Monthly Report

 

List of Enforcement Actions for the Month of March 2011

 

Sl No

Date

Subject

Commission’s Decision

01

03-03-2011 Warning: Non-compliance with the securities related laws in connection with retention of auditor for a consecutive period exceeding three years to Hakkani Pulp & Paper Mills Ltd.

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02

23-03-2011 Warning: Non-compliance with the securities related laws in connection with audited financial statements for the year ended on June 30, 2009 to Sonali Aansh Industries ltd.

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03 31-03-2011 Your letter dated Feb 24, 2011 against Commission's penalty Order No. SEC/Enforcement/660/2008/87 dated Feb 10, 2011 to Western Securities Investment Management Ltd Click to get the page
04 31-03-2011 Disposal of review against Penalty Order: in connection with Repeat Public  Offerings (RPO) of Golden Son Ltd. to ICB Capital Management Ltd Click to get the page