Monthly Report

 

List of Enforcement Actions for the Month of July 2012

 

Sl No

Date

Subject

Commissionís Decision

01.

09.07.2012

Non-compliance of securities laws: In connection with the delayed submission of half yearly financial statements for the half year ended on December 31, 2011: Warning.

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02.

09.07.2012

Disposal of review petition against SEC Orders No. SEC/Enforcement/689/2008/ 467-470 all dated 29th June, 2009, No.SEC/Enforcement/689/2008/156-159 all dated 26th January, 2010, No.SEC/Enforcement/689/ 2008/478-481 all dated 31st May, 2010, No. SEC/ Enforcement/160/2003/566-569 all dated 19th July, 2009 and No. SEC/Enforcement/160/ 2003/69-72 all dated 5th January, 2010.

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03.

31.07.2012

Penalty Order for Violation of Securities related laws against Eastern Cables Limited.

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04.

31.07.2012

Penalty Order for Violation of Securities related laws against Maq Enterprise Limited.

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