Monthly Report

 

List of Enforcement Actions for the Month of October 2006

 

Sl No

Date

Subject

Commission’s Decision

1 03/10/2006 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Mita Textiles Limited  Click to get the page
2 03/10/2006 Non-compliance with the provision of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on March 31 2000:Disposal of the alleged matters - to concerns of Olympic Industries Limited Click to get the page
3 03/10/2006 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Eagle Star Textiles Mills Limited  Click to get the page
4 05/10/2006 Order - to concern of Mr M A Salam Chairperson/Director Paragon Leather & Footwear Industries Limited Click to get the page
5 05/10/2006 Order - to concern of Mr A K Azad Director Paragon Leather & Footwear Industries Limited Click to get the page
6 05/10/2006 Order - to concern of Mr Stephen Fanky Director Paragon Leather & Footwear Industries Limited Click to get the page
7 05/10/2006 Order - to concern of Mrs Mariom Khatun Director Paragon Leather & Footwear Industries Limited Click to get the page
8 05/10/2006 Order - to concern of Mrs Hamida Salam Director Paragon Leather & Footwear Industries Limited Click to get the page
9 05/10/2006 Order - to concern of Mrs Ummay Kulsum Director Paragon Leather & Footwear Industries Limited Click to get the page
10 05/10/2006 Order - to concern of Mrs Nasima Akter Director (Rupali Bank Nominated) Paragon Leather & Footwear Industries Limited Click to get the page
11 08/10/2006 Payment of penalty by instalments - to concern of Giausuddin Ahmed & Co (DSE Membership # 186) Click to get the page
12 08/10/2006 Non-compliance with the provisions of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on June 30 2000: Disposal of the alleged matters - to concern of Managing Director Bengal Biscuits Limited Click to get the page
13 08/10/2006 Non-compliance with the provisions of securities related laws in connection with audited financial statements for the year ended on December 31 2005:Disposal - to concerns of Beach Hatchery Limited  Click to get the page
14 08/10/2006 Non-compliance with securities related laws: Warning - to concern of Mr Mujibur Rahman Sponsor/Director Midas Financing Limited Click to get the page
15 08/10/2006 Your appeal for waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Pharmaco International Limited Click to get the page
16 08/10/2006 Non-compliance of securities laws: In connection with the dissemenating price sensitive information regarding AGM held on December 26 2005 : Warning - to concerns of Mona Food Industries Limited  Click to get the page
17 08/10/2006 Non-compliance of securities laws: In connection with submission of  audio-visual recording of AGM held on July 28 2005 : Warning - to concerns of Padma Printers Limited  Click to get the page
18 08/10/2006 Non-compliance of securities laws: In connection with submission of  audio-visual recording of AGM held on June 15 2005 : Warning - to concerns of Gachihata Aquaculture Farms Limited  Click to get the page
19 10/10/2006 Order - to concern of Mr Shamsul Alam Shamim Chairman/Director Chittagong Vegetable Oil Industries Ltd Click to get the page
20 10/10/2006 Order - to concern of Mr AHM Habibullah Managing Director Chittagong Vegetable Oil Industries Ltd Click to get the page
21 10/10/2006 Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Ltd Click to get the page
22 10/10/2006 Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Ltd Click to get the page
23 10/10/2006 Order - to concern of Mr Md Imranul Haque Director Chittagong Vegetable Oil Industries Ltd Click to get the page
24 10/10/2006 Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Ltd Click to get the page
25 10/10/2006 Order - to concern of Mr Kaikobad Ahmed Director Chittagong Vegetable Oil Industries Ltd Click to get the page
26 10/10/2006 Order - to concern of Mr Mainuddin Khan Badol Director Chittagong Vegetable Oil Industries Ltd Click to get the page
27 11/10/2006 Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Delta Life Insurance Co Limited  Click to get the page
28 11/10/2006 Non-compliance of securities laws: Warning - to concerns of BLI Securities Ltd Stock Dealer (DSE Member No 175) Click to get the page
29 11/10/2006 Waiver of penalty imposed upon the individual directors in connection with non-holding of AGM in the year 2003 against penal Order No SEC/Enforcement/142/2002/526 dated 22 September 2005 and withdraw the certificate case against the Commission's vide Order No SEC/Enforcement/142/2002/218 dated May 29 2004 - to concerns A B Biscuit Ltd Click to get the page
30 11/10/2006 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Bengal Fine Ceramics Limited  Click to get the page
31 15/10/2006 Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of CMSL Securities Limited (DSE & CSE Stock Dealer) Click to get the page
32 15/10/2006 Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of Capital Market Services Limited (Merchant Banker) Click to get the page
33 16/10/2006 Directive - to concerns of Khaza Mosaic Tiles & Stone Industries Limited Click to get the page
34 16/10/2006 Non-compliance with securities related laws: Warning - to concerns of Equity Resources Limited (DSE Membership No 030) Attention: Managing Director/Chief Executive Officer  Click to get the page
35 16/10/2006 Non-compliance with securities related laws in connection with unreliable half yearly financial statements for the period ended on December 31 2004: Warning - to concerns of Al-Amin Chemical Industries Limited  Click to get the page
36 18/10/2006 In connection with audited financial statements for the year ended on December 31 2004: Disposal - to concerns of Aziz Pipes Limited Click to get the page
37 19/10/2006 Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030)  Click to get the page
38 19/10/2006 Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited: Warning - to concern of Managing Director Island Securities Limited (DSE Member # 005)  Click to get the page
39 19/10/2006 Non-compliance of securities law concerning payment of declared dividend: Warning - to Concerns Social Investment Bank Limited  Click to get the page
40 31/10/2006 Non-compliance with securities laws in connection with raising of  paid up capital: Warning - to Concerns Lotus-Kamal Spinning Mills Limited  Click to get the page