Monthly Report

 

List of Enforcement Actions for the Month of May 2006

 

No.

Date

Subject

Commissionís Decision

1 03/05/2006 Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Chicktex Ltd Click to get the page
2 03/05/2006 Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Chicktex Ltd Click to get the page
3 07/05/2006 Non-cooperation with the enquiry committee of Securities and Exchange Commission: Disposal of the matter with emprimand- attention to Mr. A.K Poddar, Director, Prime Finance and Investment Ltd & PFI Securities Ltd Click to get the page
4 07/05/2006 Non-compliance with securities related laws: Warning to S.N.M. Securities Ltd(DSE Membership No-07) Click to get the page
5 07/05/2006 Non-compliance with securities related laws: Warning to concerns of Tripti Industries Ltd Click to get the page
6 09/05/2006 Non-compliance with securities related laws: Warning to Kazi Mohidur Rab, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 Click to get the page
7 09/05/2006 Non-compliance with securities related laws: Warning to Md. Rafiuddin Khandkar, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 Click to get the page
8 10/05/2006 Non-compliance with securities related laws: Warning- attention to MD ,ARC Securities Ltd, DSE Membership-100. Click to get the page
9 15/05/2006 Non-compliance with securities related laws: Warning -attention to MD/CEO ,  JIC Securities Ltd, CSE Membership-30 Click to get the page
10 15/05/2006 Non-compliance with securities related laws: Warning- attention to MD/CEO , National Securities and Consultants Ltd, CSE Membership-57. Click to get the page
11 15/05/2006 Non-compliance with securities related laws: Warning- attention to MD, Kabir Ahmed & Co, DSE Membership-68. Click to get the page
12 15/05/2006 Non-compliance with securities related laws: Warning- attention to MD/CEO , D.N. Securities Ltd, CSE Membership-89. Click to get the page
13 22/05/2006 Response to appeal for waiver of imposed penalty due to non-submission of half yearly financial statements for the year ended on December 31, 2005- to concerns of Sonali Paper and Board Mills Ltd Click to get the page
14 22/05/2006 Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of  Sonali Paper and Board Mills Ltd Click to get the page
15 22/05/2006 Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Sonali Paper and Board Mills Ltd Click to get the page
16 22/05/2006 Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2003- to concerns of Eagle Box & Cartoon Mfg. Co. Ltd. Click to get the page
17 23/05/2006 Waiver of penalty- Mr. Khurshed Hossain, Director, Meghna Condensed Milk Industries Ltd. Click to get the page
18 23/05/2006 Waiver of penalty- Mr. Md. Nazmul Salehin, Director, Meghna Condensed Milk Industries Ltd. Click to get the page
19 23/05/2006  About waiver of penalty- concerns of Meghna Condensed Milk Industries Ltd. Click to get the page
20 23/05/2006 Waiver of penalty- MD and Company Secretary,  Meghna Shrimp Culture Ltd. Click to get the page
21 25/05/2006 Order to concerns of Saleh Carpet Mills Ltd Click to get the page
22 28/05/2006 Non-compliance of securities laws- Warning to concerns of  Syed Mahbub Murshed & Co., DP-75 Click to get the page
23 28/05/2006 Non-compliance of securities laws- Warning to concerns of Md. Shahidullah & Co., DP-142 Click to get the page
24 28/05/2006 Non-compliance of securities laws- Warning to concerns of ALOCO, DP-133 Click to get the page
25 28/05/2006 Non-compliance of securities laws- Warning to concerns of Joytun Securities International, DP-145 Click to get the page
26 28/05/2006 Non-compliance of securities laws- Warning to concerns of CMSL Securities Ltd, DP-35 Click to get the page
27 28/05/2006 Non-compliance of securities laws- Warning to concerns of Sylnet Securities Ltd, CSE Member-33 Click to get the page
28 28/05/2006 Non-compliance of securities laws- Warning to concerns of ZATL Securities Ltd, CSE Member-45 Click to get the page
29 28/05/2006 Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/549) Click to get the page
30 28/05/2006 Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/553) Click to get the page
31 28/05/2006 Non-compliance of securities laws- Warning to concerns of Brotherhood Securities Ltd, DP-183 Click to get the page
32 28/05/2006 Non-compliance of securities laws- Warning to concerns of Moshihor Rahman, DP-32 Click to get the page
33 28/05/2006 Non-compliance of securities laws- Warning to concerns of Imtiaz Hossain & Co. DP-03 Click to get the page
34 28/05/2006 Non-compliance of securities laws- Warning to concerns of SNM Securities Ltd, DP-68 Click to get the page
35 28/05/2006 Non-compliance of securities laws- Warning to concerns of Gateway Equity Resources Ltd. DP-104 Click to get the page
36 28/05/2006 Non-compliance of securities laws- Warning to concerns of Premium Securities Ltd. DP-175 Click to get the page
37 28/05/2006 Non-compliance of securities laws- Warning to concerns of South Asia Securities Ltd. DP-106 Click to get the page
38 28/05/2006 Non-compliance of securities laws- Warning to concerns of Eagle Star Textile Mills Ltd Click to get the page
39 29/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGMs held on Dec 26, 2005- Warning to concerns of Sonali Aansh Industries Ltd. Click to get the page
40 29/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 8, 2005- Warning to concerns of Apex Weaving and Finishing Mills Ltd. Click to get the page
41 29/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 29, 2005- Warning to concerns of Delta Spinners Ltd Click to get the page
42 29/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Tallu Spinning Mills Ltd. Click to get the page
43 30/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 31, 2005-Warning to concerns of Bangladesh Electricity Meter Company Ltd. Click to get the page
44 30/05/2006 Response to appeal for waiver of imposed penalty  to concerns of Bangladesh Zipper Industries Ltd. Click to get the page
45 30/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 26, 2005- Warning to concerns of Yusuf Flour Mills Ltd. Click to get the page
46 30/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 22, 2005- Warning to concerns of Sajib Knitwear and Garments Industries Ltd. Click to get the page
47 30/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Al-Amin Chemical Industries Ltd. Click to get the page
48 30/05/2006 Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Mithun Knitting & Dyeing Ltd. Click to get the page