Monthly Report

 

List of Enforcement Actions for the Month of January 2012

 

Sl No

Date

Subject

Commissionís Decision

01.

08.01.2012

Penalty Order for Violation of Securities related laws againstRangamati Food Products Limited.

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02.

10.01.2012

WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with declaration of shares sale.

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03.

10.01.2012

WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14, 2010 in connection with non submission of buy confirmation report within stipulated time.

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04.

10.01.2012

WARNING: Non compliance of Notification No. SEC/CMRRCD/2000-313/Admin/06 dated March 25,2001 in connection with non submission of sale confirmation report.

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05.

10.01.2012

Disposal: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non Completion of sale as per declaration.

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06.

10.01.2012

WARNING: Non compliance of Notification No. SEC/CMRRCD/2009-193/49/Admin/03-48 dated July 14,2010 in connection with non submission of sale confirmation report.

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07.

24.01.2012

Disposal of review petition against Penal Orders in connection with the audited financial statements of Chittatong Vegetable Oil Industries Limited for the year ended on June 30, 2010.

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08.

30.01.2012

Non-compliance of securities laws: -Warning.

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