Monthly Report

 

List of Enforcement Actions for the Month of June 2008

 

Sl No

Date

Subject

Commissionís Decision

1 03/06/2008 Warning  to concerns of Holy City Securities Ltd for non-compliance of securities laws. Click to get the page
2 11/06/2008 Warning  to concerns of daffodil Computers Ltd(Issuer) for non-compliance of securities laws in connection with retention of auditor for a consecutive period exceeding three years. Click to get the page
3 11/06/2008 Related to application for waiver of penalty by Country Stock (Bangladesh) Ltd Click to get the page
4 11/06/2008 Related to application for waiver of penalty by ARC Securities Ltd

 

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5 12/06/2008 Warning  to concerns of M/S K.M. Alam & Co., Chartered accountant, for non-compliance of securities laws in connection with audited financial statements of Bionic Sea Food Exports Ltd (Issuer) for the year ended on December 31, 2006. Click to get the page
6 12/06/2008 Warning  to concerns of Beximco Fisheries Ltd (Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006 Click to get the page
7 12/06/2008 Warning  to concerns of M/s M.J. Abedin & Co., Chartered Accountants,  for non-compliance of securities laws in connection with audited financial statements of Beximco Fisheries Ltd (issuer) for the year ended on December 31, 2006. Click to get the page
8 12/06/2008 Warning  to concerns of M/s G. Kibria & Co, Chartered Accountants  for non-compliance of securities laws in connection with audited financial statements of Legacy Footwear Ltd(Issuer)  for the year ended on December 31, 2006. Click to get the page
9 12/06/2008 Warning  to concerns of M/s Basu Banarjee Nath  & Co, Chartered Accountants  for non-compliance of securities laws in connection with audited financial statements of Power Grid Company of Bangladesh Ltd  for the year ended on Juner 30, 2005. and June 30, 2006. Click to get the page
10 12/06/2008 Warning  to concerns of Legacy Footwear Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on December 31, 2006. Click to get the page
11 16/05/2008 Warning  to concerns of Mona Food Industries Ltd(Issuer) for non-furnishing of clarification/explanation regarding audited financial statements for the year ended on June 30, 2006. Click to get the page
12 18/06/2008 Warning  to concerns of Dynamic Textile Industries Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. Click to get the page
13 18/06/2008 Warning  to concerns of Quasem Textile Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. Click to get the page
14 18/06/2008 Warning  to concerns of Quasem Silk Mills Ltd(Issuer) for non-compliance of securities laws in connection with submission of half yearly financial statements for the half year ended on March 31, 2008. Click to get the page
15 22/06/2008 Warning  to concerns of IDLC Finance Ltd  for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. Click to get the page
16 22/06/2008 Warning  to concerns of AB Bank Ltd  for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. Click to get the page
17 22/06/2008 Warning  to concerns of Prime Finance and Investment Ltd  for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. Click to get the page
18 22/06/2008 Warning  to concerns of Prime Bank Ltd  for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. Click to get the page
19 22/06/2008 Warning  to concerns of Lanka Bangla Finance Ltd  for non-compliance of securities laws in connection with activities of merchant banker and portfolio manager. Click to get the page
20 22/06/2008 Order to concerns of Raspit Inc(BD) Ltd Click to get the page
21 22/06/2008 Order to concerns of Chictex Ltd Click to get the page
22 22/06/2008 Order to concerns of Raspit Data Management and Telecommunication Ltd Click to get the page
23 23/06/2008 Warning  to concerns of IDLC Finance Ltd  for non-compliance of securities laws. Click to get the page
24 23/06/2008 Warning  to concerns of Salta Capital Ltd  for non-compliance of securities laws. Click to get the page
25 23/06/2008 Warning  to Mrs. Kawsar Jahan Farida Begum, Sponsor Director of Sandhani Life Insurance Co. Ltd  for non-compliance of securities laws. Click to get the page
26 24/06/2008

Warning  to concerns of Power Grid Company Ltd(Issuer) for non-compliance of securities laws in connection with audited financial statements for the year ended on June 30, 2005 as well as Information documents published for offloading/direct listing of shares.

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27 24/06/2008 Order to Mr. Mohammad Shahib Uddin, Shareholder Director of Mercantile Insurance Company  Ltd Click to get the page
28 24/06/2008 Order to Mrs Hosne Ara Aziz, Sponsor of The City Bank Ltd Click to get the page
29 26/06/2008 Order to concerns of Saleh Carpet Mills Ltd Click to get the page
30 26/06/2008 Order to concerns of Rose Heaven Ballpen Ltd Click to get the page