Monthly Report

 

List of Enforcement Actions for the Month of June, 2016

 

Sl No

Date

Subject

Commissionís Decision

01 05-06-2016 Rejection of the prayer for waiver of penalty against Appollo Ispat Complex Limited. Click for Details
02 08-06-2016 Warning: Non-compliance of securities related laws against Sandhani Life Insurance Co. Limited. Click for Details
03 14-06-2016 Warning: Non-compliance of securities related laws against AB Investment Limited. Click for Details
04 14-06-2016 Warning: Non-compliance of securities related laws against NBL Securities Limited. Click for Details
05 15-06-2016 Penalty Order against Phoenix Insurance Co. Limited. Click for Details
06 19-06-2016 Order against S.R. Capital Limited. Click for Details
07 19-06-2016 Order against S. R. Capital Limited. Click for Details
08 23-06-2016 Warning: Non-compliance of securities related laws against Best Electronics Limited. Click for Details