Monthly Report

 

List of Enforcement Actions for the Month of October 2013

 

Sl No

Date

Subject

Commissionís Decision

01.

07.10.2013

Penelty Order : Non-compliance ofSecurities related Laws against PHP Stocks & Securities Limited

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02.

07.10.2013

Penelty Order : Non-compliance ofSecurities related Laws against PFI Securities Ltd.

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03.

07.10.2013

Penelty Order : Non-compliance ofSecurities related Laws against DBL Securities Ltd.

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04.

24.10.2013

Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning.Argon Denims Limited

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05.

24.10.2013

Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on June 30, 2013: Warning .Fareast Islami Life Insurance Co. Ltd

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