Monthly Report

 

List of Enforcement Actions for the Month of July 2006

 

Sl No

Date

Subject

Commissionís Decision

1 04/07/2006 Non-compliance of securities laws concerning price sensitive information - Warning - to concerns of Bengal Fine Ceramics Ltd Click to get the page
2 04/07/2006 Non-compliance with securities laws concerning effecting transfer of shares outside stock exchange without prior permission : Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/748) Click to get the page
3 04/07/2006 Non-compliance with securities laws concerning declaring transfer of holdings- Warning - to concerns of Sonali Paper & Board Mills Ltd (SEC/Enforcement/435/2006/749) Click to get the page
4 04/07/2006 Application for review of Commission's Order No. SEC/Enforcement/392/2005/53 & SEC/Enforcement/392/2005/54 both dated January 16, 2006 to concerns of M. Abdul Rashid & Co. (DSE Member No. 35) Click to get the page
5 09/07/2006 Non-compliance of securities laws concerning keeping shares in clearing account on record date - Warning to concern of Proprietor, Mirza Aboo Mohsin & Co. (DP No.138) Click to get the page
6 09/07/2006 Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years -  Warning - to concerns of Bengal Fine Ceramic Ltd Click to get the page
7 09/07/2006 Non-compliance of securities law concerning retention of auditor for a consecutive period exceeding three years -  Warning - to concerns of Eastern Housing Ltd Click to get the page
8 13/07/2006 Non-compliance of securities law in connection with submission of half yearly financial statements for the half year ended on March 31, 2006 within time : Warning - to concerns of Dynamic Textile Industries Ltd (SEC/Enforcement/413/2006/799) Click to get the page
9 13/07/2006 Non-compliance of securities law in connection with the submission of half yearly financial statements for the year ended on December 31, 2005 within time - Warning - to concerns of Mona Food Industry Ltd Click to get the page
10 13/07/2006 Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on December 31, 2005 within time : Warning - to concerns of Meghna Shrimp Culture Ltd Click to get the page
11 13/07/2006 Non-compliance of securities laws: In connection with the furnishing of the audited financial statements for the year ended on September 30, 2005 within time : Warning - to concerns of Dynamic Textile Industries Ltd ((SEC/Enforcement/413/2006/803)) Click to get the page
12 16/07/2006 Non-compliance of securities laws: In connection with submission of audio-visual recording 7th AGM held on December 14,  2005 - Warning- to concerns of Bangladesh Welding Electrodes Ltd Click to get the page
13 16/07/2006 Non-compliance of securities laws: In connection with submission of audio-visual recording of AGM held on December 20, 2005 - Warning- to concerns of Bd.Com Online Ltd Click to get the page
14 16/07/2006 Non-compliance of securities laws: In connection with submission of audio-visual recording of 41st AGM held on December 15, 2005 - Warning- to concerns of Bangladesh Hotels Ltd Click to get the page
15 17/07/2006 Order - to concerns of Modern Cement Ltd Click to get the page
16 17/07/2006 Order - to concerns of P.F.I Securities Ltd Click to get the page
17 18/07/2006 Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Synthetics Ltd : Caution -to concerns of Beximco Synthetics Ltd & Investment Corporation of Bangladesh Click to get the page
18 18/07/2006 Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Denims Ltd : Caution -to concerns of Beximco Denims Ltd & Investment Corporation of Bangladesh Click to get the page
19 18/07/2006 Non-compliance of securities law concerning re-scheduling of payment of principal and interest to institutional debenture holders of Beximco Textile Mills Ltd : Caution -to concerns of Beximco Textile Mills Ltd & Investment Corporation of Bangladesh Click to get the page
20 18/07/2006 Order - to concerns of Giasuddin Ahmed & Co. Click to get the page