Monthly Report

 

List of Enforcement Actions for the Month of March, 2017

 

Sl No

Date

Subject

Commissionís Decision

01 01-03-2017 Order against Alliance Securities & Management Limited. Click for Details
02 08-03-2017 Order against Associated Capital Securities Limited. Click for Details
03 19-03-2017 Warning: Non-compliance of securities related laws against Shahiq Securities Limited. Click for Details
04 19-03-2017 Warning: Non-compliance of securities related laws against Imtiyaz Hussain Securities Limited. Click for Details
05 19-03-2017 Warning: Non-compliance of securities related laws against Shandhani Life Insurance Company Limited. Click for Details
06 19-03-2017 Warning: Non-compliance of securities related laws against Samorita Hospital Limited. Click for Details
07 19-03-2017 Warning: Non-compliance of securities related laws against International Leasing Securities Limited. Click for Details
08 19-03-2017 Warning: Non-compliance of securities related laws against Olympic Industries Limited. Click for Details
09 19-03-2017 Warning: Non-compliance of securities related laws against EC Securities Limited. Click for Details
10 19-03-2017 Warning: Non-compliance of securities related laws against Oimex Electrode Limited. Click for Details
11 19-03-2017 Warning: Non-compliance of securities related laws against MTB Capital Limited. Click for Details
12 19-03-2017 Warning: Non-compliance of securities related laws against Holy City Securities Limited. Click for Details
13. 28-03-2017 Order against Mirror Financial Management Limited Click for Details