Monthly Report
List of Enforcement Actions for the Month of October 2006
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 03/10/2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Mita Textiles Limited | Click to get the page |
| 2 | 03/10/2006 | Non-compliance with the provision of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on March 31 2000:Disposal of the alleged matters - to concerns of Olympic Industries Limited | Click to get the page |
| 3 | 03/10/2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Eagle Star Textiles Mills Limited | Click to get the page |
| 4 | 05/10/2006 | Order - to concern of Mr M A Salam Chairperson/Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 5 | 05/10/2006 | Order - to concern of Mr A K Azad Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 6 | 05/10/2006 | Order - to concern of Mr Stephen Fanky Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 7 | 05/10/2006 | Order - to concern of Mrs Mariom Khatun Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 8 | 05/10/2006 | Order - to concern of Mrs Hamida Salam Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 9 | 05/10/2006 | Order - to concern of Mrs Ummay Kulsum Director Paragon Leather & Footwear Industries Limited | Click to get the page |
| 10 | 05/10/2006 | Order - to concern of Mrs Nasima Akter Director (Rupali Bank Nominated) Paragon Leather & Footwear Industries Limited | Click to get the page |
| 11 | 08/10/2006 | Payment of penalty by instalments - to concern of Giausuddin Ahmed & Co (DSE Membership # 186) | Click to get the page |
| 12 | 08/10/2006 | Non-compliance with the provisions of the Securities and Exchange Rules 1987 and the Securities and Exchange Ordinance 1969 concerning audited financial statements for the year ended on June 30 2000: Disposal of the alleged matters - to concern of Managing Director Bengal Biscuits Limited | Click to get the page |
| 13 | 08/10/2006 | Non-compliance with the provisions of securities related laws in connection with audited financial statements for the year ended on December 31 2005:Disposal - to concerns of Beach Hatchery Limited | Click to get the page |
| 14 | 08/10/2006 | Non-compliance with securities related laws: Warning - to concern of Mr Mujibur Rahman Sponsor/Director Midas Financing Limited | Click to get the page |
| 15 | 08/10/2006 | Your appeal for waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Pharmaco International Limited | Click to get the page |
| 16 | 08/10/2006 | Non-compliance of securities laws: In connection with the dissemenating price sensitive information regarding AGM held on December 26 2005 : Warning - to concerns of Mona Food Industries Limited | Click to get the page |
| 17 | 08/10/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on July 28 2005 : Warning - to concerns of Padma Printers Limited | Click to get the page |
| 18 | 08/10/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on June 15 2005 : Warning - to concerns of Gachihata Aquaculture Farms Limited | Click to get the page |
| 19 | 10/10/2006 | Order - to concern of Mr Shamsul Alam Shamim Chairman/Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 20 | 10/10/2006 | Order - to concern of Mr AHM Habibullah Managing Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 21 | 10/10/2006 | Order - to concern of Mr Md Nurul Alam Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 22 | 10/10/2006 | Order - to concern of Mr Md Amin Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 23 | 10/10/2006 | Order - to concern of Mr Md Imranul Haque Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 24 | 10/10/2006 | Order - to concern of Mr Md Mohsin Saki Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 25 | 10/10/2006 | Order - to concern of Mr Kaikobad Ahmed Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 26 | 10/10/2006 | Order - to concern of Mr Mainuddin Khan Badol Director Chittagong Vegetable Oil Industries Ltd | Click to get the page |
| 27 | 11/10/2006 | Non-compliance of securities laws concerning price sensitive information: Warning - to concerns of Delta Life Insurance Co Limited | Click to get the page |
| 28 | 11/10/2006 | Non-compliance of securities laws: Warning - to concerns of BLI Securities Ltd Stock Dealer (DSE Member No 175) | Click to get the page |
| 29 | 11/10/2006 | Waiver of penalty imposed upon the individual directors in connection with non-holding of AGM in the year 2003 against penal Order No SEC/Enforcement/142/2002/526 dated 22 September 2005 and withdraw the certificate case against the Commission's vide Order No SEC/Enforcement/142/2002/218 dated May 29 2004 - to concerns A B Biscuit Ltd | Click to get the page |
| 30 | 11/10/2006 | Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2005:Warning - to concerns of Bengal Fine Ceramics Limited | Click to get the page |
| 31 | 15/10/2006 | Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of CMSL Securities Limited (DSE & CSE Stock Dealer) | Click to get the page |
| 32 | 15/10/2006 | Non-compliance with securities related laws: In connection with the shares of IDLC at CSE: Warning - to concern of Capital Market Services Limited (Merchant Banker) | Click to get the page |
| 33 | 16/10/2006 | Directive - to concerns of Khaza Mosaic Tiles & Stone Industries Limited | Click to get the page |
| 34 | 16/10/2006 | Non-compliance with securities related laws: Warning - to concerns of Equity Resources Limited (DSE Membership No 030) Attention: Managing Director/Chief Executive Officer | Click to get the page |
| 35 | 16/10/2006 | Non-compliance with securities related laws in connection with unreliable half yearly financial statements for the period ended on December 31 2004: Warning - to concerns of Al-Amin Chemical Industries Limited | Click to get the page |
| 36 | 18/10/2006 | In connection with audited financial statements for the year ended on December 31 2004: Disposal - to concerns of Aziz Pipes Limited | Click to get the page |
| 37 | 19/10/2006 | Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited:Warning - to concern of Managing Director Salta Capital Limited (DSE Member # 030) | Click to get the page |
| 38 | 19/10/2006 | Non-compliance with securities related laws in respect of trading of share of Lafarge Surma Cement Limited: Warning - to concern of Managing Director Island Securities Limited (DSE Member # 005) | Click to get the page |
| 39 | 19/10/2006 | Non-compliance of securities law concerning payment of declared dividend: Warning - to Concerns Social Investment Bank Limited | Click to get the page |
| 40 | 31/10/2006 | Non-compliance with securities laws in connection with raising of paid up capital: Warning - to Concerns Lotus-Kamal Spinning Mills Limited | Click to get the page |