Monthly Report
List of Enforcement Actions for the Month of July 2007
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 01/07/2007 | Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Western Securities Investment Management Limited | Click to get the page |
| 2 | 01/07/2007 | Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Chowdhury Securities & Services Limited | Click to get the page |
| 3 | 02/07/2007 | Directive - to oncerns of Sreepur Textile Mills Limited | Click to get the page |
| 4 | 11/06/2007 | Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on June 30 2006 : Warning - to concerns of Arbee Textiles Limited | Click to get the page |
| 5 | 05/07/2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Alhajj Nur Mohammad | Click to get the page |
| 6 | 05/07/2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Ms Tasnim Akter Chowdhury | Click to get the page |
| 7 | 05/07/2007 | Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of ICB Capital Management Ltd | Click to get the page |
| 8 | 05/07/2007 | Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of AAA Consultant & Financial Advisors Merchant Banker-Issue Manager | Click to get the page |
| 9 | 05/07/2007 | Alleged non-compliance of securities law in connection with the IPO: Warning - to concerns of Jamuna Bank Limited | Click to get the page |
| 10 | 08/07/2007 | Waiver of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Sajib Knitwear and Garments Limited | Click to get the page |
| 11 | 09/07/2007 | Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Sonali Ansh Limited | Click to get the page |
| 12 | 10/07/2007 | Order - to concerns of Rose Heaven Ball Pen Limited | Click to get the page |
| 13 | 11/07/2007 | Order - to concerns of Chictex Limited | Click to get the page |
| 14 | 11/07/2007 | Order - to concerns of Quashem Silk Mills Limited | Click to get the page |
| 15 | 15/07/2007 | Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Rangamati Food Products Limited | Click to get the page |
| 16 | 16/07/2007 | Order - to concerns of Wonderland Toys Limited | Click to get the page |
| 17 | 18/07/2007 | Non-compliance of securities laws: In connection with the delayed furnishing of the audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/885) | Click to get the page |
| 18 | 18/07/2007 | Non-compliance of securities laws in connection with the delayed furnishing of half yearly financial statements for the half year ended on December 31 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/886) | Click to get the page |
| 19 | 26/07/2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mrs Hasina Gazi 4 Siddheswari Lane Dhaka-1000 | Click to get the page |
| 20 | 26/07/2007 | Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mr Gazi Golam Ashria 4 Siddheswari Lane Dhaka-1000 | Click to get the page |
| 21 | 26/07/2007 | Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bengal Fine Ceramics Limited | Click to get the page |
| 22 | 26/07/2007 | Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pubali Bank Limited Limited | Click to get the page |
| 23 | 26/07/2007 | Order - concerns of Saleh Carpet Mills Limited | Click to get the page |
| 24 | 26/07/2007 | Order - concerns of Raspit Inc (BD) Limited | Click to get the page |
| 25 | 26/07/2007 | Order - concerns of Chittagong Vegetable Oil Limited | Click to get the page |
| 26 | 26/07/2007 | Order - concerns of Ibrahim Securities Limited DSE M# 33 | Click to get the page |