Monthly Report
List of Enforcement Actions for the Month of May 2006
|
No. |
Date |
Subject |
Commission’s
Decision |
| 1 | 03/05/2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Chicktex Ltd | Click to get the page |
| 2 | 03/05/2006 | Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Chicktex Ltd | Click to get the page |
| 3 | 07/05/2006 | Non-cooperation with the enquiry committee of Securities and Exchange Commission: Disposal of the matter with emprimand- attention to Mr. A.K Poddar, Director, Prime Finance and Investment Ltd & PFI Securities Ltd | Click to get the page |
| 4 | 07/05/2006 | Non-compliance with securities related laws: Warning to S.N.M. Securities Ltd(DSE Membership No-07) | Click to get the page |
| 5 | 07/05/2006 | Non-compliance with securities related laws: Warning to concerns of Tripti Industries Ltd | Click to get the page |
| 6 | 09/05/2006 | Non-compliance with securities related laws: Warning to Kazi Mohidur Rab, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 | Click to get the page |
| 7 | 09/05/2006 | Non-compliance with securities related laws: Warning to Md. Rafiuddin Khandkar, Authorized Representative, Hazi Mohammad Ali & Co, DSE Membership-30 | Click to get the page |
| 8 | 10/05/2006 | Non-compliance with securities related laws: Warning- attention to MD ,ARC Securities Ltd, DSE Membership-100. | Click to get the page |
| 9 | 15/05/2006 | Non-compliance with securities related laws: Warning -attention to MD/CEO , JIC Securities Ltd, CSE Membership-30 | Click to get the page |
| 10 | 15/05/2006 | Non-compliance with securities related laws: Warning- attention to MD/CEO , National Securities and Consultants Ltd, CSE Membership-57. | Click to get the page |
| 11 | 15/05/2006 | Non-compliance with securities related laws: Warning- attention to MD, Kabir Ahmed & Co, DSE Membership-68. | Click to get the page |
| 12 | 15/05/2006 | Non-compliance with securities related laws: Warning- attention to MD/CEO , D.N. Securities Ltd, CSE Membership-89. | Click to get the page |
| 13 | 22/05/2006 | Response to appeal for waiver of imposed penalty due to non-submission of half yearly financial statements for the year ended on December 31, 2005- to concerns of Sonali Paper and Board Mills Ltd | Click to get the page |
| 14 | 22/05/2006 | Response to appeal for waiver of imposed penalty due to non-submission of audited financial statements for the year ended on June 30, 2005- to concerns of Sonali Paper and Board Mills Ltd | Click to get the page |
| 15 | 22/05/2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2005- to concerns of Sonali Paper and Board Mills Ltd | Click to get the page |
| 16 | 22/05/2006 | Response to appeal for waiver of imposed penalty due to non-holding of AGM in the year 2003- to concerns of Eagle Box & Cartoon Mfg. Co. Ltd. | Click to get the page |
| 17 | 23/05/2006 | Waiver of penalty- Mr. Khurshed Hossain, Director, Meghna Condensed Milk Industries Ltd. | Click to get the page |
| 18 | 23/05/2006 | Waiver of penalty- Mr. Md. Nazmul Salehin, Director, Meghna Condensed Milk Industries Ltd. | Click to get the page |
| 19 | 23/05/2006 | About waiver of penalty- concerns of Meghna Condensed Milk Industries Ltd. | Click to get the page |
| 20 | 23/05/2006 | Waiver of penalty- MD and Company Secretary, Meghna Shrimp Culture Ltd. | Click to get the page |
| 21 | 25/05/2006 | Order to concerns of Saleh Carpet Mills Ltd | Click to get the page |
| 22 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Syed Mahbub Murshed & Co., DP-75 | Click to get the page |
| 23 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Md. Shahidullah & Co., DP-142 | Click to get the page |
| 24 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of ALOCO, DP-133 | Click to get the page |
| 25 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Joytun Securities International, DP-145 | Click to get the page |
| 26 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of CMSL Securities Ltd, DP-35 | Click to get the page |
| 27 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Sylnet Securities Ltd, CSE Member-33 | Click to get the page |
| 28 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of ZATL Securities Ltd, CSE Member-45 | Click to get the page |
| 29 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/549) | Click to get the page |
| 30 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of ICB Securitie Trading Co. Ltd, DP-15(SEc/Enforcement/383/2005/553) | Click to get the page |
| 31 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Brotherhood Securities Ltd, DP-183 | Click to get the page |
| 32 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Moshihor Rahman, DP-32 | Click to get the page |
| 33 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Imtiaz Hossain & Co. DP-03 | Click to get the page |
| 34 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of SNM Securities Ltd, DP-68 | Click to get the page |
| 35 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Gateway Equity Resources Ltd. DP-104 | Click to get the page |
| 36 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Premium Securities Ltd. DP-175 | Click to get the page |
| 37 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of South Asia Securities Ltd. DP-106 | Click to get the page |
| 38 | 28/05/2006 | Non-compliance of securities laws- Warning to concerns of Eagle Star Textile Mills Ltd | Click to get the page |
| 39 | 29/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGMs held on Dec 26, 2005- Warning to concerns of Sonali Aansh Industries Ltd. | Click to get the page |
| 40 | 29/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 8, 2005- Warning to concerns of Apex Weaving and Finishing Mills Ltd. | Click to get the page |
| 41 | 29/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 29, 2005- Warning to concerns of Delta Spinners Ltd | Click to get the page |
| 42 | 29/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Tallu Spinning Mills Ltd. | Click to get the page |
| 43 | 30/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 31, 2005-Warning to concerns of Bangladesh Electricity Meter Company Ltd. | Click to get the page |
| 44 | 30/05/2006 | Response to appeal for waiver of imposed penalty to concerns of Bangladesh Zipper Industries Ltd. | Click to get the page |
| 45 | 30/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 26, 2005- Warning to concerns of Yusuf Flour Mills Ltd. | Click to get the page |
| 46 | 30/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 22, 2005- Warning to concerns of Sajib Knitwear and Garments Industries Ltd. | Click to get the page |
| 47 | 30/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Al-Amin Chemical Industries Ltd. | Click to get the page |
| 48 | 30/05/2006 | Non-compliance of securities laws- in connection with submission of audio/visual recording of AGM held on Dec 27, 2005- Warning to concerns of Mithun Knitting & Dyeing Ltd. | Click to get the page |