Monthly Report

 

List of Enforcement Actions for the Month of March 2013

 

Sl No

Date

Subject

Commissions Decision

1

07.03.2013

Non-compliance of Securities related Laws against IFIC BANK LTD.

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2

07.03.2013

Non-compliance of Securities related Laws : Warning . Md Ariful Haque Mallick.

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3

07.03.2013

Penelty Order for Violation of AvPiYwewa 1 and 6 of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000. Mr S M Faruque

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4

12.03.2013

Penelty Order for Violation of Securities related Laws against Salta Capital Limited.

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5

12.03.2013

Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against SINHA Securities Limited.

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6

12.03.2013

Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against M.Securities Limited.

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7

12.03.2013

Penelty Order for Violation of Securities related Laws in connection with unusual trading in shares of BDAUTOCA"against ICB Securities trading Company Limited.

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8

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against Western Securities Investment Management Ltd.

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9

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against Mirpur ScuritiesLtd.

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10

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against Mona Financial Consultancy and Scurities Ltd.

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11

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against Be Rich Limited.

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12

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against SIBL Securities Limited.

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13

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against HAC Securities Limited.

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14

12.03.2013

Penelty Order : Non-compliance of Securities related Laws against Al-Muntaha Trading Co. Limited.

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15

12.03.2013

Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Beach Hatchery Limited"against Sylhet Metro City Securities Limited.

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16

12.03.2013

Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Shyamol Equtiy Management Limited.

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17

12.03.2013

Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Oshadi Securities Limited.

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18

12.03.2013

Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Sinha Securities Limited.

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19

12.03.2013

Penelty Order : Non-compliance of Securities related Laws connection with unusual trading in shares of Quasem Erycells Limited"against Global Securities Limited.

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20

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Mahbubur Rahman.

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21

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited. against Md Razzaqul Haider Bhuiyan.

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22

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Md Habibur Rahman.

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23

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Ms Nusrat Jahan.

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24

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of Paramount Insurance Company Limited against Uttara Finance and Investment Limited.

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25

14.03.2013

Warning: Non-compliance of Section 17 (e) (v) of Securities and Exchange Ordinance, 1969 in connection with unusual trading in shares of GQBALPEN against Md Abdul Khayer.

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26

14.03.2013

Order. Mr Md Abdur Razzak. Raspit Indk (bd)Ltd

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27

28.03.2013

Payment of Penalty on the installment basis Ms.Shipra Paul

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28

28.03.2013

Payment of Penalty on the installment basis Ms.Sheuli Saha

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29

28.03.2013

Payment of Penalty on the installment basis Mr. Joydeb Kumar Saha

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