Monthly Report

 

List of Enforcement Actions for the Month of January, 2017

 

Sl No

Date

Subject

Commissionís Decision

01 01-01-2017 Warning: Non-compliance of securities related laws against Holy City Securities Limited. Click for Details
02 01-01-2017 Warning: Non-compliance of securities related laws against Lanka Bangla Securities Limited. Click for Details
03 02-01-2017 Order against Super Shares & Securities Limited. Click for Details
04 16-01-2017 Warning: Non-compliance of securities related laws against Malek Siddiqui Wali, Chartered Accounts. Click for Details
05 16-01-2017 Warning: Non-compliance of securities related laws against Safko Spinning Mills Limited. Click for Details
06 16-01-2017 Warning: Non-compliance of securities related laws against Dynamic Securities Consultants Limited. Click for Details
07 16-01-2017 Warning: Non-compliance of securities related laws against EBL Securities Limited. Click for Details
08 16-01-2017 Warning: Non-compliance of securities related laws against Midway Securities Limited. Click for Details
09 16-01-2017 Warning: Non-compliance of securities related laws against Times Securities Limited. Click for Details
10 16-01-2017 Warning: Non-compliance of securities related laws against Saad Securities Limited. Click for Details
11 18-01-2017 Warning: Non-compliance of securities related laws against Family Tex (BD) Limited. Click for Details
12 18-01-2017 Warning: Non-compliance of securities related laws against SCL Securities Limited. Click for Details
13 18-01-2017 Warning: Non-compliance of securities related laws against MTB Securities Limited. Click for Details
14 18-01-2017 Warning: Non-compliance of securities related laws against One Securities Limited. Click for Details
15 18-01-2017 Warning: Non-compliance of securities related laws against NBL Securities Limited. Click for Details
16 18-01-2017 Warning: Non-compliance of securities related laws against BD finance Securities Limited. Click for Details