Monthly Report

 

List of Enforcement Actions for the Month of October, 2015

 

Sl No

Date

Subject

Commissionís Decision

01 01-10-2015 Warning: Non-compliance of securities related laws against Midas Financing Ltd. Click for Details
02 04-10-2015 Order against Chic Tex Limited. Click for Details
03 07-10-2015 Rejection of appeal: Non-compliance of securities laws against First Securities Services Ltd. Click for Details
04 08-10-2015 Warning: Non-compliance of securities related laws against Desh General Insurance Company Ltd. Click for Details
05 08-10-2015 Warning: Non-compliance of securities related laws against Sonargaon Textiles Ltd. (issuer) Click for Details
06 08-10-2015 Non-compliance of securities laws against Titas Gas Transmission & Distribution co. Ltd. (issuer) Click for Details
07 13-10-2015 Warning: Non-compliance of securities related laws against T.K.Shares & Securities Ltd. Click for Details
08 19-10-2015 Order against Alltex Industries Limited. Click for Details
09 19-10-2015 Order against Alpha Securities Limited. Click for Details
10 19-10-2015 Order against Globe Industries Limited. Click for Details
11 19-10-2015 Order against Island Securities Limited. Click for Details
12 19-10-2015 Order against Western Security Investment Management Ltd. Click for Details
13 25-10-2015 Warning: Non-compliance of securities related laws against Anwar Securities Ltd. Click for Details
14 25-10-2015 Warning: Non-compliance of securities related laws against Sohel Securities Ltd. Click for Details
15 28-10-2015 Order against The Dhaka Dying & Manufacturing Co. Ltd. Click for Details