Monthly Report

 

List of Enforcement Actions for the Month of July. 2014

 

Sl No

Date

Subject

Commissions Decision

01.

20.07.2014 Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO .  Click to get the page

02.

20.07.2014 Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO .  Click to get the page

 

03 20.07.2014 Penalty Order: Non compliance of Securities Law by submitting fake land documents relating to IPO .  Click to get the page

 

04 20.07.2014 Review: Non-compliance of Circular no. SEC/Section/CMRRCD/2001-43/89 dated 11/02/2009, AvPib wewa bs 1 of wZxq Zdwmj of wmwKDwiwUR I GP Kwgkb (K wWjvi, K evKvi I Abygvw`Z cwZwbwa) wewagvjv, 2000 Rule 3(7) of Margin Rules, 1999.                                                      Click to get the page

 

05 14.07.2014 Non-compliance of securities laws.-Warning.  Click to get the page

 

06 09.07.2014 Non-compliance of securities laws.-Warning.  Click to get the page

 

07 09.07.2014 Non-compliance of securities laws.-Warning.  Click to get the page