Monthly Report

 

List of Enforcement Actions for the Month of October 2007

 

Sl No

Date

Subject

Commissionís Decision

1 07/10/2007 Payment of penalty through installments: In connection with share trading of Therapeutics (Bangladesh) Limited - to concerns of Ibrahim Securities Ltd Click to get the page
2 07/10/2007 Penalty Order: In connection with audited financial statements of Chittagong Vegetable Oil Industries Ltd for the years ended on  June 30, 2003 and June 30 2004 - to concerns of Sarwar Salamat & Co CA Click to get the page
3 08/10/2007 Waiver of penalty imposed vide penal Orders No SEC/Enforcement/299/2005/418-420 Dated April 23 2007- to concerns of Quasem Textile Mills Limited Click to get the page
4 08/10/2007 Waiver of penalty imposed vide penal Orders No SEC/Enforcement/300/2005/424-426 Dated April 23 2007- to concerns of Quasem Silk Mills Limited Click to get the page
5 08/10/2007 Payment of penalty through installments: In connection with SEC penal orders all dated July 16 2007 regarding submission of incomplete audio-visual recording of proceedings of AGM held on December 24 2006 - to concerns of Wonderland Toys Ltd Click to get the page
6 08/10/2007 Non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years: Warning - to concerns of JMI Bangla Co Limited Click to get the page
7 08/10/2007 Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Al-Arafah Islami Bank Limited Click to get the page
8 09/10/2007 Order - to concerns of Bangladesh Chemical Industries Limited Click to get the page
9 11/10/2007 Order - to concerns of Raspit Data Management & Telecommunications Limited ((SEC/Enforcement/594/2007/1124-1126)) Click to get the page
10 11/10/2007 Order - to concerns of Raspit Inc (BD) Ltd (SEC/Enforcement/593/2007/1130-1132) Click to get the page
11 24/10/2007 Order - to concerns of Legacy Footwear Limited Click to get the page
12 28/10/2007 Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Dyeing & Finishing Industries Limited Click to get the page
13 28/10/2007 Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Chemical Industries Limited Click to get the page
14 28/10/2007 Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Zipper Industries Limited Click to get the page
15 28/10/2007 Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2006 - to concerns of Bangladesh Luggage Industries Limited Click to get the page