Monthly Report
List of Enforcement Actions for the Month of July 2006
|
Sl No |
Date |
Subject |
Commission’s
Decision |
| 1 | 04/07/2006 | Non-compliance of securities laws concerning price sensitive information - Warning - to concerns of Bengal Fine Ceramics Ltd | Click to get the page |
| 2 | 04/07/2006 | Non-compliance with securities laws concerning effecting transfer of shares outside stock exchange without prior permission : Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/748) | Click to get the page |
| 3 | 04/07/2006 | Non-compliance with securities laws concerning declaring transfer of holdings- Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/749) | Click to get the page |
| 4 | 04/07/2006 | Application for review of Commission's Order No. SEC/Enforcement/392/2005/53 & SEC/Enforcement/392/2005/54 both dated January 16, 2006 to concerns of M. Abdul Rashid & Co. (DSE Member No. 35) | Click to get the page |
| 5 | 09/07/2006 | Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning to concern of Proprietor, Mirza Aboo Mohsin & Co. (DP No.138) | Click to get the page |
| 6 | 09/07/2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Bengal Fine Ceramic Ltd | Click to get the page |
| 7 | 09/07/2006 | Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years - Warning - to concerns of Eastern Housing Ltd | Click to get the page |
| 8 | 13/07/2006 | Non-compliance of securities law in connection with submission of half yearly financial statements for the half year ended on March 31, 2006 within time : Warning - to concerns of Dynamic Textile Industries Ltd (SEC/Enforcement/413/2006/799) | Click to get the page |
| 9 | 13/07/2006 | Non-compliance of securities law in connection with the submission of half yearly financial statements for the year ended on December 31, 2005 within time - Warning - to concerns of Mona Food Industry Ltd | Click to get the page |
| 10 | 13/07/2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time : Warning - to concerns of Meghna Shrimp Culture Ltd | Click to get the page |
| 11 | 13/07/2006 | Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on September 30, 2005 within time : Warning - to concerns of Dynamic Textile Industries Ltd ((SEC/Enforcement/413/2006/803)) | Click to get the page |
| 12 | 16/07/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording 7th AGM held on December 14, 2005 - Warning- to concerns of Bangladesh Welding Electrodes Ltd | Click to get the page |
| 13 | 16/07/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 20, 2005 - Warning- to concerns of Bd.Com Online Ltd | Click to get the page |
| 14 | 16/07/2006 | Non-compliance of securities laws: In connection with submission of audio-visual recording of 41st AGM held on December 15, 2005 - Warning- to concerns of Bangladesh Hotels Ltd | Click to get the page |
| 15 | 17/07/2006 | Order - to concerns of Modern Cement Ltd | Click to get the page |
| 16 | 17/07/2006 | Order - to concerns of P.F.I Securities Ltd | Click to get the page |
| 17 | 18/07/2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Synthetics Ltd : Caution -to concerns of Beximco Synthetics Ltd & Investment Corporation of Bangladesh | Click to get the page |
| 18 | 18/07/2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Denims Ltd : Caution -to concerns of Beximco Denims Ltd & Investment Corporation of Bangladesh | Click to get the page |
| 19 | 18/07/2006 | Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Textile Mills Ltd : Caution -to concerns of Beximco Textile Mills Ltd & Investment Corporation of Bangladesh | Click to get the page |
| 20 | 18/07/2006 | Order - to concerns of Giasuddin Ahmed & Co. | Click to get the page |