Monthly Report

 

List of Enforcement Actions for the Month of March 2006

 

Sl. No.

Date

Subject

Commission’s Decision

1 08/03/2006 Directive to concerns of One Bank Limited and CDBL Click to get the page
2 08/03/2006 Directive to concerns of Wonderland Toys Limited Click to get the page
3 08/03/2006 Non-compliance with the provisions of securities laws- Caution to concerns of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/226) Click to get the page
4 08/03/2006 Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/227) Click to get the page
5 08/03/2006 Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/228) Click to get the page
6 08/03/2006 Non-compliance with the provisions of securities laws- Caution to concern of Mutual Trust Bank Limited(SEC/Enforcement/341/2005/229) Click to get the page
7 09/03/2006 Directive to concerns of Mercantile Bank Limited and CDBL Click to get the page
8 14/03/2006 Order to concerns of Country Stock(Bangladesh) Ltd(DSE Member No. 099) and DSE Click to get the page
9 14/03/2006 Order to concerns of Salam and Company Ltd (DSE Member No. 190) and DSE Click to get the page
10 14/03/2006 Letter of exemption of penalty and warning to Managing Director, Directors and Company Secretary of Social Investment Bank Ltd Click to get the page
11 29/03/2006 Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna Condensed Milk Industries Ltd Click to get the page
12 29/03/2006 Non-compliance of securities laws in connection with non-submission of audited financial statements for the year ended June 30, 2005 within time: Warning to concerns of Meghna PET Industries Ltd Click to get the page
13 29/03/2006 Non-compliance of securities laws-warning to Excelsior Shoes Ltd(Issuer) Click to get the page
14 29/03/2006 Non-compliance of securities laws-In connection with non-furnishing of the audited financial statements for the year ended on June 30, 2005 within time: Warning to concerns of Eastern Lubricants Blenders Ltd Click to get the page
15 29/03/2006 Non-compliance of securities laws-In connection with non-holding of AGM in the years 2002 and 2003: Warning to concerns of Tulip Dairy & Food Products Ltd Click to get the page
16 29/03/2006 Non-compliance of securities laws-warning to M/s Md. Shadullah & Co. DP Participant No. 142, DSE Member No. 91 Click to get the page
17 29/03/2006 Non-compliance of securities laws-warning to concerns of Bangladesh General Insurance Company Ltd Click to get the page
18 29/03/2006 Non-compliance of securities laws-warning to concerns of Bangladesh Autocars Ltd Click to get the page
19 29/04/2006 Non-compliance of securities laws-warning to concerns of Chittagong Vegetable Oil Industries Ltd(Issuer) Click to get the page
20 29/04/2006 Non-compliance of securities laws-warning to concerns of Karnaphuli Insurance Company Ltd Click to get the page
21 30/04/2006 Non-compliance of securities laws-warning to Arc Securities Ltd (DSE Member No. 100) Click to get the page
22 30/04/2006 Non-compliance of securities laws-warning to Salam & Company Ltd (DSE Member No. 190) Click to get the page
23 30/04/2006 Non-compliance of securities laws-warning to MD of Al-Amin Chemical Industries Ltd(Issuer) Click to get the page
24 30/04/2006 Non-compliance of securities laws-warning to MD of Beach Hatchery Ltd (Issuer) Click to get the page
25 30/04/2006 Non-compliance of securities laws-warning to concerns of Himadri Ltd (Issuer) Click to get the page
26 30/04/2006 Non-compliance of securities laws-warning to Premium Securities Ltd(DSE Member No. 181) Click to get the page