/09/2006 Order - to concern of Mr Md Mosarrof Hossain Director Fine Foods Limited Click to get the page
41 20/09/2006 Order - to concern of Mr Md Iqbal Ahmed Director Fine Foods Limited Click to get the page
42 20/09/2006 Order - to concern of Mrs Hasna Amin Director Fine Foods Limited Click to get the page
43 24/09/2006 Non-compliance of securities related laws in connection with raising of capital without prior consent of the Commission: Warning - to concerns of Popular Pharmaceuticals Limited Click to get the page
44 25/09/2006 Order - to concern of Mr Shamsul Alam Shamim Director Chittagong Vegetable Oil Industries Limited Click to get the page
45 25/09/2006 Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Limited Click to get the page
46 25/09/2006 Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Limited Click to get the page
47 25/09/2006 Order - to concern of Mr Md Emranul Haq Director Chittagong Vegetable Oil Industries Limited Click to get the page
48 25/09/2006 Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Limited Click to get the page
49 25/09/2006 Order - to concern of Mr A H M Habib Ullah Managing Director Chittagong Vegetable Oil Industries Limited Click to get the page
50 27/09/2006 Order - to concern of Major Mohammed Akhtaruzzaman (Retd) Managing Director Gauchihata Aquaculture Farms Limited Click to get the page
51 27/09/2006 Order - to concern of Mrs Salma Zaman  Director Gauchihata Aquaculture Farms Limited Click to get the page
52 27/09/2006 Order - to concern of Mr Md Shahriar Zaman Director Gauchihata Aquaculture Farms Limited Click to get the page
53 27/09/2006 Order - to concern of Mr Md Sabbir Zaman Director Gauchihata Aquaculture Farms Limited Click to get the page