Monthly Report

 

List of Enforcement Actions for the Month of November, 2016

 

Sl No

Date

Subject

Commissionís Decision

01 06-11-2016 Warning: Non-compliance of securities related laws against ACI Formulation Limited. Click for Details
02 06-11-2016 Warning: Non-compliance of securities related laws against ACI Limited. Click for Details
03 14-11-2016 Warning: Non-compliance of securities related laws against Regent Spinning Mills Limited. Click for Details
04 28-11-2016 Warning: Non-compliance of securities related laws against BRB Securities Limited. Click for Details
05 28-11-2016 Warning: Non-compliance of securities related laws against Shahed Securities Limited. Click for Details
06 28-11-2016 Warning: Non-compliance of securities related laws against Al-Muntaha Trading Co. Limited. Click for Details
07 28-11-2016 Warning: Non-compliance of securities related laws against Fareast Finance & Investment Limited. Click for Details
08 28-11-2016 Warning: Non-compliance of securities related laws against Green Delta Securities Limited. Click for Details
09 28-11-2016 Warning: Non-compliance of securities related laws against Arena Securities Limited. Click for Details
10 28-11-2016 Warning: Non-compliance of securities related laws against Haji Ahmed Brothers Securities Limited. Click for Details
11 28-11-2016 Warning: Non-compliance of securities related laws against Saiham Cotton Mills Limited. Click for Details
12 28-11-2016 Warning: Non-compliance of securities related laws against M/S Rahman Mustafiz Haq &Co. Click for Details
13 28-11-2016 Warning: Non-compliance of securities related laws against Tosrifa Industries Limited. Click for Details
14 28-11-2016 Warning: Non-compliance of securities related laws against Central Pharmaceuticals Limited. Click for Details
15 28-11-2016 Warning: Non-compliance of securities related laws against M/s Haque Shah Alam Mansur &Co. Click for Details
16 30-11-2016 Warning: Non-compliance of securities related laws against The Dacca Dyeing & Manufacturing Co. Ltd. (Issuer) Click for Details
17 30-11-2016 Warning: Non-compliance of securities related laws against M/s Shafiq Mizan Rahman & Augustine. Click for Details
18 30-11-2016 Warning: Non-compliance of securities related laws against Shurwid Industries Limited. Click for Details
19 30-11-2016 Warning: Non-compliance of securities related laws against M/s Rahman Mostafa Alam & Co.. Click for Details