Monthly Report

 

List of Enforcement Actions for the Month of May, 2016

 

Sl No

Date

Subject

Commission’s Decision

01 08-05-2016 Warning: Non-compliance of securities related laws against MTB Capital Limited. Click for Details
02 25-05-2016 Warning: Non-compliance of securities related laws against NCCB Securities & Financial Services Limited. Click for Details
03 25-05-2016 Penalty Order against Alltex Industries Limited. Click for Details