Monthly Report

 

List of Enforcement Actions for the Month of November. 2014

 

Sl No

Date

Subject

Commissionís Decision

01.

05.11.2014 Penalty Order : Non-compliance of Securities related Laws against  

United Power Generation & Distribution Company Limited

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02.

05.11.2014 Penalty Order : Non-compliance of Securities related Laws against  Lanka Bangla Investments Limited Click to get the page
03 05.11.2014

Warning: Non-compliance of securities laws against Hoda Vasi Chowdhury & Co

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04 10.11.2014 Penalty Order : Non-compliance of Securities related Laws against Heritage Capital Management Ltd Click to get the page
05 10.11.2014 Penalty Order : Non-compliance of Securities related Laws against First Securities Services Limited Click to get the page
06 10.11.2014 Penalty Order : Non-compliance of Securities related Laws against Kazi Saifur Rahman Click to get the page
07 10.11.2014

Warning: Non-compliance of securities laws against Nurun Nahar Begum

 

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08 10.11.2014

Warning: Non-compliance of securities laws against Sohel Securities Limited

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09 10.11.2014 Warning: Non-compliance of securities laws against Bangladesh Shilpa Bank.

 

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10 10.11.2014

Warning: Non-compliance of securities laws against Hosne Ara Khanam

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11 10.11.2014

Warning: Non-compliance of securities laws against Mr. Md. Shohel Rana

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12 10.11.2014

Warning: Non-compliance of securities laws against Mr. Md. Akram Uddin Chowdhury

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13 10.11.2014

Warning: Non-compliance of securities laws against Mr. Md. Ruhul Amin

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14 16.11.2014

Warning: Non-compliance of securities laws against SES Company Limited

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15 17.11.2014

Warning: Non-compliance of securities laws against PHP Stocks & Securities Limited

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16 18.11.2014

Warning: Non-compliance of securities laws against Sharp Securities Limited

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