Monthly Report

 

List of Enforcement Actions for the Month of October. 2014

 

Sl No

Date

Subject

Commissionís Decision

01.

20.10.2014 Penalty Order : Non-compliance of Securities related Laws against Phoenix Securities Limited  Click to get the page

02.

26.10.2014 Penalty Order : Non-compliance of Securities related Laws against Apex Investment Limited  Click to get the page
03 28.10.2014

Warning: Non-compliance of securities laws against Muntaha shares & Capital Ltd.

 Click to get the page