Monthly Report
List of Enforcement Actions for the Month of October 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 07/10/2007 | Payment of penalty through installments: In connection with share trading of Therapeutics (Bangladesh) Limited - to concerns of Ibrahim Securities Ltd | Click to get the page |
| 2 | 07/10/2007 | Penalty Order: In connection with audited financial statements of Chittagong Vegetable Oil Industries Ltd for the years ended on June 30, 2003 and June 30 2004 - to concerns of Sarwar Salamat & Co CA | Click to get the page |
| 3 | 08/10/2007 | Waiver of penalty imposed vide penal Orders No SEC/Enforcement/299/2005/418-420 Dated April 23 2007- to concerns of Quasem Textile Mills Limited | Click to get the page |
| 4 | 08/10/2007 | Waiver of penalty imposed vide penal Orders No SEC/Enforcement/300/2005/424-426 Dated April 23 2007- to concerns of Quasem Silk Mills Limited | Click to get the page |
| 5 | 08/10/2007 | Payment of penalty through installments: In connection with SEC penal orders all dated July 16 2007 regarding submission of incomplete audio-visual recording of proceedings of AGM held on December 24 2006 - to concerns of Wonderland Toys Ltd | Click to get the page |
| 6 | 08/10/2007 | Non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years: Warning - to concerns of JMI Bangla Co Limited | Click to get the page |
| 7 | 08/10/2007 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Al-Arafah Islami Bank Limited | Click to get the page |
| 8 | 09/10/2007 | Order - to concerns of Bangladesh Chemical Industries Limited | Click to get the page |
| 9 | 11/10/2007 | Order - to concerns of Raspit Data Management & Telecommunications Limited ((SEC/Enforcement/594/2007/1124-1126)) | Click to get the page |
| 10 | 11/10/2007 | Order - to concerns of Raspit Inc (BD) Ltd (SEC/Enforcement/593/2007/1130-1132) | Click to get the page |
| 11 | 24/10/2007 | Order - to concerns of Legacy Footwear Limited | Click to get the page |
| 12 | 28/10/2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Dyeing & Finishing Industries Limited | Click to get the page |
| 13 | 28/10/2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Chemical Industries Limited | Click to get the page |
| 14 | 28/10/2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Zipper Industries Limited | Click to get the page |
| 15 | 28/10/2007 | Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Luggage Industries Limited | Click to get the page |