Monthly Report

 

List of Enforcement Actions for the Month of May, 2015

 

Sl No

Date

Subject

Commissionís Decision

01 19-05-2015 Warning: Non-compliance of securities laws against Brac EPL Stock Brokerage Limited. Click to get the page
02 19-05-2015 Warning: Non-compliance of securities laws against Fareast Stocks & Bonds Limited. Click to get the page
03 19-05-2015 Warning: Non-compliance of securities laws against Greenland Equities Limited. Click to get the page
04 19-05-2015 Warning: Non-compliance of securities laws against Trustee Securities Limited. Click to get the page

05

25-05-2015 Rejection of the prayer for waiver of penalty against Fines Foods Limited. Click to get the page
06 25-05-2015 Warning: Non-compliance of securities laws against MAH Securities Limited. Click to get the page
07 25-05-2015 Non-compliance of securities related laws: Disposal of the alleged matter  against Times Securities Limited. Click to get the page