Monthly Report

 

List of Enforcement Actions for the Month of March, 2015

 

Sl No

Date

Subject

Commissionís Decision

01 02-03-2015 Warning: Non-compliance of securities related laws against Skys Securities Limited. Click to get the page
02 11-03-2015 Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2014/2041/593 dated August 31, 2014 in connection with non- Non-compliance of securities law against Harun Securities Limited. Click to get the page
03 12-03-2015 Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/1062/2012/85 dated February 02, 2014 in connection with non- Non-compliance of securities law against Reliance Brokerage Services Limited. Click to get the page
04 18-03-2015 Order against Joytun Securities International Limited. Click to get the page

05

19-03-2015 Order against Bangladesh General Insurance Company Limited. Click to get the page

06

19-03-2015 Order against Hoda Vasi Chowdhury & Co. Click to get the page
07 19-03-2015 Order against LR Global Asset Management Company Limited. Click to get the page
08 19-03-2015 Non-compliance of securities related laws: Disposal of the alleged matter against Pubali Bank Securities Limited. Click to get the page
09 19-03-2015 Non-compliance of securities related laws: Disposal of the alleged matter against Renwick, Jajneswar & Co (BD) Limited. Click to get the page
10 19-03-2015 Warning: Non-compliance of securities laws against Standard Chartered Bank. Click to get the page
11 22-03-2015 Warning: Non-compliance of securities laws against Golden Son Limited. Click to get the page
12 23-03-2015 Show cause cum notice for hearing: In connection with the non-submission of audited financial statements for the year ended on June 30, 2014 against Bangladesh Shipping Corporation. Click to get the page