Monthly Report

 

List of Enforcement Actions for the Month of July, 2015

 

Sl No

Date

Subject

Commissionís Decision

01 01-07-2015 Penalty Order against GQ ball Pen Industries Ltd. Click for Details
02 01-07-2015 Warning: Non-compliance of securities laws against Wata Chemicals Ltd. Click for Details
03 07-07-2015 Penalty Order against Shahjibazar Power Co. Ltd. Click for Details
04 09-07-2015 Warning: Non-compliance of securities laws in connection with capital raising against Kormop Company Ltd. Click for Details
05 12-07-2015 Non-compliance of securities related laws against AIBL Capital Market Services Ltd. and City Brokerage Ltd. Click for Details
06 12-07-2015 Non-compliance of securities related laws against City Brokerage Ltd. and Unicap Investment Ltd. Click for Details
07 12-07-2015 Non-compliance of securities related laws against City Brokerage Ltd. Click for Details
08 12-07-2015 Warning: Non-compliance of securities laws against PFI Securities Ltd. Click for Details
09 12-07-2015 Non-compliance of securities related laws against Shahed Securities Ltd. Click for Details
10 12-07-2015 Non-compliance of securities related laws against Sharp Securities Ltd. and AB Bank Investment Ltd. Click for Details
11 13-07-2015 Order against AIBL Capital Market Services Ltd. Click for Details
12 13-07-2015 Order against BLI Capital Ltd. Click for Details
13 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/219] Click for Details
14 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/220] Click for Details
15 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/221] Click for Details
16 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/222] Click for Details
17 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/223] Click for Details
18 13-07-2015 Order against Petromax Refinery Ltd. [Issue No.-BSEC/Enforcement/2201/2014/224] Click for Details
19 13-07-2015 Order against PFI Securities Ltd. Click for Details
20 13-07-2015 Order against Prime Finance Capital Management Ltd. Click for Details
21 13-07-2015 Order against Prime Islami Securities Ltd. Click for Details
22 13-07-2015 Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/228] Click for Details
23 13-07-2015 Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/229] Click for Details
24 13-07-2015 Order against Shahjibazar Power Company Ltd. [Issue No.-BSEC/Enforcement/2201/2014/230] Click for Details
25 13-07-2015 Order against Sharp Securities Ltd. Click for Details
26 16-07-2015 Extension of Time to Deposit against Shahjibazar Power Company Ltd. Click for Details
27 23-07-2015 Review of imposed penalty against BSEC penalty Orders No. BSEC/Enforcement/2065/2014/37 dated February 01, 2015 in connection with non- Non-compliance of securities law against EBL Securities Ltd. Click for Details
28 28-07-2015 Penalty Order against Hoda Vasi Chowdhury & Co., Chartered Accounts Click for Details
29 29-07-2015 Non-compliance of securities laws in connection with capital raising against AA Rashayan Shilpa Ltd. Click for Details