Monthly Report
List of Enforcement Actions for the Month of March 2006
|
Sl. No. |
Date |
Subject |
Commission’s
Decision |
| 1 | 08/03/2006 | Directive to concerns of One Bank Limited and CDBL | Click to get the page |
| 2 | 08/03/2006 | Directive to concerns of Wonderland Toys Limited | Click to get the page |
| 3 | 08/03/2006 | Non-compliance with the provisions of securities laws- Caution to concerns of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/226) | Click to get the page |
| 4 | 08/03/2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/227) | Click to get the page |
| 5 | 08/03/2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/228) | Click to get the page |
| 6 | 08/03/2006 | Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/229) | Click to get the page |
| 7 | 09/03/2006 | Directive to concerns of Mercantile Bank Limited and CDBL | Click to get the page |
| 8 | 14/03/2006 | Order to concerns of Country Stock(Bangladesh) Ltd(DSE Member No. 099) and DSE | Click to get the page |
| 9 | 14/03/2006 | Order to concerns of Salam and Company Ltd (DSE Member No. 190) and DSE | Click to get the page |
| 10 | 14/03/2006 | Letter of exemption of penalty and warning to Managing Director, Directors and Company Secretary of Social Investment Bank Ltd | Click to get the page |
| 11 | 29/03/2006 | Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna Condensed Milk Industries Ltd | Click to get the page |
| 12 | 29/03/2006 | Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna PET Industries Ltd | Click to get the page |
| 13 | 29/03/2006 | Non-compliance of securities laws-warning to Excelsior Shoes Ltd(Issuer) | Click to get the page |
| 14 | 29/03/2006 | Non-compliance of securities laws-In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning to concerns of Eastern Lubricants Blenders Ltd | Click to get the page |
| 15 | 29/03/2006 | Non-compliance of securities laws-In connection with non-holding of AGM in the years 2002 and 2003: Warning to concerns of Tulip Dairy & Food Products Ltd | Click to get the page |
| 16 | 29/03/2006 | Non-compliance of securities laws-warning to M/s Md. Shadullah & Co. DP Participant No. 142, DSE Member No. 91 | Click to get the page |
| 17 | 29/03/2006 | Non-compliance of securities laws-warning to concerns of Bangladesh General Insurance Company Ltd | Click to get the page |
| 18 | 29/03/2006 | Non-compliance of securities laws-warning to concerns of Bangladesh Autocars Ltd | Click to get the page |
| 19 | 29/04/2006 | Non-compliance of securities laws-warning to concerns of Chittagong Vegetable Oil Industries Ltd(Issuer) | Click to get the page |
| 20 | 29/04/2006 | Non-compliance of securities laws-warning to concerns of Karnaphuli Insurance Company Ltd | Click to get the page |
| 21 | 30/04/2006 | Non-compliance of securities laws-warning to Arc Securities Ltd (DSE Member No. 100) | Click to get the page |
| 22 | 30/04/2006 | Non-compliance of securities laws-warning to Salam & Company Ltd (DSE Member No. 190) | Click to get the page |
| 23 | 30/04/2006 | Non-compliance of securities laws-warning to MD of Al-Amin Chemical Industries Ltd(Issuer) | Click to get the page |
| 24 | 30/04/2006 | Non-compliance of securities laws-warning to MD of Beach Hatchery Ltd (Issuer) | Click to get the page |
| 25 | 30/04/2006 | Non-compliance of securities laws-warning to concerns of Himadri Ltd (Issuer) | Click to get the page |
| 26 | 30/04/2006 | Non-compliance of securities laws-warning to Premium Securities Ltd(DSE Member No. 181) | Click to get the page |