Monthly Report

 

List of Enforcement Actions for the Month of July, 2016

 

Sl No

Date

Subject

Commissionís Decision

01 12-07-2016 Rejection of the prayer for waiver of penalty against AIBL Capital Market Services Limited. Click for Details
02 12-07-2016 Penalty Order against PFI Securities Limited. Click for Details
03 12-07-2016 Penalty Order against Mr. Golam Mahiuddin. Click for Details
04 12-07-2016 Penalty Order against Mr. Feroz Alam, MD, Petromax Refinery Ltd. Click for Details
05 12-07-2016 Penalty Order against Mr. Faridul Alam, Director, Petromax Refinery Ltd. Click for Details
06 12-07-2016 Penalty Order against Mr. A. K. M. Badiul Alam, Director, Petromax Refinery Ltd. Click for Details
07 12-07-2016 Penalty Order against Mr. Rezakul Haider, Chairman, Petromax Refinery Ltd. Click for Details
08 12-07-2016 Penalty Order against Mr. Anis Salahuddin Ahmad, Director, Petromax Refinery Ltd. Click for Details
09 12-07-2016 Penalty Order against Mr. Md. Shamsuzzaman, Director, Petromax Refinery Ltd. Click for Details
10 12-07-2016 Penalty Order against Prime Islami Securities Ltd. Click for Details
11 13-07-2016 Warning: Non-compliance of securities related laws against Singer Bangladesh Limited. Click for Details
12 18-07-2016 Order against Prime Islami Securities Ltd. Click for Details
13 19-07-2016 Warning: Non-compliance of securities related laws against Aziz Pipes Ltd. (Issuer) Click for Details
14 19-07-2016 Warning: Non-compliance of securities related laws against Far East Knitting and Dyeing Industries Limited (Issuer). Click for Details
15 21-07-2016 Warning: Non-compliance of securities related laws against Glaxo Smith Kline Bangladesh Limited (Issuer). Click for Details
16 21-07-2016 Warning: Non-compliance of securities related laws against MABS & Partners. Click for Details
17 28-07-2016 Order against Tulip Dairy and Food Products Ltd. Click for Details
18 28-07-2016 Order against Rose Heaven Ball Pen Ltd. Click for Details
19 28-07-2016 Order against Bangladesh Electricity Meter Company Ltd. Click for Details
20 28-07-2016 Order against  Raspit Data Management and Telecommunication Ltd. Click for Details
21 28-07-2016 Order against  Meghna Srimp Culture Ltd. Click for Details