Monthly Report

 

List of Enforcement Actions for the Month of July 2007

 

Sl No

Date

Subject

Commissionís Decision

1 01/07/2007 Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Western Securities Investment Management Limited Click to get the page
2 01/07/2007 Non-compliance of securities law in connection with shares in clearing account on record date: Warning - to concerns of Chowdhury Securities & Services Limited Click to get the page
3 02/07/2007 Directive - to oncerns of Sreepur Textile Mills Limited Click to get the page
4 11/06/2007 Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on June 30 2006 : Warning - to concerns of Arbee Textiles Limited Click to get the page
5 05/07/2007  Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Alhajj Nur Mohammad Click to get the page
6 05/07/2007  Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Ms Tasnim Akter Chowdhury Click to get the page
7 05/07/2007  Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of ICB Capital Management Ltd Click to get the page
8 05/07/2007  Alleged non-compliance of securities law in connection with the IPO of Jamuna Bank Ltd: Warning - to concerns of AAA Consultant & Financial Advisors Merchant Banker-Issue Manager Click to get the page
9 05/07/2007  Alleged non-compliance of securities law in connection with the IPO: Warning - to concerns of Jamuna Bank Limited Click to get the page
10 08/07/2007 Waiver  of imposed penalty: In connection with statutory audit report for the year ended on June 30 2006 - to concerns of Sajib Knitwear and Garments Limited Click to get the page
11 09/07/2007 Non-compliance of securities related laws in connection with the submission of the half yearly financial statements for the period ended on December 31 2006 : Warning - to concerns of Sonali Ansh Limited Click to get the page
12 10/07/2007 Order - to concerns of Rose Heaven Ball Pen Limited Click to get the page
13 11/07/2007 Order - to concerns of Chictex Limited Click to get the page
14 11/07/2007 Order - to concerns of Quashem Silk Mills Limited Click to get the page
15 15/07/2007 Alleged non-compliance with securities related laws in connection with the revised half-yearly financial statements for the period ended on December 31 2006: Warning - to concerns of Rangamati Food Products Limited Click to get the page
16 16/07/2007 Order - to concerns of Wonderland Toys Limited Click to get the page
17 18/07/2007 Non-compliance of securities laws: In connection with the delayed furnishing of  the audited financial statements for the years ended on June 30 2005 and June 30 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/885) Click to get the page
18 18/07/2007 Non-compliance of securities laws in connection with the delayed furnishing of half yearly financial statements for the half year ended on December 31 2006: Warning - to concerns of Perfume Chemical Industries Limited (SEC/Enforcement/217/2004/886) Click to get the page
19 26/07/2007 Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mrs Hasina Gazi 4 Siddheswari Lane Dhaka-1000 Click to get the page
20 26/07/2007 Alleged non-compliance of securities law in connection with the non-declaration of trading in Jamuna Bank Ltd's shares: Warning - to concern of Mr Gazi Golam Ashria 4 Siddheswari Lane Dhaka-1000 Click to get the page
21 26/07/2007 Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30 2006: Warning - to concerns of Bengal Fine Ceramics Limited Click to get the page
22 26/07/2007 Alleged non-compliance with securities related laws in connection with audited financial statements for the year ended on December 31 2006: Warning - to concerns of Pubali Bank Limited Limited Click to get the page
23 26/07/2007 Order - concerns of Saleh Carpet Mills Limited Click to get the page
24 26/07/2007 Order - concerns of Raspit Inc (BD) Limited Click to get the page
25 26/07/2007 Order - concerns of Chittagong Vegetable Oil Limited Click to get the page
26 26/07/2007 Order - concerns of  Ibrahim Securities  Limited DSE M# 33 Click to get the page