Monthly Report

 

List of Enforcement Actions for the Month of July 2009

 

Sl No

Date

Subject

Commissionís Decision

1 01/07/2009 Order to concerns of Bangladesh Dyeing and Finishing Industries Ltd Click to get the page
2 05/07/2009 Appeal against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 8,2009. Click to get the page
3 05/07/2009 Review on appeal application of Mr.Belayet Hossain(authorized representative) submitted on 06/05/2009 Click to get the page
4 05/07/2009 Review on appeal of Prime Finance & Investment Ltd against SEC penalty Order No.SEC/Enforcement/728/2008/118 dated February 08,2009 Click to get the page
5 05/07/2009 Review on appeal of Prime Securities and Financial Services Ltd  on cancellation of registration certificate. Click to get the page
6 05/07/2009 Disposal of review petition of Legacy Footwear Ltd against penalty order: non-compliance with securities related laws in connection with the audited financial statement for the year ended on December 31,2005. Click to get the page

 

7 08/07/2009 Order to concerns of Alpha Tobacco Manufacturing Ltd  Click to get the page
8 08/07/2009 Order to concerns of Bionic Seafood Exports Ltd Click to get the page
9 08/07/2009 Order to concerns of M. Securities Ltd Click to get the page
10 08/07/2009 Warning to concerns of Quasem Textile Mills Ltd for non-compliance of securities laws in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines   Click to get the page
11 12/07/2009 Order to concerns of Khaza Mosaic Tiles and Stone Industries Ltd Click to get the page
12 14/07/2009 Order to concerns of Excelsior Shoes Ltd Click to get the page
13 14/07/2009 Warning to concerns of Meghna Condensed Milk Ltd  non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning. Click to get the page
14 14/07/2009 Warning to concerns of M/S Mahfel Huq & Co.  for non-compliance with securities related laws in connection with audited financial statements of Bangladesh Dyeing and Finishing Industries Ltd(Issuer)  for the year ended on June 30, 2007. Click to get the page
15 15/07/2009 Order to concerns of Mona Food Industries Ltd Click to get the page
16 15/07/2009 Warning to concerns of Meghna PET Industries Ltd(Issuer) for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007: Warning. Click to get the page
17 15/07/2009 Warning to concerns of  M/S Habib Sarwar & Co for non-compliance with securities related laws in connection with audited financial statements of Meghna PET Industries Ltd for the year ended on June 30,2007: Warning. Click to get the page
18 15/07/2009 Warning to concerns of Aman Sea Food Industries Ltd(Issuer) for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30, 2008.  Click to get the page
19 15/07/2009 Warning to concerns of M/S Ahmed Zakir & Co for non-compliance with the securities related laws in connection with audited financial statement of Aman Sea Food Industries Limited (Issuer) for the year ended on June 30,2008 Click to get the page
20 15/07/2009 Order to concerns of M Hossain Garments Washing & Dyeing Ltd Click to get the page
21 16/07/2009 Non-compliance of securities laws : In connection with trading of shares of City General Insurance Co.Limited: Warning. Click to get the page
22 16/07/2009 Warning to concerns Akila Khatun(Client code # 28063) for non-compliance of securities laws iIn connection with trading of shares of City General Insurance Co. Limited. Click to get the page
23 16/07/2009 Warning to concerns of  M/S K.M. Alam &Co. for non-compliance of securities laws in connection with audited financial statements of Bionic Seafood Exports Ltd for the year ended on December 31, 2006. Click to get the page
24 16/07/2009 Warning to concerns of Tulip Dairy and Food Products Ltd for non-compliance with securities related laws in connection with audited financial statements for the year ended on June 30,2007. Click to get the page
25 16/07/2009 Warning to concerns of  Mir Mamunur Rahim(Client code no: 34009) for non-compliance of securities laws in connection with trading of shares of City General Insurance Co.Limited. Click to get the page
26 16/07/2009 Order to concerns of Excelsior Shoes Ltd Click to get the page
27 19/07/2009 Order to concerns of Saleh Carpet Mills Ltd Click to get the page
28 20/07/2009 Warning to concerns of Phoenix Leather Complex Ltd for non-compliance of securities laws  in connection with the matter of non-compliance of SEC Directive dated January 19,2009 in connection with the Corporate Governance Guidelines. Click to get the page
29 21/07/2009 Order to concerns of Rose Heaven Ballpen Ltd Click to get the page
30 27/07/2009 Non-compliance with securities related laws in connection with sale of share without any declaration by Petrobangla, the corporate sponsor/director of Tital Gas Transmission and Distribution Company Ltd. Click to get the page
31 27/07/2009 Warning to concerns of Sonali Paper and Board Mills Ltd for non-compliance with securities related laws in connection with non-disseminating the price sensitive information regarding BMRE of your company. Click to get the page