Monthly Report

 

List of Enforcement Actions for the Month of October 2009

 

Sl No

Date

Subject

Commissionís Decision

01 12/10/2009 Warning to Central Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page
02 12/10/2009 Warning to Prime Insurance Company Limited. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page
03 12/10/2009 Warning to Phoenix Insurance Company Ltd. (Issuer) for :-Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page
04 12/10/2009 Warning to Karnaphuli Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page
05 12/10/2009 Warning to Agrani Insurance Company Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page

 

06 12/10/2009 Warning to Global Insurance Ltd. (Issuer) for :- Non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31,2007. Click to get the page
07 12/10/2009 Warning to Mona Food Industry Limited for :- Waiver of penalty imposed upon the individual directors in connection with the non-submission of half year period ended on December 31,2008against penal Order No.SEC/Enforcement/303/2005/535-538 all dated July 14,2009. Click to get the page
08 15/10/2009 Order to Mak paper Industries . Click to get the page
09 15/10/2009 Order to Dandy Dying Limited. Click to get the page
10 19/10/2009 Order to Arafat Securities Limited. Click to get the page
11 22/10/2009 Order to Mona Food Industries Ltd. Click to get the page
12 22/10/2009 Warning to Peoples Investment Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding inspection vide Commission Order No.SEC/Surveillance/2004-0577/56 dated May 19, 2009 Click to get the page
13 22/10/2009 Order to Mr.Ali Zaman & Mr.M.M.Fazlul Kabir .C/O, Mona Food Industries Ltd. Click to get the page
14 25/10/2009 Warning to Paper Processing and Packaging Limited for :- Non-compliance of securities laws: In connection with non-disseminating the price sensitive information regarding shifting of factory and rental agreement. Click to get the page
15 25/10/2009 Warning to Shahiq Securities Limited for :- Non-compliance of securities laws: Regarding violation of securities law regarding trading of shares of Dandy Dyeing Limited. Click to get the page
16 25/10/2009 Warning to SES Company Limited for :- Non-comlpiance of security laws:  Regarding violation of securities law regarding inspection vide Commission Order No. SEC/SRI/CSE-MEM/36 dated July 26,2009. Click to get the page
17 29/10/2009 Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009.(Arbee Textile Limited) Click to get the page
18 29/10/2009 Application for waiver of penalty imposed vide penal Order No.SEC/Enforcement/665/2008/141-145 Dated February 09,2009. (Maq Enterprise  Limited  Limited) Click to get the page