Monthly Report

 

List of Enforcement Actions for the Month of October 2012

 

Sl No

Date

Subject

Commissionís Decision

01.

10.10.2012

Penalty Order for Violation of Securities related laws against Metalex Corporation Limited.

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02.

16.10.2012

Disposal: Non compliance of Notification No. SEC/SRMID/2000-953/313/Admin-06 dated March 25, 2001 in connection with non completion of sale as per declaration.

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03.

16.01.2012

Payment of Penalty on the installment basis.

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