Monthly Report

 

List of Enforcement Actions for the Month of May 2007

 

Sl No

Date

Subject

Commissionís Decision

1 03/05/2007 Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/439) Click to get the page
2 03/05/2007 Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/440) Click to get the page
3 03/05/2007 Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/441) Click to get the page
4 03/05/2007 Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/442) Click to get the page
5 03/05/2007 Order - to concern of Mr Alhajj Mainuddin Managing Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/447) Click to get the page
6 03/05/2007 Order - to concern of Mr Md Salauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/448) Click to get the page
7 03/05/2007 Order - to concern of Mr Md Mesbauddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/449) Click to get the page
8 03/05/2007 Order - to concern of Mr Alhajj Md Zaman Uddin Director Khaza Mosaic Tiles & Stone Industries Ltd (SEC/Enforcement/169/2003/450) Click to get the page
9 07/05/2007 Commission's Enquiry Order#SEC/SRMID/99-689/1052 dated 06 March 07 on the company for unusual trading of shares and request for a personal hearing of all the Directors of the company before awarding judgment : Time Prayer - to concern of Chairperson Bangladesh Welding Electrodes Ltd Click to get the page
10 09/05/2007 Non-compliance with securities related laws in connection with share trading of Zeal Bangla Sugar Mills Ltd: Warning - to concerns of National Credit and Commerce Bank Ltd (DSE Membership no 61) Stock-dealer Click to get the page
11 17/05/2007 Alleged non-compliance with securities law in connection with IPO application of Export Import Bank of Bangladesh Limited (Issuer): Letter of caution - to concerns of AAA Consultants & Financial Advisers Click to get the page
12 17/05/2007 Alleged non-compliance with the securities law in connection with IPO application: Letter of caution - to concerns of Export Import Bank of Bangladesh Limited Click to get the page
13 17/05/2007 Order - to concern of Mr ABM Kamal Uddin Khan Chairman/Director M Hossain Garments Washing & Dyeing Limited Click to get the page
14 17/05/2007 Order - to concern of Mrs Yasmin Kamal Director M Hossain Garments Washing & Dyeing Limited Click to get the page
15 17/05/2007 Order - to concern of Mr Minhaz Bin Kamal Director M Hossain Garments Washing & Dyeing Limited Click to get the page
16 17/05/2007 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of  Anwar Galvanizing Limited Click to get the page
17 20/05/2007 Order - to concern of Mr Harun-Or-Rashid Managing Director Lexco Limited Click to get the page
18 20/05/2007 Order - to concern of Mr Alhaj Abdul Motin Director Lexco Limited Click to get the page
19 20/05/2007 Order - to concern of Mr Hamiduddin Ahmed Director Lexco Limited Click to get the page
20 20/05/2007 Order - to concern of Mr Mustafa Shah Ali Newaz Director Lexco Limited Click to get the page
21 20/05/2007 Order - to concern of Mr Udoy Kumar Bhakto Director Lexco Limited Click to get the page
22 20/05/2007 Order - to concern of Mr Fazlur Rahman Director Lexco Limited Click to get the page
23 20/05/2007 Order - to concern of Mr Md Shahjahan Managing Director Sajib Knitwear & Garments Limited Click to get the page
24 20/05/2007 Order - to concern of Ms Selina Afroz Director Sajib Knitwear & Garments Limited Click to get the page
25 20/05/2007 Order - to concern of Ms Shafia Khatun Director Sajib Knitwear & Garments Limited Click to get the page
26 20/05/2007 Order - to concern of Mr Md Shakhawat Hossain (Sajib) Director Sajib Knitwear & Garments Limited Click to get the page
27 21/05/2007 Order - to concern of Mr Abdul Matlub Ahmad Managing Director Niloy Cement Industries Limited Click to get the page
28 21/05/2007 Order - to concern of Mr Humayun Kabir Khondaker Director Niloy Cement Industries Limited Click to get the page
29 21/05/2007 Order - to concern of Ms Selina Ahmah Director Niloy Cement Industries Limited Click to get the page
30 21/05/2007 Order - to concern of Mr Abdul Musabbir Ahmad Director Niloy Cement Industries Limited Click to get the page
31 21/05/2007 Order - to concern of Mr Md Anwar Hossain Director Niloy Cement Industries Limited Click to get the page
32 21/05/2007 Order - to concern of Mr Md Altaf Hossain Director Niloy Cement Industries Limited Click to get the page
33 21/05/2007 Order - to concern of Mr S A Quashem Director Niloy Cement Industries Limited Click to get the page
34 22/05/2007 Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/532) Click to get the page
35 22/05/2007 Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/533) Click to get the page
36 22/05/2007 Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/534) Click to get the page
37 22/05/2007 Order - to concern of Mr Md Abdur Razzak Chairman/Managing Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/538) Click to get the page
38 22/05/2007 Order - to concern of Mr Md Ashraful Alom Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/539) Click to get the page
39 22/05/2007 Order - to concern of Left. Colonel (Retd) Mr Sirajul Islam BP (Bar) Director Raspit Data Management & Telecomunication Limited (SEC/Enforcement/408/2006/540) Click to get the page
40 22/05/2007 Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/547) Click to get the page
41 22/05/2007 Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/546) Click to get the page
42 22/05/2007 Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/545) Click to get the page
43 22/05/2007 Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/544) Click to get the page
44 22/05/2007 Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/555) Click to get the page
45 22/05/2007 Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/554) Click to get the page
46 22/05/2007 Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/553) Click to get the page
47 22/05/2007 Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/552) Click to get the page
48 22/05/2007 Waiver of imposed penalty: Non-compliance of securities law in connection with payment of audit fee to the SEC appointed auditors - to concerns of Bangladesh Chemical Industries Limited Click to get the page
49 22/05/2007 Non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bangladesh Monospool Paper Manufacturing Co Limited Click to get the page
50 24/05/2007 Waiver of imposed penalty: In connection with the non-submission of audited financial statements for the year ended on June 30 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/563) Click to get the page
51 24/05/2007 Waiver of imposed penalty: In connection with the non-holding of AGM in the year 2005 - to concerns of Sonali Paper & Board Mills Limited (SEC/Enforcement/145/2002/564) Click to get the page
52 24/05/2007 Order - to concern of Mr Dewkinandan Kejriwal Managing Director Bangladesh Luggage Industries Limited Click to get the page
53 24/05/2007 Order - to concern of Ms Kanchan Kejriwal Director Bangladesh Luggage Industries Limited Click to get the page
54 24/05/2007 Order - to concern of Ms Kanchan Devi Kejriwal Director Bangladesh Luggage Industries Limited Click to get the page
55 24/05/2007 Order - to concern of Ms Vogoboti Kejriwal Director Bangladesh Luggage Industries Limited Click to get the page
56 24/05/2007 Order - to concern of Mr Uttom Kejriwal Director Bangladesh Luggage Industries Limited Click to get the page
57 24/05/2007 Order - to concern of Mr Ashok Kejriwal Director Bangladesh Luggage Industries Limited Click to get the page
58 27/05/2007 Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on June 30 2006 within time: Warning - to concerns of Mona Food Industries Limited Click to get the page
59 27/05/2007 Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Rose Heaven Ball Pen Limited Click to get the page
60 28/05/2007 Order - to concern of Ms Dilara Begum Chairperson/Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/591) Click to get the page
61 28/05/2007 Order - to concern of Ms Shamim Ara Begum Managing Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/592) Click to get the page
62 28/05/2007 Order - to concern of Mr Rezaul Karim Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/593) Click to get the page
63 28/05/2007 Order - to concern of Mr Badrul Haque Director Saleh Carpet Mills Limited (SEC/Enforcement/39/2001/594) Click to get the page
64 28/05/2007 Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/599) Click to get the page
65 28/05/2007 Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/600) Click to get the page
66 28/05/2007 Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/601) Click to get the page
67 28/05/2007 Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/602) Click to get the page
68 28/05/2007 Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/607) Click to get the page
69 28/05/2007 Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/608) Click to get the page
70 28/05/2007 Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/609) Click to get the page
71 28/05/2007 Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/610) Click to get the page
72 28/05/2007 Order - to concern of Mr Aminur Rasul Managing Director/Director Chictex Limited (SEC/Enforcement/37/2001/615) Click to get the page
73 28/05/2007 Order - to concern of Mr Jamal Uddin Ahmed Chairman/Director Chictex Limited (SEC/Enforcement/37/2001/616) Click to get the page
74 28/05/2007 Order - to concern of Mr Md Masukur Rasul Director Chictex Limited (SEC/Enforcement/37/2001/617) Click to get the page
75 28/05/2007 Order - to concern of Mr Iftekhar Mahmud Director Chictex Limited (SEC/Enforcement/37/2001/618) Click to get the page
76 28/05/2007 Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Bangladesh Luggage Industries Limited Click to get the page
77 28/05/2007 Non-compliance of securities laws in connection with the submission of half yearly financial statements for the half year ended on December 31 2006 within time: Warning - to concerns of Sonali Paper & Board Mills Limited Click to get the page