Monthly Report

 

List of Enforcement Actions for the Month of October, 2016

 

Sl No

Date

Subject

Commissionís Decision

01 06-10-2016 Warning: Non-compliance of securities related laws against BD Finance Securities Limited. Click for Details
02 06-10-2016 Warning: Non-compliance of securities related laws against CVO Petrochemical Refinaery Limited. Click for Details
03 06-10-2016 Warning: Non-compliance of securities related laws against Pragati Life Insurance Co. Ltd. Click for Details
04 17-10-2016 Order against Sinha Securities Limited. Click for Details