Monthly Report

 

List of Enforcement Actions for the Month of November 2010

 

Sl No

Date

Subject

Commissionís Decision

01

07-11-2010 Disposal of review appeal against Penalty Order: In connection with repeat Public Offerings (RPO) of Golden Son Ltd to ICB Capital Management Ltd  (issuer)

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02

07-11-2010 Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2003 to Fine Foods Ltd.

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03

07-11-2010 Disposal of review petition against Penal Orders In connection with repeat Public Offerings (RPO) of Golden Son Ltd

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04

09-11-2010 Order to Ammam Sec Food Industry Ltd. Order No: SEC/ENFORCEMENT/567/2007/787.

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05

14-11-2010 WARNING: Non-Compliance with securities related laws in connection with the audited financial statements for the year ended on Dec-31, 2009 to Lexco Ltd (issuer)

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06

21-11-2010 Disposal of review petition against Penal Orders In connection with the audited financial Statement for the year ended on June 30, 2006 & 2007 with a token fine to Ashraf Textile Mills Ltd

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07

23-11-2010 WARNING: Alleged Non-Compliance with securities related laws in connection with the audited financial statements of Sonali Paper & Board Mills Ltd for the year ended on June-30, 2009 to M/s. Chowdhury Bhattacharjee & Co.

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